VP Compliance & Regulatory Affairs - Investments
Social Capital Resources
Social Capital Resources is seeking a permanent VP of Compliance for a top-tier investment manager in Midtown, New York. The role oversees regulatory adherence, policies, and coordination with legal, operations, and management to resolve issues. You will leverage deep SEC/FINRA knowledge, supervise surveillance, oversee annual reviews, and manage filings for investment advisers and mutual funds. This position requires leadership, meticulous risk assessment, and an ability to drive compliant #J-18808-Ljbffr Social Capital Resources
Vacancy posted 2 days ago
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