ERISA Fiduciary Compliance Manager
Ascensus
Ascensus, including FiduciaryxChange integration, seeks a qualified candidate to support fiduciary services for 401(k) sponsors and administrators. You will respond to sponsor and participant questions, assist in servicing accounts, and help process plan notices and annual filings. The role requires 2+ years of Qualified Plan experience, strong communication skills, and proficiency in MS Office. Competitive salary with benefits is offered. #J-18808-Ljbffr Ascensus
$175k - $225k
...LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight... ...improvement of compliance programs within Wealth Management with specific focus on OCC 12 CFR 9 Fiduciary Activities and...SuggestedWork at officeRemote work$245k - $260k
...Annually Job Title: Director, Compliance Department: Compliance Reports... ...day-to-day responsibility for managing the compliance unit, its operation... ...and regulations pertaining to ERISA, HIPPA, IRC and other relevant fiduciary responsibilities and requirements...SuggestedFull timeTemporary workWork at officeLocal area- Ascensus is seeking a senior ERISA retirement plan compliance specialist in the United States. The role focuses on nondiscrimination testing, ERISA technical guidance, and quality reviews for qualified plans, including New Comparability contributions. You will review QDROs...Suggested
$235k
...Sophisticated Executive Compensation, ERISA, and Strategic Human Capital... ...expert guidance on ERISA fiduciary responsibilities and employee benefit plan compliance. ⨖ Conducting deep-dive legal... ...Corporate Law. ⨖ Proven ability to manage multi-faceted projects with extreme...SuggestedFull timePrivate practice$200k - $250k
...your career goals. ECLARO is looking for a Fiduciary Director for our client in New York, NY.... ...opportunity! Responsibilities:Manage and develop trust centers, associated support... ...Status, or any other legally protected group status, in compliance with all applicable laws.SuggestedWork experience placement$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area- Beacon Hill in New York City is seeking a Benefits Manager to lead the firm's U.S. benefits programs. This individual contributor role... ..., oversee vendor and broker relationships, open enrollment, compliance, and daily benefits operations while collaborating with senior...
- ...registered Futures Commission Merchant. That means building a compliance program from the ground up, not inheriting a mature one. This... ...three audiences need to understand what you produce.(Plus) You've managed an NFA or CFTC examination or formal inquiry from start to...Remote work
$140k - $190k
...this is the right place to build a fulfilling career.Serve as the Compliance Officer to two OCC regulated trust company subsidiaries of... ...institutional unit trust structures. The Compliance Officer will lead and manage the compliance program for each of the trust companies,...Full timeWork at officeLocal area- ...and we need someone to build and operationalize regulatory and compliance systems to make that growth possible. This isn't just a compliance... ...before they need to.Own filings, registrations, and reporting. Manage our ongoing regulatory obligations across jurisdictions. Track...Work at officeRemote workWork from homeHome office
- ...Job Title: Compliance Manager - Deputy BSA/AML Officer Job Summary Join our team as a Compliance Manager, where you'll play a crucial role in shaping and managing the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and related compliance programs. You'll ensure regulatory...
$90k - $100k
...This position requires experience in Affordable Housing and knowledge of Housing and Urban Development (HUD) compliance guidelines. The Compliance Manager is a staffer that possesses great organizational skills, is detail oriented, can multi-task, has the ability to...Interim roleWork at office- About the Team:Our Global Legal Compliance (GLC) team provides key support for TikTok’s innovative initiatives, advanced technology development... ..., and operations teams to help enable strategic growth while managing complex regulatory risk.We are looking for an experienced...Work at office
- ...Compliance Manager - Bronx, NY Manage compliance activities for an assigned portfolio of residential units Audit & Reporting Oversight Team Support & Communication Comprehensive knowledge of HUD Section 8, LIHTC, portable vouchers, and market-rate housing...Work at office
- ...Classification: Non-Exempt Reports to: Vice President of Compliance & Data Strategy Location: Manhattan, NY – Corporate Office... ...& State New York. About the Role The Shelter Compliance Manager oversees contract compliance, funder reporting, and internal...Full timeContract workWork at officeLocal area
$120k - $130k
...Job Description Job Description Ad Compliance Manager 100% Remote. About the Role We're looking for an Ad Compliance Manager who will protect the integrity of our marketing programs by ensuring our advertising, websites, lead generation practices, and consent...Remote work$172.5k - $222.5k
...What you’ll be responsible for: Circle is looking for a Senior Manager to join the Regulatory Assurance team who will help to create... ...central global function focused on developing a best in class compliance management system, supporting all regional and core compliance...Flexible hours$150k - $190k
...company; we are at the forefront of revolutionizing cybersecurity compliance. Recognized as one of the industry's most innovative and... ...Village Global, and many more.As a Senior Federal Compliance Manager test.Secureframe highly values having employees working in-office...Work at officeWorldwideFlexible hours$103.5k - $181.1k
...potential. Unleash your talent and redefine what’s possible.Job Description:Parsons is looking for an amazingly talented Permitting Compliance Manager to join our team! In this role, you'll have the privilege of working on the premier Infrastructure project in the Country, as...Full timeWork experience placementWork at officeFlexible hours- ...team that is making a tangible impact. For more information on the company, visit the company.com. Responsibilities ~ Ensure compliance of mobile and web product content, as well as marketing materials, with applicable regulations and platform policies (Apple,...Work at officeRemote workWorldwideFlexible hours
- ...Overview The Compliance Manager (Leasing & Recertification) is responsible for the daily management and oversight of the Leasing and Recertification Department. This position ensures compliance with NYCHA, HUD, PBV, RAD/PACT, HDC, and all applicable federal, state, and...Interim roleLocal area
- ...hospitals and health systems nationwide to deliver advanced diagnostic imaging and patient care close to home. We are hiring a Manager, Compliance to join our team. This role is remote but must be based within the United States. Responsibilities Maintain up‑to‑date...Work experience placementRemote work
$240k - $270k
...the role: We are looking for a Director of Compliance and Regulatory to join our team.... ...regulatory frameworks governing our products (ERISA, HIPAA, IRS, state‑level TPA, privacy, and... ...own a mature, scalable GRC framework to manage Garner’s regulatory risks, obligations, and...Remote workFlexible hoursShift work$85k - $140k
...division prevents, detects and mitigates compliance, regulatory and reputational risk across... ...firm’s enterprise-wide compliance risk management program. As an independent control function... ...Advisers Act, Investment Company Act, ERISA, and other various regulatory...Full timeTemporary workPart time$89k - $105k
...and so are the rewards. Robinhood Asset Management (“RAM”) is a digital-first investment... ...fingertips, anytime and anywhere. The Compliance Specialist will help create and champion... ...expected to apply the requirements of a fiduciary’s duty to serve clients and have experience...Work at officeFlexible hoursShift work3 days per week$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and... ...function, with a primary focus on the management of conflicts of interest and on information... ...regulatory requirements, including fiduciary obligations under the Advisers ActOversee...Full timeLocal area$89.8k - $112.2k
Job Description Position Summary This role theQuality Compliance Manager is responsible for monitoring and maintaining the plants’ Quality systems to ensure compliance to Kraft Heinz policies, regulatory, federal, and state laws.Assists in the identification and achievement...Local areaFlexible hoursShift workWeekend work$112.4k - $159.5k
...agency and building violations, and lead regulatory close-out across complex occupied renovation scopes. The Permitting, Compliance & Close-Out Manager protects the project schedule and financing by centralizing compliance risk management and close-out execution,...Permanent employmentTemporary workFor contractorsWork at office- .... Overview The Montefiore Health System Conflict of Interest Manager will play a key role in the management of provider, employee and... ...The COI Manager will work with Health System Compliance and member hospital Compliance and leadership staff to synchronize...
$80k - $90k
Compliance Manager The Community Builders, Inc. (TCB) is one of America's leading nonprofit real estate developers and owners. Our mission is to build and sustain strong communities where all people can thrive. Position Overview The primary role of this position is the...Full timeLocal areaRemote work
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