Market Conduct Specialist

Role Description

• Review and analyze simulated and real-world trading scenarios for indicators of market abuse.
• Evaluate AI-generated surveillance alerts to determine escalation, closure, or further investigation.
• Develop and refine surveillance evaluation rubrics for Insider Trading, Market Manipulation, Spoofing & Layering, and more.
• Assess trade surveillance workflows and alert investigation methodologies.
• Provide expert feedback on AI-generated case narratives, investigations, and regulatory reasoning.
• Validate whether surveillance conclusions align with applicable regulations and industry best practices.
• Contribute domain expertise to improve AI models used for compliance monitoring and financial crime detection.

Qualifications

• 5+ years of experience in Trade Surveillance, Market Surveillance, Market Abuse Monitoring, Compliance Surveillance, or Regulatory Oversight.
• Hands-on experience with surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar solutions.
• Strong understanding of market abuse regulations and frameworks, including SEC and FINRA regulations, MAR (Market Abuse Regulation), MiFID II, FCA market conduct requirements, and exchange surveillance standards.
• Experience investigating surveillance alerts and documenting case outcomes.
• Familiarity with equities, options, futures, fixed income, FX, commodities, or digital asset markets.
• Ability to clearly articulate investigative reasoning and regulatory conclusions in written form.
• Fluent English communication skills.

Requirements

• Experience at investment banks, broker-dealers, exchanges, regulatory agencies, hedge funds, proprietary trading firms, or surveillance technology providers.
• Prior involvement in surveillance model tuning, alert calibration, threshold optimization, or surveillance program design.
• Experience working directly with regulators or responding to regulatory inquiries and examinations.
• Knowledge of algorithmic trading, high-frequency trading, and electronic market structure.
• Certifications such as CAMS, CISI, CFA, FRM, or equivalent compliance-related credentials.

Benefits

• Compensation: $100/hour
• Location: Remote
• Type: Contract

Application Process

• Upload resume
• AI interview based on your resume
• Submit form

Resources & Support

• For details about the interview process and platform information, please check: Interview Process Details
• For any help or support, reach out to: View email address on remotive.com
• Our team reviews applications daily. Please complete your AI interview and application steps to be considered for this opportunity.