Compliance Officer

New York City | $175,000-$200,000 Base + Bonus We are partnering with a leading global investment management firm to appoint an experienced Compliance Officer to its New York Legal & Compliance team. This is a broad, high-exposure opportunity for an established compliance professional looking to operate within a sophisticated investment environment. The role will work across compliance testing, regulatory projects, investment adviser compliance, third-party oversight, training and reporting, while partnering closely with Legal, Operations, Technology and investment-facing teams. The successful candidate will gain meaningful exposure to the firm’s trading activities and regulatory framework, while taking ownership of key areas of the compliance program. Key Responsibilities Lead and execute compliance testing , including interpreting regulatory requirements, designing testing plans, conducting reviews and documenting findings and recommendations. Conduct investment adviser regulatory analysis , assessing regulatory developments, policy changes and new business initiatives. Support and lead broader regulatory and compliance projects across the organization. Oversee and monitor third-party service providers against regulatory and contractual requirements. Prepare compliance metrics, reporting and presentations for senior stakeholders. Develop and deliver compliance training and materials across the business. Partner closely with Legal, Compliance, Operations, Technology and front-office teams . Identify opportunities to strengthen and streamline compliance processes through the effective use of data and technology . What We're Looking For 7-10+ years of relevant experience within Compliance, Audit, Legal, Risk, Controls or a closely related function. Strong preference for candidates with experience within financial services, investment management, asset management, hedge funds or an investment adviser environment . Strong knowledge of regulatory requirements and the ability to translate regulation into practical testing, controls and processes. Experience independently managing compliance testing, regulatory reviews or significant compliance workstreams . Strong analytical capabilities and confidence working with data, metrics and technology . Excellent written and verbal communication skills, including the ability to prepare and present materials to senior stakeholders. Ability to manage multiple priorities and coordinate effectively across different business functions. Strong judgment, attention to detail and discretion. A proactive and intellectually curious approach, with the ability to identify problems and take ownership of solutions. Compensation Base Salary: $175,000-$200,000 The position also offers year-end variable compensation alongside a comprehensive benefits package. Why Consider This Opportunity? This is an opportunity to join a highly regarded global investment platform and work within a sophisticated, collaborative compliance environment. The position provides a combination of regulatory analysis, compliance testing, trading exposure, data-driven work and cross-functional problem solving , making it particularly attractive to someone looking for a broader remit than a traditional compliance monitoring role. You’ll have visibility across the organization, exposure to senior stakeholders and the opportunity to take meaningful ownership of key areas of the firm’s compliance program. #J-18808-Ljbffr Oakleaf Partnership