Regulatory Attorney — Derivatives Exchange & Compliance
Predict responsibly
Predict responsibly is seeking a Regulatory Attorney in New York, NY, to support our legal and regulatory strategy within a cutting-edge, CFTC-regulated exchange. Ideal candidates will have 3–7 years of relevant experience and a J.D. with active U.S. bar membership. The role involves providing legal support, advising on the Commodity Exchange Act, and engaging directly with regulators. We offer a competitive salary, unlimited PTO, and full health coverage. #J-18808-Ljbffr Predict responsibly
- ...leading prediction market platform is seeking a Regulatory Attorney to support its legal strategy. The ideal... ...of experience and a strong background in derivatives regulation. Key responsibilities include advising on compliance with CFTC regulations, drafting regulatory...Suggested
- ...seeking a highly motivated Regulatory Attorney with 3-7 years of experience... ...‑edge U.S., CFTC‑regulated exchange (DCM) and clearing... ...within the federal commodity derivatives regulatory framework. This... ...Provide daily support to Legal, Compliance, and Markets teams Advise...SuggestedContract work
$135k - $200k
...* Blackstone Legal & Compliance (Infrastructure)Blackstone... ...serve.**Job Title:** Attorney (Compliance),... ...corporate teams to prepare regulatory reports and filings (... ...Act of 1933, the Exchange Act of 1934, ERISA, and... ...An understanding of derivatives transactions (including...SuggestedLocal areaFlexible hours$190k - $245k
...including with respect to Equity Derivative, Strategic Equity/Corporate... ...at the team level. Compliance Culture and Conduct: Takes... ...derivatives trading-related legal and regulatory issues, including close-out... ...Act of 1933 and Securities Exchange Act of 1934) and Investment...SuggestedWork at office$180k - $250k
A financial regulatory organization in New York is looking... ...for a Regulatory Attorney to support legal and... ...for a CFTC-regulated exchange. The ideal candidate... ...years of experience in derivatives and financial... ...include advising on compliance, drafting legal documents...Suggested- ...Securities • Class Actions • White Collar • Regulatory Fast-Growing AmLaw Firm | Nationwide... ...Securities litigation, shareholder derivative and fiduciary-duty actions Class... ...state AGs) Internal investigations and compliance matters Trade secrets, unfair competition...Work at officeFlexible hours
$175k - $225k
Intercontinental Exchange (ICE) is looking for a Regulatory Attorney to join NYSE Regulation. This role involves managing cases from FINRA's examination of... ...guidance for investigations and regulatory compliance. The ideal candidate will have a Juris Doctor, 7+ years...$175k - $225k
Intercontinental Exchange Holdings, Inc. is looking for a Regulatory Attorney to join NYSE Regulation in New York. The role involves managing a caseload of regulatory issues, overseeing investigations, and drafting SEC rule proposals. Candidates should have a Juris Doctor...$135k - $200k
...@blackstone on , , and .The Compliance Assistant Vice President will... ...teams on compliance and regulatory matters arising from the SEC... ...Securities Act of 1933 and the Exchange Act of 1934)* Devise, initiate... ...:*** BXCI is seeking an attorney with 5+ years of experience...Work at officeLocal areaFlexible hours$175k - $225k
Overview Job Purpose The New York Stock Exchange (an Intercontinental Exchange company) is seeking a Regulatory Attorney to join NYSE Regulation. Among other things, NYSE... ...and for addressing broker‑dealer non‑compliance with the NYSE exchanges’ rules and applicable...Full time$220k - $260k
...BPCE is in search of a skilled attorney to join its CIB Americas Legal Department... ...legal advice on structured derivative transactions and navigating complex regulatory landscapes. As part of a five-... ...team, the attorney will ensure compliance and collaborate with various departments...$220k - $260k
Are you a skilled attorney with a passion for capital markets and... ...knack for navigating complex regulatory landscapes? The CIB Americas... ...our dedicated five-person Derivatives Legal team. In this role, you... ...derivatives trading, ensuring compliance with evolving regulations....Work at office- Arrow Search Partners is looking for a Regulatory Attorney, AVP - Legal & Compliance in New York. This role involves working on various compliance matters for investment businesses and advising investment professionals on regulatory issues. The ideal candidate will have...
- Job Title: Private Equity Regulatory Attorney Location: Fully Remote - We are unable to hire in CA Company: Simon Compliance LLC Employment Type: Full-Time About Simon Compliance LLC: Simon Compliance is a boutique compliance consulting firm offering the best in consulting...Full timeRemote work
- A boutique compliance consulting firm is seeking a Private Equity Regulatory Attorney to support compliance for financial services clients. Responsibilities include drafting policies, leading client calls, and assisting with regulatory filings. The ideal candidate has...Remote job
- Energy Regulatory Attorney - Des Moines Posted on November 24, 2025 Culture and Engagement at Dentons Fostering an inclusive and welcoming... ...position will: Advise clients on energy regulatory and compliance issues, including matters before local, state, and federal...Work at officeLocal area
$199.5k - $275k
Government Investigations and Regulatory Enforcement Attorney - Vice President, Assistant General Counsel New York, NY, United States and 3 more... ...external counsel. You will act as a trusted advisor to our compliance, controls, and business partners in connection with a...Full time$160k - $190k
...career technology transactions attorney to focus on the agreements... ...commercial terms, usage rights, derived data, user obligations, audit... ..., open source, and AI use compliance Work alongside our senior counsel... ...one or more of: market and exchange data licensing, SaaS and...Contract workCasual work$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel to provide legal support to regulated businesses and products. The role entails advisory duties on compliance and regulatory matters, drafting agreements, and collaborating with various...$200k - $255k
A leading financial services firm in New York is seeking a Financial Regulatory Counsel. This role is crucial for ensuring compliance with U.S. and international securities regulations. The ideal candidate will have over 7 years of experience in a top-tier law firm or...$180k - $250k
...seeking a highly motivated Regulatory Attorney to support legal and regulatory... ...‑edge U.S., CFTC‑regulated exchange (DCM) and clearing... ...within the federal commodity derivatives regulatory framework. This... ...Provide daily support to Legal, Compliance, and Markets teams Advise...Contract workLocal area- ...cloud-native solutions empower customers to explore, securely exchange, and derive real-time insights from their data—driving smarter, faster... ...teams. Legal support of global HR operations, including compliance matters (e.g., GDPR, EU AI Act, Cyber Resiliency Act, etc.)...Seasonal workWork at officeWork from homeHome officeFlexible hours
- ...Whether you’re an experienced attorney or a quick learner with a... ...Banking and Markets -- Equities Derivatives Legal team is seeking an... ...broker-dealer regulations, Exchange Act rules and some Title VII... ...identify and help mitigate legal, regulatory and reputational risks...Full timeWork at office
$250k - $350k
...cryptocurrency protocols and exchanges daily. Our team of veteran... ...with Senior Management and the Compliance, Business Development, and... ...of legal matters, including regulatory, commercial, corporate, and... ...Understanding of securities and derivatives law, with experience...Full timeLocal area- ...CACIB”) is seeking a Head of Regulatory Legal U.S. to lead... ...banking, capital markets, and derivatives, and have a strong grasp of... ...for managing a team of 2-3 attorneys in New York and for coordinating... ...topics in partnership with the Compliance department and, at the direction...Work at office
$120k - $205k
...reasoned, concise legal, regulatory, and strategic advice... ...of senior attorneys. You will be responsible... ...Stanley's Legal and Compliance Division on a wide range... ...1933, the Commodity Exchange Act, Regulation D, ERISA... ..., options and/or OTC derivative transactions, and associated...Temporary workWork experience placementWork at officeWorldwide$165k - $275k
...agreements. Advise on U.S. commodities regulatory matters, including the Commodity Exchange Act, FERC, CFTC, state... ...examinations in coordination with Compliance and other stakeholders. Provide... ...experience in commodities, energy, and derivatives. Strong working knowledge of U.S...Temporary work- ...experienced Securities & Trading Attorney for a full- time, temporary... ..., broker-dealer regulation, derivatives, investment advisory law,... ...Securities Act, Securities Exchange Act, Commodities Exchange Act... .... Candidates must be in compliance with all relevant licensing...Full timeTemporary work
- ...border payments, cryptocurrency, foreign exchange and technology—providing pragmatic,... ...senior advisor to product, engineering, compliance, and business teams. What You’ll Do Advise... ...and engineering teams on the legal and regulatory aspects of product design, development,...Bank staffLocal areaRemote work
$275k - $325k
...Job Description Job Description Corporate (Health Care Regulatory) Attorney – New York, NY A leading law firm is seeking a Corporate... ...to work on complex, high-value deals and regulatory compliance matters for a variety of health care entities. Key Responsibilities...
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