Regulatory Compliance Analyst
Vallum Associates
Vallum Associates is seeking a Business Analyst with strong Capital Markets experience to support pre- and post-trade regulatory controls for OTC derivatives. You will gather requirements, perform UAT, and coordinate with Compliance, Legal, and Tech teams to improve controls and reporting. Responsibilities include regulatory reporting support, process automation, and handling post-trade checks for Rates derivatives flows. Strong communication and analytical skills are a must. #J-18808-Ljbffr
- ...Davidprotein is seeking a detail-oriented Regulatory Document Analyst to join our Quality team in New York City. You will manage supplier documentation and support cross-functional approvals to keep products market-ready. The ideal candidate thrives on accuracy, communicates...Suggested
$75k - $85k
...and beyond. The Role: We\'re looking for a detail-oriented and proactive Regulatory Document Analyst to join our Quality team. You\'ll help ensure our products meet regulatory and customer compliance requirements by managing supplier documentation, coordinating with...SuggestedFull timeWork at office$40 - $45 per hour
...(Hybrid – 3 days onsite) Pay: $40–45/hour (W2) Start Date: ASAP We are seeking a highly analytical and detail-oriented Regulatory Compliance Analyst to support compliance initiatives within a leading health insurance organization. This role will be responsible for researching...SuggestedWork at officeImmediate start- ...is seeking a highly analytical and detail-oriented Senior Regulatory Reporting Analyst located in New Jersey. The role focuses on supporting US... ...identify and resolve complex reporting issues, collaborating with various stakeholders to ensure compliance. #J-18808-Ljbffr...Suggested
$72k - $90k
...incredible career growth opportunities, join us, and build real world value. Ripple is growing its Regulatory Compliance team and looking for a Licensing Compliance Analyst to join the US licensing program. You will report directly to the Regulatory Compliance Manager....SuggestedFull timeWork experience placementWork at officeLocal area- ...Millennium is seeking a compliance professional in New York to support regulatory programs and controls across the Firm’s global operations. You will administer the Code of Ethics and personal trading policies, monitor trading activity, and help coordinate training and...
- ...Robot Policy Compliance Failure Case Reviewer is a remote red-team track for stress-testing AI systems against adversarial prompts. Reviewers craft attack scenarios, document the failure mode, and pair each successful jailbreak with the rubric clause it violated so the...Hourly payFor contractorsRemote work10 hours per week
$110k - $150k
...Description Talan is seeking an experienced IT Business Analyst – Front Office & Regulatory Reporting to join the Global Markets IT team. The role... ...). You will work closely with traders, operations, and compliance to gather requirements, define and test new features, and...- ...Overview The Payroll & Compliance Specialist will be responsible for analyzing, tracking, and reporting on key compliance activities across... ...documentation workflows, and play a critical role in helping regulatory and operational standards. This is a great opportunity for...
$140k - $185k
...This Posting This job description represents a sample Fund Compliance Analyst position commonly found through the Career Launch AI Talent... ...typically associated with early-career roles in fund compliance, regulatory oversight, and internal control for investment funds. Actual...Full time- ...Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider of...
- ...A technology services firm located in Pennsylvania is looking for a Project Compliance Analyst to handle compliance data analysis, track deliverables, and support project initiatives. The ideal candidate should have experience in compliance or data analysis in fast-paced...
- ...Citi is seeking a Regulatory Analyst - APAC Shift to support Reference Data Services. The role develops professional expertise in monitoring, analyzing, and evaluating data and policies related to disclosures and regulatory filings. You will prepare DOI disclosures, maintain...Shift work
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part... ...reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation of...Work at officeRemote work
- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About The Role We partner with the world's leading AI research teams and labs... ...security, internal audit, or enterprise risk Familiarity with regulatory compliance environments (HIPAA, GDPR, FedRAMP, etc.) Why...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently... ...platform.What will I be doing?Provide day-to-day regulatory and policy advice to business lines, including a 15a-6 broker-...Full timeWork at officeRemote work- ...Job Overview: We are seeking a detail-oriented Regulatory Associate to join our Regulatory Affairs team. In this role, you will play... ...development and submission of regulatory documents, ensuring compliance with all regulatory standards, and facilitating the approval process...Contract workWork at office
- ...ranges will apply for other labor markets outside of NCAL.The Compliance Consultant IV, Medical Coding independently reviews inpatient,... ...encounter, and coded in accordance with official guidelines, regulatory requirements, and organizational policies. The role requires advanced...Work experience placement
$72k - $141k
...abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual contributor role... ...capabilities, advancing key compliance programs, enhancing regulatory responsiveness, and facilitating compliance assessment and...Full timeWork experience placementWork at office- ...Reference 0000017113Salary Type AnnuallyIndustry Hedge FundSelling Points Shape compliance strategies at a top-tier financial services firm. Collaborate across departments to manage regulatory risks effectively. Advance your career in a dynamic, hybrid work environment....Remote work
$130k - $150k
...help you reach your potential, but also to contribute to our clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the various teams who market Franklin Templeton’s products and...Full timeWork at officeLocal area$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description... ...screening and coverage for Bloomberg's businesses. We work to address regulatory issues, ensure compliance with evolving sanctions and trade...Temporary workFor contractorsWork experience placementWork at officeLocal area- ...governance initiatives. Enhance expertise in structured credit and regulatory frameworks.Job DescriptionOverviewProvide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth....
$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly... ..., including documentation collection and verification of regulatory requirementsSupport annual compliance reviews, mock audits, and...Work at office- ...A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting compliance activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements. Candidates...
- ...Innovative Urban Village supportive housing program in New York City. You will deliver essential administrative, operational, and compliance support to ensure efficient program functioning and audit-ready records. Responsibilities include data entry in CAPS/HMIS,...
- ...Astrix, a growing beauty and personal care company, is seeking a Regulatory Affairs Specialist to support global regulatory compliance across domestic and international markets. This role will partner cross-functionally to ensure cosmetic products meet regulatory requirements...
- ...New York City | Full-Time, 5 Days In Office A leading alternative investment manager is seeking a Trade Surveillance Compliance Specialist to join its global Compliance team. This is a highly visible role responsible for the ongoing enhancement, calibration, and oversight...Full timeWork at office
- ...Protective Life Insurance Company is seeking a Senior Compliance Analyst for Regulatory Affairs and Market Conduct. You will work with regulators to manage inquiries and examinations, researching rules and drafting responsive positions with internal partners. The role...
- ...Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Medasource Regulatory Compliance Specialist – EU Clinical Trials (Drug/Device Combo Products) Contract Duration: ~6 months (potential for extension or early completion...Full timeContract workImmediate startRemote work
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