Regulatory Supervisory Product Lead - Sales & Trading
Scotiabank - Global Banking and Markets
Scotiabank - Global Banking and Markets seeks a seasoned regulatory and compliance professional to own and drive product development for Sales and Trading. You will design compliant activities, build sustainable processes, and coordinate with regulators, audit, and technology to ensure effective implementation. This role requires extensive experience in equities, compliance advisory, and regulatory frameworks. #J-18808-Ljbffr Scotiabank - Global Banking and Markets
- Requisition ID: 256170 Purpose Own and drive regulatory and supervisory product development for Sales and Trading products across Capital Markets. Design business activities to be compliant with existing and emerging regulations, build and enhance processes that support...RegulatoryContract workFlexible hours
- Scotiabank in Dallas is seeking an experienced regulatory professional to enhance product development in Sales and Trading, ensuring compliance with US regulations. This role involves managing vendor relationships, providing subject-matter expertise in regulatory changes...Regulatory
- ...and Markets (GBM) is a leading Canadian Capital... ...key global market for trade and investment flows... ...and risk management products and services relevant... ...institutional equity sales, trading and research... ...Purpose Own and drive regulatory and supervisory product development for...RegulatoryContract workFlexible hours
- ...CNBC ABOUT THIS ROLEAs a Product Manager II on Apex’s Trading team, you will manage the... ...needs, market-structure and regulatory constraints, and business... ...roadmap and release plan.Lead discovery by synthesizing... ...to-market with marketing, sales, and relationship management...RegulatoryFull timeWork from home
- Apex Fintech Solutions in the United States seeks a Product Manager II for the Trading team to oversee a major trading capability, including multi-... ...collaboration across design, engineering, data, and ops, plus regulatory alignment and client-facing documentation. #J-18808-...Regulatory
- Apex Fintech Solutions LLC is seeking a Product Manager II for the Trading team to manage multi-asset order management, portfolio trading, rebalancing... .... You will balance client needs with market structure, regulatory constraints, and business goals while defining success...Regulatory
- ...person team of logistics and trade specialists dedicated to... ...a dynamic and experienced sales professional to join our... ...potential clients in need of CBP regulatory compliance... ...and maintain a pipeline of leads and opportunitiesConduct product presentations to showcase...RegulatoryWork at office
- ...Industries, a Dallas-based subsidiary of Komatsu North America, seeks a Trade Compliance & Inventory Control Manager to oversee regional... ..., manage audits, optimize inventory turnover, and maintain regulatory records across global transactions. Requirements include a Bachelor...Regulatory
$142.4k - $213.6k
...has an opportunity for a U.S. Customs & Trade Compliance Manager. This is a hybrid role... ...compliance strategy in the region, ensuring regulatory adherence and risk mitigation. Roles &... ...government departments. Able to actively lead/participate in the development and...RegulatoryFull timeTemporary workWork at officeFlexible hours$124k - $335k
...(VAT), goods and services tax (GST), sales tax and other indirect taxes. Your work... ...knowledge, and experiences you need to lead and deliver value at this level... ...focus on various aspects of duty and trade strategy regulatory planning, dispute resolution, and trade...RegulatoryFull timeH1b- Komatsu America Corp. in Dallas, TX, is seeking a Trade Compliance & Inventory Control Manager to lead regional RDC operations and enforce company-wide trade... ...will optimize inventory, monitor KPIs, and ensure regulatory compliance across import/export activities. The...Regulatory
$99k - $266k
...goods and services tax (GST), sales tax and other indirect taxes.... ...our Firm. You are expected to lead with integrity and authenticity... ...OpportunityAs part of the Customs and Trade Tax team you are going to lead... ...with import control regulatory requirements- Knowledge of Harmonized...RegulatoryFull timeH1b- ..., fintech, and technology production expertise. We’re backed by... ...The Role As Director of Trading Operations, you'll own Farther... ...sustained growth and regulatory rigor Build and lead a high‑performing trading... ...Job function Finance and Sales Industries Technology, Information...RegulatoryFull time
- Return to jobs list Trade Partner Risk Manager Job type: Full Time · Department: Corporate... ...a skilled Trade Partner Risk Manager to lead the evaluation, mitigation, and ongoing... ...industry trends, best practices, and regulatory changes that impact trade partner risk management...RegulatoryFull timeFor contractorsFor subcontractor
- ...Manager, Fixed Income Trading to own and elevate... ...partner to Product and Engineering. A... ...Operations & Execution Lead daily fixed income... ...best execution, regulatory compliance, and... ...Establish and enforce supervisory procedures... ...intelligence. Partner with Sales and Relationship...RegulatoryWork at officeImmediate start
$136.7k - $182.3k
...oil and gas exploration and production, medical imaging and pharmaceutical... ...The Director, International Trade Compliance (the “Director”)... ...requirements. The Director leads trade compliance personnel at... ...requests. Liaise with government regulatory agencies on import or export...RegulatoryPermanent employmentWork at officeLocal area- ...Trade Compliance CoordinatorTeledyne Technologies... ...and gas exploration and production, medical imaging and... ...import transactions.Review sales orders and... ...records in accordance with regulatory and company requirements... ...compliance and business needs.Supervisory ResponsibilitiesThis...RegulatoryPermanent employmentLocal area
- ...CNBC ABOUT THIS ROLEAs a Product Manager II on Apex’s Trading team, you will manage the... ...needs, market-structure and regulatory constraints, and business... ...roadmap and release plan.Lead discovery by synthesizing... ...to-market with marketing, sales, and relationship management...RegulatoryFull timeWork from home
$240k - $333k
...it with overall GDC goals, market trends, and customer needs, and GTM strategy.Collaborate closely with engineering, and sales teams to define product requirements, prioritize features, and oversee the product development lifecycle from concept to landing.Provide...$86k - $118k
Job Posting Title:HRIS Product LeadAbout HR Technology:Gartner’s core... ...to drive growth, higher sales, more productivity, and better... ...looking for: The HR Systems Product Lead provides operational... ...contacts to understand changes in regulatory environment Execute quality assurance...RegulatoryFull timeApprenticeshipImmediate startWork from homeWorldwide$80k - $195.35k
...contribute to the company’s success. As a Product Manager Lead within PNC's Treasury Management... ...the design and operating approach for sales enablement and support, servicing, implementation... ...Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office- ...regional distribution centers operations while leading the development, implementation, & enforcement of company-wide trade compliance policies Regional Distribution... ..., tracking, and retention in accordance with regulatory requirements. Requirements Bachelor’s...RegulatoryPermanent employment
$185k - $230k
...Offering a data-rich trading platform, we provide unparalleled... ...is responsible for leading, overseeing, and... ...abuse surveillance, supervisory review, financial crime... ...customer due diligence, regulatory reporting, and program... ..., Legal, Technology, Product, Internal Audit, and...RegulatoryFull timeContract workWork at officeLocal area$71.1k - $145.9k
...Bank.ABOUT THE ROLE:As a Foreign Exchange Sales & Trading Associate I within the Financial Risk... ..., while ensuring compliance with regulatory and internal requirements.Coordinate client... ...facilitate timely implementation of FX products and services.Partner with FX Sales and...RegulatoryWork at officeRelocation- ...people, our clients and customers, and leading-edge technology, data and design.Marcus... ...IMPACTAre you a visionary, consumer-oriented product leader eager to apply your strategic... ...transformative initiatives.Deep understanding of the regulatory landscape within financial services....RegulatoryFull timeTemporary workPart time
- ...The Trade Managed Services Specialist supports the daily execution of value-added trade compliance services, including product classification, PGA coordination, post-entry work, audit support... ...responsible for ensuring data accuracy, regulatory compliance, and high-quality...RegulatoryFull time
- ...While we are rooted in core financial products, we are differentiated by our approach.... ...Texas Capital Bank is looking for a Product Lead to join our CRM Product Organization.... ...Familiarity with financial services regulatory requirements (e.g., BSA/AML, KYC, Reg E)...RegulatoryImmediate startDay shift
- A leading entertainment company in Dallas is seeking a Salesforce Product Owner to drive enhancements in event sales technology. This full-time role combines strong Salesforce expertise with business insight to streamline processes and improve efficiency. The ideal candidate...Full time
$80k - $100k
...Description Job Description Foreign Trade Zone (Warehouse) Supervisor Reports To... ...Control: Bridge customer operations and regulatory compliance by utilizing both the customer... ...and maintain exact record alignment. Lead CBP Compliance & Audits: Maintain audit-...RegulatoryFull timeTemporary workMonday to FridayFlexible hours$119k - $187k
...Wells Fargo is seeking an AI Risk and Governance Lead to join the Innovation Product team. This role leads governance and risk support within the... ..., education ~4+ years of Risk, Governance, Controls, Regulatory, Audit, or Oversight experience related to products, processes...RegulatoryFull timeWork experience placementRelocation package
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