Registered Client Service Associate

Registered Client Service Associate The Securities Senior Sales Assistant (SSA) role provides operational and sales support to multiple Financial Consultants (FCs) across retail, high‑net‑worth, or institutional accounts, and assists with office initiatives. Position Competencies Successful incumbents are customer focused, able to work independently, and possess strong teamwork, planning, and organizational skills. They are creative, innovative, effective communicators, detail oriented, and capable of problem solving while multitasking. Position Responsibilities Assists with the opening and maintenance of client accounts and records. Ensures completion of all paperwork for clients. Provides accurate, timely and courteous responses to clients. Organizes client files and creates systems to support regular follow‑up by Financial Consultants. Researches and resolves complex and sensitive client problems and questions. Fully understands policies and procedures for firm and regulatory compliance. Copies and retains all necessary documentation. Maintains accurate office logs. Backs up other sales associates as required. Identifies issues regarding office procedures and escalates as appropriate. Participates in office or firm‑wide initiatives as requested. Demonstrates teamwork, cooperativeness, and positivity. Follows appropriate approval channels for all correspondence and marketing. Creates client correspondence/mailings as requested. Performs operational or administrative functions for client‑related requests (e.g., check requests, wire funds, address changes, dividend information). Enters trades in accordance with licensing and firm rules. Position Qualifications High School diploma or GED. Advanced college degrees may count toward experience requirements. Series 7 and Series 63 licenses required. Willingness and ability to obtain FINRA Series 66 or 65, and resident‑state appropriate insurance and annuity licenses. Five years of experience in customer contact. Two years of experience in the investments/brokerage industry and securities regulations. Two years of experience in Microsoft Office. Compensation and Benefits Work Best Category: Category B – 3–4 days in office on designated days / 1–2 days remote. Hours: 8:00 am – 5:00 pm, Monday‑Friday. Salary: For candidates hired in California, Colorado, Washington, New York, Illinois, Maryland, New Jersey, or Massachusetts, the expected salary/On‑Target Earnings (OTE) range is $25.99 – $47.00 per hour. Comerica is proud to be an Equal Opportunity Employer – disability/veteran. #J-18808-Ljbffr Comerica Bank