CFTC Regulatory Associate
BCG Attorney Search
Job Overview A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Seattle, WA. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets, including digital currency, and collaborate on cross-disciplinary matters. Duties Conduct legal research and draft memoranda on CEA and CFTC Regulations. Review and analyze business models for compliance with CEA and Regulations. Engage with emerging markets, especially digital currency. Prepare regulatory filings, including DCM, DCO, FCM, IB, SD registration documents, and no-action letters. Collaborate on cross-disciplinary matters, including transactional and litigation. Participate in client meetings and pitches. Requirements At least 3 years of direct CFTC and CEA experience. Experience with DCM compliance issues, including prediction markets. Fluency in digital currency regulatory matters. Strong research, writing, and analytical skills. Ability to manage multiple assignments in a fast-paced environment. Excellent communication skills and eagerness to learn. Membership to the State Bar where the candidate will be located is required. Experience with SEC regulations valued, but not required. Education Juris Doctor (J.D.) degree. Certifications State Bar membership. Skills Strong analytical and research skills. Excellent written and verbal communication. Ability to work collaboratively across practice areas. Benefits Comprehensive health benefits including medical, dental, and vision. Mental well-being programs. Child, family, elder, and pet care benefits. Short- and long-term disability and parental leave benefits. Health savings account contributions and flexible spending accounts. 401K program. Flexible Time Off program and paid holidays. #J-18808-Ljbffr BCG Attorney Search
- BCG Attorney Search is looking for an experienced Associate in Commodity Futures Trading Commission regulatory matters to join their Seattle office. The candidate... ...requires a Juris Doctor degree and at least 3 years of CFTC experience. Benefits include comprehensive health...SuggestedWork at officeFlexible hours
- ...Interim Chief Regulatory & Chief Compliance Officer (CCO) About the Company A new CFTC-regulated exchange offering a novel type of security futures. Industry Capital Markets Type Privately Held About the Role The Company is in need of an Interim...SuggestedPermanent employmentTemporary workInterim roleRemote work
- Job Overview A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory... ...clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform...SuggestedTemporary workWork at officeFlexible hours
$260k - $365k
A prominent legal recruiting firm seeks a Healthcare Regulatory Associate in Washington, United States. You will advise healthcare disruptors and navigate complex regulations while working closely with experts from CMS, DOJ, and FDA. Ideal candidates have 3-5 years of...Suggested- BCG Attorney Search is seeking a junior to mid-level associate to join their Fintech and Financial Advisory practice in Seattle, WA. The... ...4 years’ experience and a Juris Doctorate degree, focusing on regulatory, licensing, and enforcement matters. This role offers...SuggestedFlexible hours
- Job Overview A law firm seeks an experienced associate to join its national electric practice in Seattle, WA. The role involves representing... .... The ideal candidate has over four years of electric regulatory experience and excels in detailed work on regulatory and contract...Contract work
- BCG Attorney Search is looking for an experienced associate to join its national electric practice in Seattle, WA. The role entails representing various clients in electric regulatory matters, engaging with state commissions, and conducting detailed legal research. The...
- ...advance your education and professional development. Summary Of The Role We are looking for an experienced and dynamic Permitting & Regulatory Compliance Specialist II to join our growing team. In this role you will independently manage a defined caseload of permitting...Work at officeImmediate startRemote workFlexible hours
- ...Responsibilities This position is responsible for the preparation of regulatory submissions required to market medical devices in both the U.S. and Europe, support of international product registrations and related regulatory affairs activities, including execution of...Work at office
$80.72k - $121.07k
...Serves as a subject‑matter expert in quality assurance and regulatory support for clinical research at Seattle Children’s Research Institute... ..., and processes clinical research protocols, including associated documents, for submission to local and commercial IRBs. Assesses...Full timeLocal area$33.02 - $49.54 per hour
...All Jobs Regulatory Compliance Specialist Full-time Description This position is fully remote and open to candidates currently residing in Washington, Idaho, Montana, or Oregon. Your Purpose The Regulatory Compliance Specialist is responsible for supporting the credit...Hourly payFull timeContract workWork at officeLocal areaRemote work- Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're partnering with the world's leading AI research labs to build smarter, safer AI - and we need practitioners who know how compliance and risk management actually work inside real organizations...Hourly payOngoing contractContract workFreelanceRemote workWorldwideFlexible hours
$24.31 - $28.44 per hour
Pay Hourly: $24.31 - $28.44 Annual: $50,556.86 - $57,434.53 Job Summary The Compliance Coordinator oversees contract compliance, risk mitigation, and post‑award monitoring to ensure vendor performance, financial accuracy, and alignment with contractual obligations. This...Hourly payContract workWork at officeLocal area$63k - $73k
...supporting technology Assist with small scale efforts to ensure regulatory compliance Interact with Customer Solutions and Sales teams to... ...related duties as required or requested What You'll Need Associate or bachelor's degree from fully accredited four-year institution...$104k - $113.6k
Position Details Status: Full-time, employee Job function: Program Coordinator/Customer Service/Compliance Relevant work experience: 6 years experience working with customers/members Career level: Experienced Office location: Kirkland, WA Workplace type: Hybrid (a mix ...Full timeTemporary workWork experience placementWork at officeWork from home- Job Overview Job OverviewA law firm seeks a Mid-Level Financial Regulatory Associate in Seattle to join its Financial Services and Securities Enforcement Department. The role involves advising clients on payments products, regulatory inquiries, and compliance obligations...
$39 - $44 per hour
Compliance Specialist – Quality Control Analyst Location: remote | Duration: 03 Months | Pay Rate: $39–$44/hr (W2) Compliance selects former residential mortgage underwriters to staff its Quality Control department. Quality Control Auditors are responsible for conducting...Remote work$30 - $35 per hour
...Compliance Analyst works within a team environment under the direction of the Compliance Director, with a primary focus on ensuring full regulatory compliance across Indigo's affordable housing portfolio. This role is responsible for reviewing and processing certification...Hourly payFull timeInterim roleRemote workWork from homeHome office- ...concerning compliance matters. Bachelor’s Degree or combination of post‑high school education and three years of experience with regulatory compliance or civil or criminal enforcement. Good judgment and ability to work with supervision. Good interpersonal skills and ability...Permanent employmentTemporary workWork at officeShift work
$97.67k - $146.5k
Position Summary The Compliance Analyst will help develop, coordinate, and support all compliance functions and activities. These activities are directed toward a primary objective of enabling CUMG and their providers to comply with all applicable billing and privacy compliance...Full time$69.7k - $94.3k
...violations of state, federal and other laws. Duties may include, but are not limited to, risk assessment, training, monitoring, auditing, regulatory audit, and market conduct activities, audit coordination, investigation, root cause analysis, regulatory implementation, control...Work at office3 days per week$101.9k - $173.2k
## Regulatory and Compliance ConsultantApplylocations: Mountlake Terrace WAtime type: Full timeposted on: Posted Yesterdayjob requisition id: R28859**Workforce Classification:**Hybrid**Join Our Team: Do Meaningful Work and Improve People’s Lives**Our purpose, to improve...Work experience placement$30 - $33 per hour
Sunrise Systems is seeking a Regulatory Compliance Specialist/Analyst in Bellevue, WA. The ideal candidate will have at least 3 years of regulatory compliance experience, ensuring timely renewals and compliance for financial services companies. Responsibilities include...Hourly pay$80.2k - $102.5k
...curious, and innovative minds to join the adventure. Wizards of the Coast products are sold around the world, and meeting global regulatory requirements is critical to how we bring them to market. The Global Regulatory & Compliance Specialist helps ensure our products...$30 - $33 per hour
Job Title Regulatory Compliance Specialist / Analyst Job ID 25-10686 Location Bellevue, WA Duration 06 months on W2 contract Description Seeking a Compliance Specialist/Analyst with at least 3 years of experience to support state licensing and registrations for financial...Hourly payContract work$33.02 - $49.54 per hour
...Hzcu is seeking a full-time Regulatory Compliance Specialist to support its compliance management system. This fully remote position is open to candidates residing in Washington, Idaho, Montana, or Oregon. The Specialist will ensure adherence to federal and state regulations...Hourly payFull timeRemote work- The Grant Compliance Specialist is a key member of YouthCare's Program Quality and Impact (PQI) team, working under the day-to-day direction of the Senior Program Manager - Grants & Contracts. This position assists the third-party outsourced accounting team with the preparation...Contract work
- ...Enhancement is seeking a Senior Business Analyst. This role is responsible for the coordination of PBM, Medicaid, and Licensure regulatory requirements. Responsibilities include managing reporting artifacts and ensuring audit readiness. Ideal candidates will have 3-5+...Remote jobFull time
- ...data management. You'll collaborate with cross-functional teams, manage project timelines, and lead document reviews to facilitate regulatory filings. If you're a motivated self-starter with a strong background in data analysis and project management, this is an exciting...
- ...ensuring the program adheres to relevant security, operational, and financial regulations. The contractor shall submit a quarterly Regulatory Compliance & Risk Assessment Report, identifying risks, compliance gaps, and corrective action plans. Qualifications...Full timeContract workFor contractorsRemote workWorldwide
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