Chief Compliance Officer (CCO), Investment Management Private Markets Timberland, Agriculture & Private Equity Infrastructure
Confidential
Chief Compliance Officer (CCO), Investment Management Private Markets Timberland, Agriculture & Private Equity Infrastructure
About the Company
Industry shaping financial services company
Industry
Insurance
Type
Public Company
Founded
1887
Employees
10,001+
Categories
- Finance
- Financial Services
- Asset Management
- Banking & Mortgages
- Insurance
- Investment Management
- Real Estate
- B2B
- Consulting & Professional Services
- Enterprise
- Algorithms
- Analytics
- Annual Report
- Canada
- Careers
- Carriers
- Corporate
- Headquarters
- Insurance Company
- Investment Company
- Job Searching
- Jobs at Manulife
- John Hancock
- Manulife
- Personal Finance
- Real Estate Agents and Brokers
- The Manufacturers Life Insurance Company
- Wealth
- Life and Health
- Manulife Headquarters
- Manulife Jobs
- Wealth Management
- Savings & Investing
Business Classifications
- B2B
- Enterprise
About the Role
The Company is seeking a Global Chief Compliance Officer with a focus on investment management in private markets, including timberland, agriculture, and private equity infrastructure. The successful candidate will be responsible for the design and execution of a comprehensive compliance program, ensuring adherence to SEC regulations and other applicable legal requirements. This role involves leading the compliance and operational risk alignment, managing regulatory examinations, and providing ethical leadership in compliance matters. The Chief Compliance Officer will also be the central decision-maker in conflict determinations and will engage with clients and prospects on compliance and risk management issues. Applicants must be senior compliance leaders with a strong background in investment management, particularly in private markets. A minimum of 10 years' experience in developing and executing US Investment Advisers Act 206(4)-7 compliance programs is required, along with a deep understanding of US securities and exchange commission regulations and their application to foreign regulatory regimes. The role demands a professional with the ability to manage complex compliance matters, anticipate and mitigate compliance risks, and work effectively with a diverse range of stakeholders. Experience in real asset property management compliance is a plus, and the candidate should be comfortable in a collegial environment, capable of working with executive leadership and boards of directors.
Hiring Manager Title
Chief Compliance Officer
Functions
- Legal
Vacancy posted 5 days ago
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