Regulatory Compliance Associate - NYC, FinServ
Pure Search
Pure Search is partnering with a leading global investment firm to appoint a Regulatory Compliance Associate based in New York. The role is hands-on within a lean compliance function, covering marketing review, regulatory filings, testing and policy development. You will work with stakeholders in Compliance and Legal, plus wider business, gaining broad exposure on a global platform. Ideal candidates have 2–4 years of compliance and FINRA broker-dealer experience. #J-18808-Ljbffr Pure Search
Vacancy posted 5 days ago
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