Sales Supervision Lead: Approvals & Compliance
Dexian LLC
Dexian LLC is seeking a Sales Supervision Principal to conduct suitability reviews of complex financial transactions, including VA, RILA, and FIA products, to ensure compliant pre-approval and documentation. Under guidance of managers, you will analyze proposed transactions, document findings, provide approval or rejection decisions, and maintain regulatory deadlines while partnering with advisors and SRVPs. #J-18808-Ljbffr Dexian LLC
Vacancy posted 3 days ago
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