Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Global Compliance Associate: Regulatory & Risk

Coda Search│Staffing

Coda Search│Staffing is seeking an Associate to join a growing global Compliance Team. The role involves close collaboration with Legal, Compliance, and department heads, including the CCO, Legal/GC, CFO, and COO, in a highly visible position. Key duties include supporting regulatory filings, monitoring compliance tests, and preparing presentations for senior leadership. The ideal candidate will bring 1+ years in compliance or related fields and strong data analysis abilities. #J-18808-Ljbffr Coda Search│Staffing

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Global Compliance Associate: Regulatory & Risk in New York, NY vacancy
  • The Goldman Sachs Group Global Compliance division seeks a Public Compliance officer to help prevent, detect and mitigate regulatory and reputational risk across the Global Banking & Markets business. This role provides coverage for Equities/Custody Solutions and works... 
    Risk
    Regulatory

    The Goldman Sachs Group

    New York, NY
    2 days ago
  • GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management... 
    Risk
    Regulatory
    Work experience placement
    Flexible hours

    Goldman Sachs

    New York, NY
    3 days ago
  • $104k - $177k

     ...for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh...  ...candidate must exhibit an aptitude for assessing regulatory consent orders, enforcement actions, notices of... 
    Risk
    Regulatory
    Temporary work
    Worldwide
    Flexible hours

    The Bank of New York Mellon

    New York, NY
    2 days ago
  •  ...Advisory professional to join the Global Payments Financial Crimes Compliance (FCC) team in support of our...  ...teams on anti-money laundering risks and regulatory obligations. You will be responsible...  ...proactively identifying risks associated with new and existing products or... 
    Risk
    Regulatory

    TikTok

    New York, NY
    4 days ago
  • $170k - $220k

     ...attorney to provide legal and regulatory advisory support to our Global Markets businesses...  ...territorially within a substituted compliance regime. The candidate...  ...of legal and regulatory risk through the prompt...  ...and the National Futures Association (NFA). The major responsibilities... 
    Risk
    Regulatory
    Full time
    Local area
    Remote work

    MUFG

    New York, NY
    4 days ago
  • Goldman Sachs is seeking a Global Compliance professional in New York to help prevent, detect, and mitigate regulatory and reputational risk across Global Banking & Markets. You will articulate standards of conduct and oversee compliance across Prime Services and related... 
    Risk
    Regulatory

    Goldman Sachs

    New York, NY
    1 day ago
  • TD Securities seeks an Associate in Regulatory and Supervisory Management to support its Global Markets sales, trading and origination activities. The role focuses on...  ...environment. You will collaborate with Compliance and Legal teams, prepare supervisory packs, and... 
    Risk
    Regulatory

    TD Bank Group

    New York, NY
    5 days ago
  • Jazz Pharmaceuticals is a global biopharma company focused on ethics, compliance and privacy. The Senior Compliance Officer...  ...R&D and Tech Ops will drive risk identification and mitigation across...  ...rules. You will partner with Legal, Regulatory, and Clinical Operations, lead... 
    Risk
    Regulatory
    Remote job

    Biopharma Careers

    New York, NY
    1 day ago
  • Compliance-Global Banking & Markets Public Compliance - FICC-New York-Analyst New York, NY, United States Job Description GLOBAL...  ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s... 
    Risk
    Regulatory
    Full time
    Work experience placement
    Flexible hours

    Goldman Sachs Group, Inc.

    New York, NY
    1 day ago
  • Goldman Sachs is seeking an Analyst in Global Compliance to support the Global Markets Division, focusing on preventing and mitigating regulatory and reputational risk across equities and related products. The role involves advising on regulatory requirements, maintaining... 
    Risk
    Regulatory

    Goldman Sachs Bank AG

    New York, NY
    5 days ago
  • Goldman Sachs is seeking a Compliance-GBM Public-Equities Analyst in New York to join Global Compliance. The role focuses on preventing, detecting and mitigating regulatory and reputational risk across the Global Markets Division, with coverage for equities trading and... 
    Risk
    Regulatory

    Goldman Sachs Group, Inc.

    New York, NY
    4 days ago
  • Goldman Sachs in New York, NY seeks a Global Markets Compliance Officer to help prevent, detect and mitigate regulatory and reputational risk across the division by articulating and upholding the standards of conduct required by laws and firm policies. You will collaborate... 
    Risk
    Regulatory

    Goldman Sachs

    New York, NY
    2 days ago
  • $125k - $175k

    A Career with Point72's Compliance TeamThe Point72 Compliance department...  ...professionals who support global investment and trading activities...  ...coordination with legal, risk, operations, finance, technology...  ...solutionsAssist with regulatory readiness efforts and contribute... 
    Risk
    Regulatory
    Work experience placement

    Point72

    New York, NY
    5 hours ago
  •  ...Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping...  ...and striving to be best-in-class.As a Regulatory Strategy Officer within the...  ...the diverse talents they bring to our global workforce are directly linked to our... 
    Risk
    Regulatory
    Work at office

    JP Morgan Chase

    New York, NY
    2 days ago
  • Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management... 
    Risk
    Regulatory

    Goldman Sachs

    New York, NY
    2 days ago
  • $70k - $160k

    Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989....  ...to collaboration, disciplined risk management and continuous...  ...violations of applicable laws, rules, regulatory requirements and firm... 
    Risk
    Regulatory

    Millennium Management

    New York, NY
    5 hours ago
  •  ...clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be...  ...limited to Legal, Compliance, and Regulatory. This individual will also be responsible...  ..., legal, regulatory advisory, risk management, project coordination,... 
    Risk
    Regulatory

    Coda Search│Staffing

    New York, NY
    5 days ago
  • Goldman Sachs Group, Inc. is seeking an Analyst in NY for GBM Public Compliance focusing on Commodities. You will provide real-time compliance guidance to sales, trading and strategists, handling regulatory risk for a broad set of commodity products. The role emphasizes... 
    Risk
    Regulatory

    Goldman Sachs Group, Inc.

    New York, NY
    1 day ago
  • A global financial services firm is seeking a Financial Crime Compliance Associate in New York. The successful candidate will manage and execute compliance...  ...stakeholders on compliance risks, updating procedures, and supporting regulatory inquiries. Candidates should... 
    Risk
    Regulatory

    Nomura

    New York, NY
    4 days ago
  • $111k - $140k

     ...Compliance Associate, Market Surveillance New York City, NY Who are we? FalconX...  ...platform meets the highest regulatory standards across the...  ...liquidity profiles, smart contract risk, governance structures, and...  ...confidentiality in line with global privacy standards. Metrics &... 
    Risk
    Regulatory
    Contract work
    Local area
    Shift work

    FalconX

    New York, NY
    2 days ago
  •  ..., guardrails, agentic risk management, and observability...  ..., highly-regulated global organizations — across...  .... About the AI Compliance Strategy Team Dynamo's...  ...We're looking for an Associate to join the AI Compliance...  ...financial, operational, and regulatory consequence. You will... 
    Risk
    Regulatory
    Remote work
    Shift work

    Dynamo AI

    New York, NY
    2 days ago
  •  ...a Head of Information Security / GRC in New York to establish and scale a global IT security governance and compliance capability. You will own security strategy, risk management and regulatory compliance while partnering with Legal, HR, Finance and Customer Success.... 
    Risk
    Regulatory

    Jobleads-US

    New York, NY
    1 day ago
  • Goldman Sachs is seeking a GBM Public Compliance professional in New York to help identify and manage regulatory, legal and reputational risks across commodities front-office activities. The role involves providing real-time compliance guidance on transactions, developing... 
    Risk
    Regulatory

    Goldman Sachs

    New York, NY
    2 days ago
  • TD Securities in New York is seeking a Regulatory Associate to proactively support supervision of...  ...and origination activities, ensuring compliance with market conduct and regulatory requirements...  ...participation in regulatory initiatives with a focus on risk #J-18808-Ljbffr TD
    Risk
    Regulatory

    TD

    New York, NY
    3 days ago
  • $42k - $90k

     ...outlook, institutional weight and global breadth provide our clients...  ...in Front Line Unit (“FLU”) compliance oversight, regulatory change management and compliance risk metrics management. Duties will...  ...Compliance related experience for Associate level. 0-3 years of... 
    Risk
    Regulatory
    Bank staff
    Work at office
    Flexible hours

    Bocusa

    New York, NY
    2 days ago
  • $97.2k - $195k

     ...executing second line of defense compliance and operational risk oversight for a Front Line...  ...requirements of the Global Compliance Enterprise...  ...regulations, while responding to regulatory inquiries, other audits,...  ..., risks, controls, and associated metrics for risk appetite... 
    Risk
    Regulatory
    Full time
    Work at office
    Local area
    Flexible hours
    Day shift

    Bank of America

    New York, NY
    1 day ago
  • $110k - $158k

     ...applicable market related risks taken within a...  ...support groups (i.e., Compliance, Finance, Operations,...  ...identified, as well as regulatory requirements, as applicableManages...  ...companyRole Overview:Global Markets Risk is...  ...business activities and associated risks.Support new... 
    Risk
    Regulatory
    Full time
    Work at office
    Flexible hours
    Day shift

    Bank of America

    New York, NY
    2 days ago
  • $139.3k - $212.5k

     ...for the local and/or global management and direction...  ...market related risk management functions within...  ...support groups (i.e., Compliance, Finance, Operations,...  ...identified, as well as regulatory requirements, as applicableProvides...  ...for managing associates. At Bank of America,... 
    Risk
    Regulatory
    Full time
    Work at office
    Local area
    Flexible hours
    Day shift

    Bank of America

    New York, NY
    2 days ago
  • $250k

     ...- $500,000.00Category: Risk Management, ExecutiveCompany: CitiThe Global Head of E-Trading Risk...  ...stripes and with Independent Compliance Risk Management (ICRM)....  ..., strategies and associated preventative automated...  ...ensure adherence to, the regulatory frameworks governing electronic... 
    Risk
    Regulatory
    Full time

    Citigroup

    New York, NY
    1 day ago
  • $40 per hour

     ...Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest...  ...and RIA compliance. Assist with regulatory filings, including Form ADV, Form...  ...external exams, audits, inquiries, risk assessments, and similar reviews.... 
    Risk
    Regulatory
    Hourly pay
    Contract work
    Temporary work
    Work at office
    Remote work
    Monday to Friday
    Flexible hours
    Shift work

    Lawyers On Demand

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Global Compliance Associate: Regulatory & Risk. Be the first to apply!