Compliance Officer
$160k - $250kMillennium
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management team, and the various CLO & Credit Portfolio Managers. Principal Responsibilities Provide on desk Compliance coverage for all Credit Portfolio Manager teams and wider FI PMs as required. Keep local Senior Management constantly appraised of the overall compliance landscape and exposures within the CLO and illiquid Credit business. Provide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries, and internal and external audits and inspections. Track relevant regulatory developments. Participate in working groups and projects as needed. Provide support with regulatory reporting as required. Periodic regional travel may be required. Qualifications/Skills Required Law degree and legal background is preferred but not essential. Strong knowledge of CLO manager, illiquid credit and general credit businesses. Strong knowledge and experience of Compliance monitoring and surveillance. Strong regulatory background US markets. Comprehensive understanding of and experience working with the rules and regulations and compliance processes and systems. Quick learner, detail oriented; demonstrable thoroughness and strong ownership of work. Good team player with a strong willingness to participate and help others. Able to prioritize in a fast moving, high pressure, constantly changing environment; high sense of urgency. Strong communication skills. The estimated base salary range for this position is $160,000 to $250,000, which is specific to New York and may change in the future. Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package. #J-18808-Ljbffr
$1,000 per day
...G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...SuggestedContract workWork at office$90 - $150 per hour
...our investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks Commitment: 15–30+ hours/week Role...SuggestedContract workSummer workImmediate startRemote work- ...Chief Compliance Officer Bryn Mawr Medical Specialists Association July 10, 2026 Bryn Mawr, Pennsylvania ---About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...SuggestedFull timeMonday to Friday
- ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...Suggested
- ...RWT Consulting Group's client is a major player in construction and infrastructure, looking to bring on board a Compliance Officer. Position Summary The Compliance Manager/Officer is responsible for developing, implementing, and monitoring compliance programs to ensure...SuggestedContract workFor subcontractorLocal area
- ...About the role: We are looking for a detail-oriented and experienced compliance officer to join our team in our New York office. You will be responsible for monitoring compliance risks, implementing controls, and advising management on compliance matters. This will be...Work at officeWork from home
- ...the Firm’s Personal Trading Policy, Gifts & Entertainment Policy, and Political Contributions Policy) utilizing our third-party compliance software, ComplySci. Qualifications 3–8 years of relevant compliance experience, with at least 2+ years of in-house at a registered...
- ...Compliance Officer (New York, NY): Our client is a leading global alternative investment manager with a sophisticated institutional platform and a broad private funds business. The firm is looking to add a Compliance Officer who will play a key role in managing and enhancing...
$175k - $225k
...Chief Compliance Officer Bryn Mawr Medical Specialists Association – July 10, 2026 – Bryn Mawr, Pennsylvania About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia region...Full timeMonday to Friday$110k - $130k
...We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow. You’ll report directly to the Chief...Work at office$200k - $250k
...The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment and...Work at office$125k - $165k
## Compliance OfficerApplylocations: NYC 250 Park (AMO)time type: Full timeposted on: Posted 27 Days Agojob requisition id: R6809**A New... ...and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer.****Vice President (Compliance) Job Description:*** Provide compliance...Work experience placementWork at officeLocal areaRemote workWorldwide- ...Supported the firm's compliance framework, ensuring adherence to insurance regulations and internal governance requirements. Monitored regulatory developments and implemented changes to policies, procedures, and business processes. Conducted compliance monitoring reviews...
$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...$71k - $125k
...Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job The Home Lending Compliance Officer will be a member of the Home Lending Compliance team within Compliance Risk Management. They will provide support to the Mortgage and Home Equity Origination lines of business...Work at officeFlexible hours- ...Requirements Bachelor’s degree required Professional certifications (e.g., CAMS, CGSS) strongly preferred 5-7 years of sanctions compliance, payment screening, sanctions investigations, or financial crime compliance experience Experience reviewing sanctions screening alerts...
- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
- ...JCW is partnering with a Commercial Bank who is looking to bring on a new Compliance Officer. This position will work closely with the banks US Head of Compliance to drive improvement with the banks Compliance program. Job Responsibilities Contribute to the design, implementation...
- ...The New York City Comptroller’s Office works to promote the financial health, integrity, and effectiveness of New York City government... ...resources of plan beneficiaries and the City of New York. The Compliance Officer will help to identify and implement policies and workflows...Full timeWork at office
$150k - $180k
...NY (Hybrid) Compensation: $150,000 - $180,000 + Bonus A leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment...- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and regulatory...
$140k - $180k
...OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance officer to join its Legal & Compliance team. This role will collaborate closely with colleagues across legal, compliance, front office and technology teams to manage regulatory risk in the...$130k - $150k
...their investment goals and those of the millions of retirees and savers they represent. Purpose of the role This role sits in the Compliance team based in NY and is part of the team under the direction of the Head of Compliance. The Compliance team provides a second...Local areaFlexible hours$88 per hour
...10118 Language Skills English Location New York City, NY City New York State/Province New York 10020 Job Description Senior Compliance Officer | Equity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution...Contract workImmediate startRemote work$160k - $175k
...Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions...Full timeTemporary workPart timeSeasonal workWork at officeFlexible hours$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...- ...Senior Compliance Officer – Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple business lines, with a primary focus on a registered broker‑dealer. You will be a key member of a compliance team, reporting to the...Work at office
- ...Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the...Work at officeWork from home
- ...trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...equities trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite in...
- ...motivated to contribute to a best-in-class investment and operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program and support critical operational initiatives across the...
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