Compliance Associate: Regulatory Oversight & Governance (NY)
Atlantic Group
A financial services firm is seeking a Compliance Associate in New York, NY. The role involves managing the compliance program, overseeing regulatory filings, and coordinating governance activities for offshore entities. Candidates should have a Bachelor’s degree and 3-5 years of relevant experience. The successful applicant will demonstrate strong organizational and communication skills, proficiency in Microsoft Office, and the ability to manage multiple projects effectively. This is an in-office position with a competitive salary. #J-18808-Ljbffr Atlantic Group
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$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures... ...Entertainment, Conflicts of Interest), ensuring appropriate oversight, follow‑up, and adherence to internal policies....RegulatoryWork at officeLocal area$100k - $135k
## Senior Compliance Officer (Associate) - Conflicts Management, Global Control Room (NY) - TD Securities (US)Applyremote type: On Sitelocations... ..., ensuring alignment with regulatory expectations and business... ...and services to corporate, government, and institutional clients...RegulatoryTemporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...AI Risk & Compliance Analyst | Location: New York, NY or Charlotte, NC | Contract To... ...Analyst role supporting governance, assessment, and oversight of AI initiatives... ...responsible AI, and regulatory compliance, with... ...corporations. Delphi Associates are deployed on critical...RegulatoryContract work
- Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into... ...Opportunity to help build AI governance and compliance infrastructure... ...aspects of the firm’s compliance and regulatory framework Assist in preparing...Regulatory
- TD is seeking an Associate for its Capital Risk & Governance team in New York. This role involves providing critical oversight of capital management, ensuring compliance with regulatory requirements, and fostering a positive risk culture. Candidates should have a 4-year...Regulatory
- A leading recruitment firm is seeking a Compliance Analyst in New York, NY to support compliance and regulatory programs. The ideal candidate will have 2-5+ years of experience, strong analytical skills, and excellent communication abilities. Responsibilities include reviewing...RegulatoryFull time
- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad exposure... ...a strong background in monitoring, testing, and regulatory compliance, particularly within complex financial institutions...Regulatory
$125k - $140k
...Legal & Compliance Coordinator / Paralegal Confidential Investment Firm | New York, NY Base Salary: $125,000 – $140,000 A sophisticated and well-established... ...and gain hands-on exposure to the legal, regulatory, governance, and operational functions that support a...RegulatoryWork at office- ...that has recently established a new Compliance Regulatory Initiatives team within its U.S. Wholesale... ...policy, procedure, and regulatory governance initiatives. This is a highly... ...communications, training alignment, and ongoing oversight of policy systems and portals to...Regulatory
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm... ...liquidity classifications, valuation oversight, and board reporting. Conduct... ...to ensure adherence to regulatory requirements, client mandates, and...Regulatory$85k - $105k
Job Overview - Compliance Analyst (Investment Management) Atlantic Group is hiring... ...Management) in New York, NY for our client, supporting investment... ...advisory compliance, surveillance, regulatory filings, and policy governance. This hybrid role partners closely...RegulatoryMonday to Friday$270k - $345k
About the role Anthropic’s Integrity & Compliance (I&C) function is building the... ...labs operating on the frontier. The Governance & Oversight pillar is the operational and structural... ...other I&C pillars — Privacy Programs, Regulatory Programs, and Corporate Compliance —...RegulatoryInterim roleWork at officeVisa sponsorship3 days per week$205k - $225k
...Job Description Direct Counsel is seeking an Insurance Regulatory & Compliance Associate to join a growing and sophisticated regulatory practice at... ...Harrisburg, PA Princeton, NJ Philadelphia, PA New York, NY Baltimore, MD Harrisburg and Princeton are preferred...RegulatoryWork at office$215k - $250k
Data Management & Governance Lead - Chief Risk Office Location: New... ...York Business Area: Legal, Compliance, and Risk Ref #: 10050786... ...while ensuring appropriate oversight of data‑related risks. As a... ...making Strengthen Controls & Regulatory Alignment Partner with Legal...RegulatoryTemporary workFor contractorsWork experience placementWork at office$185k - $245k
Information Security Risk Oversight Lead - Second Line of Defense... ...York Business Area Legal, Compliance, and Risk Ref # 10050628 Description... ...of technology, risk governance, and strategy, you will... ...enterprise risk appetite and regulatory expectations. Monitor information...RegulatoryTemporary workFor contractorsWork experience placement- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract Duration: 8+ Months Required Skills & Experience 10+ years of extensive experience within the financial services industry and regulatory reporting. 5+ years managerial...RegulatoryContract work
$125k - $198k
...Global Sanctions Advisory Oversight Specialist Corporate... ...Location New York, NY Overview Regulation, Compliance and Anti-Financial Crime... ...on ethical conduct, governance issues and keep our organization... ...up-to-date on regulatory and political challenges...RegulatoryFull timeWork at officeWork from home$72.28k - $117.52k
...role. Line of Business: Compliance Job Description: Why... ...with independent and complex regulatory regimes. The Financial... ...Senior Compliance Business Oversight Analyst will: • Ensure ongoing... ...monitoring, reporting, and governance processes, collaborating with...RegulatoryWork experience placementLocal areaWork from homeFlexible hours- Overview Remote Senior Governance, Risk and Compliance Analyst - Governance Remote. Come join the company... ...Maintain awareness of security and regulatory trends, perform research and... ...non-technical teams alike to further oversight responsibilities of Security. Deep...RegulatoryRemote job
$110k
Bank Compliance Officer - To $110K - New York, NY - Job # 3396 Who We Are The Symicor Group is a boutique talent acquisition firm based in Lincolnshire... ...Bank regulations across all business lines to identify regulatory compliance weaknesses. They will also ensure that the...RegulatoryWork experience placementWork at office- Imea is seeking a leader for the valuation oversight function across U.S. mutual funds, private funds, and separate accounts... ...responsibility for the valuation framework, including governance and regulatory compliance, while partnering with various functions. The ideal...Regulatory
$140k - $185k
...services company based in New York is seeking a Fund Governance Specialist. In this role, you will support the... ...governance framework for investment funds, ensuring proper oversight and compliance with fiduciary and regulatory standards. Candidates should possess a Bachelor’s...Regulatory$220k - $270k
Head of Monitoring & Surveillance Compliance Officer - Director, CA CIB Americas (New York, NY) Summary: The Head of Monitoring and Surveillance Americas will... ...the key liaison with various U.S. regulators on regulatory exams as well as inquiries. Key Responsibilities...RegulatoryWork at office$175k - $215k
...AVP, Senior Regulatory & Governance Risk Management Specialist Everest is a global leader in risk... ...leaders. Work collaboratively with Compliance, Legal, Finance, Internal Audit, and business... ...Locations: Bermuda, London, New York, NY, Philadelphia, PA Everest is an...RegulatoryFull time$132k - $165k
...engagements across the Company’s governance, risk management, and... ...such as Finance, Operations, Compliance, Legal, and Product. The role... ...insights on emerging risks, regulatory changes, and industry trends,... ...positions that will be based in NY, the annual salary range for...RegulatoryFull timeWork at officeLocal area- ...This opportunity sits within a leading global financial institution known for its strong governance, regulatory rigor, and commitment to data privacy and risk management. The Compliance function plays a critical role in safeguarding sensitive data while enabling business...Regulatory
$120k - $150k
...the administration of the firm's compliance framework, including oversight of Code of Ethics requirements and... ...processes Prepare and support regulatory reporting obligations while ensuring... ...firmwide compliance initiatives and governance standards Identify...Regulatory$120k - $200k
Governance Recruiter - U.S. Financial Services Markets... ...Location: New York, NY Referrals increase your... ...network vendors. Update Compliance policies and... ...inquiries and provide oversight and guidance to the investment... ...Department with ongoing regulatory requirements and...RegulatoryFull time$310k - $420k
...Title: ~ Privacy & Cybersecurity Associate Attorney (Mid-level/Senior) Practice Area : ~ Global Data Governance, Incident Response & Information Security Regulatory Compliance Location: ~ Washington, D.C., New York, NY or Boston, MA ( flex hybrid schedule...RegulatoryFull timeFixed term contractFlexible hours
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