RIA Compliance Leader: Risk & Policy Strategy
Thrivent Financial
Thrivent Financial is seeking a senior compliance professional to supervise and advance the firm’s regulatory program under SEC Rule 206(4)-7. You will guide risk assessments, build a strong team, and partner with LOB leaders to align compliance with strategic initiatives. The role requires deep knowledge of RIA regulatory requirements and a track record of consulting with financial advisory practices. A robust benefits package and a pay range reflect market competitiveness for a full-time #J-18808-Ljbffr Thrivent Financial
Vacancy posted 4 days ago
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