Trade Surveillance Analyst
Huron Consulting Group Inc
Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.Join our team and create your future.This is a great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown NYC. Please review the details below and if this is you, please apply! Contract Based Opportunity3 months or longerHybrid ScheduleClear trade alerts that have been backed up due to a change in trade surveillance systems.Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policiesPerform research and investigations to identify the reason for potential violationsDocument research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirementsLiaise with Information Technology and Senior Management in the development, review, and clearing of surveillance modelsPosition LevelConsultantCountryUnited States of AmericaSummaryLocation: New York-New York CityType:
$120k - $140k
DescriptionKforce's client, a top 3 global investment bank, is seeking a Trade Surveillance Analyst for its New York, NY headquarters (midtown). The work schedule is 3/2 or 4/1 hybrid. Responsibilities will focus on daily trade surveillance of equities and equity derivatives...Surveillance- ...fastest growing office, with further exciting hires planned as they move into new office space there. They are looking for a Trade Surveillance specialist with strong technical skillset to join their team. You will assist in running and building the trade surveillance...SurveillanceFull timeWork at office
- ...business results.Join our team and create your future.This is a great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown NYC. Please review the details below and if this is you, please...SurveillanceContract workFor contractors
- ...Sei Labs seeks a Trading Surveillance Analyst to join as a founding member of the DCM's market regulation function. You will monitor trading activity, investigate alerts, and help build the surveillance program as the exchange goes live. This hands-on role offers growth...Surveillance
- ...A leading financial firm based in New York is seeking an Associate for a Trade Surveillance role focused on FX trading activity. This position involves monitoring trading practices, ensuring compliance with regulations, and collaborating with cross-functional teams. The...Surveillance
- ...building Sei, the fastest EVM blockchain in the world designed for trading. We're building a decentralized Wall Street. We're a lean,... ...from first principles. About the role As our first trading Surveillance Analyst, you will be a founding member of the DCM's market...SurveillanceRemote workShift work
- ...Midtown, Manhattan area. They have an immediate need for a Trade Analyst to join their team. This position is a full-time contract role... .... -Support employee personal trading and compliance surveillance. -Conduct periodic compliance reviews, including communications...SurveillancePermanent employmentFull timeContract workWork at officeImmediate startRemote work
- Sei Labs, a unicorn startup based in NYC, seeks a Trade Surveillance Analyst to help build the market regulation function from the ground up. You will monitor real-time and post-trade activity for manipulative practices and investigate alerts as part of a founding team...SurveillanceRemote job
- MassMutual is seeking a Risk Management Consultant for its Supervisory Controls Group. The role focuses on delegated trade review and surveillance to identify risks and noncompliance under FINRA/SEC/state rules. It requires Series 7/24, multiple broker-dealer experiences...SurveillanceRemote job
- As the first Trade Surveillance Analyst, you'll be a founding member of the DCM's market regulation function. You'll monitor trading activity, investigate alerts, and help build the surveillance program from scratch. What You'll Do: Monitor real-time and post-trade activity...SurveillanceRemote job
- ...Kalshi in New York is seeking a Surveillance Analyst to protect market integrity by monitoring real-time trading activity, investigating anomalies, and evolving our surveillance framework. You will partner with engineering, compliance, and risk to design and implement...Surveillance
- ...seeking to add a CLO Tranche Investment Analyst to its Global Fixed Income Group. Current... ..., relative value analysis, and ongoing surveillance to support investment decisions across primary... ..., and capital structures to support trade ideasAssess impact of resets,...SurveillanceLocal area
- ...performs in-depth research and analysis of market, credit, and trading data to identify risks, develop mitigation processes, and... ...Key Responsibilities: Liaise with market risk, financial surveillance, and other departments to familiarize others with counterparty...SurveillanceFull time
- The Principal Analyst in Transparency Services Equities is responsible for monitoring and responding to real-time trade report and data dissemination issues. This role coordinates... ...associated data, regulations and/or market surveillance business processes is required....SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...Technologies, Inc. is seeking an experienced risk analyst to conduct in-depth research and analysis of market, credit, and trading data to identify risks and develop... ...appropriate while collaborating with market risk, surveillance, and other departments. #J-18808-Ljbffr...Surveillance
$22 - $42 per hour
...infrastructure and tradable products, Cboe delivers cutting‑edge trading, clearing and investment solutions to market participants... ...our internship program! The Regulatory team is hiring for a Surveillance Analyst Intern: An Internship with the Regulatory team is a unique...SurveillanceHourly payFull timeWork experience placementInternshipWork at officeLocal areaImmediate start- ...insight to help them succeed in the new energy transition. About the Role: This is a front-office position on our Power & Gas trading desk, with a primary focus on natural gas markets and exposure to North American power markets. You'll work alongside experienced...Full time
$150k - $180k
...or escalation of issuesNetwork with other colleagues in Global Surveillance and the wider Compliance teams and showcase presenceProvide... ...should participate in the discussionGain an understanding of new trade surveillance modules and surveillance toolsKeep current on...SurveillanceFull timeLocal areaWork from homeFlexible hours$110k - $115k
...management teams.Excellent PowerPoint and Excel skillsGood credit skillsPrevious working experience securitization and in particular trade receivable securitizationThe typical base pay range for this role is between $110K - $115K depending on job-related knowledge,...Full timeWork experience placementWork at officeLocal areaRemote work$110k - $125k
...global commodities business that is able to offer services to clients spanning derivatives risk management and advisory, physical trading and logistics and structured finance products.This position is available to be based in Calgary, Canada.THE TEAM The Commodities North...Full timeTemporary workPart time- ...Senior Data Analyst - Wealth ManagementLocation: NY, NY (Hybrid) (Pref locals)Duration:... ...Computer Science or similarWealth management/ Trading experience preferredMinimum 9 years of... ...FuturesUnderstanding of Risk/Compliance surveillance platforms (Actimize, MANTAS, Sungard)...SurveillanceWork experience placementLocal area
$130k - $180k
...Relationship Building We are seeking a detail-oriented Compliance Surveillance Analyst to support our risk and compliance operations. This role involves working closely with internal teams to monitor trading activity, address potential regulatory concerns, and support the...SurveillanceFull timeRemote work- ...and knowledge discovery for all phases of surveillance strategic and analytical development... ...The senior principal strategic research analyst is responsible for participating and/or... ...maintain, and those in which they control trading or have a financial interest (including...SurveillanceFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start
- ...) is searching for a Technical Business Analyst for a contract assignment with one of our... ...gracefully. Experience in trade lifecycles and asset classes, Equity, Fixed... ...Futures Understanding of Compliance surveillance platforms (Actimize, MANTAS, SunGard, SMARTS...SurveillanceContract workWork experience placement
- ...Atlantic Group is hiring a Compliance Officer (Trade Surveillance Monitoring) for our client, with the position based in New York, NY or Stamford, CT. This role will support trading compliance, surveillance monitoring, regulatory oversight, and risk management across...Surveillance
$105k - $117k
...Summary of Responsibilities : The Global Trade Business Execution Team – Associate (“BE Associate”) will be an integral part of the Global Trade Finance New York team, and will serve as the primary liaison between the Front and Back office. The Global Trade Business...Work at office- ...Goldman Sachs is seeking a Public Natural Gas Trading Analyst in New York to support senior traders with structuring, pricing and execution of derivatives and risk management. The role involves building fundamental supply/demand analyses, market research, and producing...
$155k - $285k
Senior Quantitative Analyst - Interest Rate Modeling & Risk Analytics Location New... ...valuation services, portfolio management and trading platforms, as well as the daily workflow... ...sales to create high impact valuation, surveillance and risk management tools for both...SurveillanceTemporary workFor contractorsWork experience placement$50 - $55 per hour
...Overview: Our client, a leading proprietary trading and options market-making firm, is seeking an experienced Lead Compliance Analyst to support its regulatory compliance... ...policies and procedures, oversee surveillance initiatives, manage regulatory requirements...SurveillanceLong term contractContract workWork from home$159.4k - $181.9k
...A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer... ...requirements, while also managing and developing a team of analysts. Candidates should have expertise in trade surveillance, market...Surveillance
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