Asset Management Compliance Specialist
Goldman Sachs Bank AG
Goldman Sachs is seeking an Associate for Asset Management Compliance in New York to support SEC adviser programs with ERISA emphasis, assist with complex audits, and coordinate information requests with internal and external stakeholders. The role requires a strong grasp of regulatory requirements, excellent writing and communication skills, and solid project management capabilities to drive timely responses and documented processes across the AM Compliance team. #J-18808-Ljbffr Goldman Sachs Bank AG
- Elmington Living is a premier property management company based in Nashville, TN.... ...70+ affordable and conventional owned assets, Elmington Living is committed to providing... ...maintenance teams. POSITION SUMMARY: The Compliance Specialist provides support to affordable...AssetApprenticeshipSeasonal workLocal area
$70k - $150k
...Kroll’s North American Investigations, Diligence and Compliance - Specialist practice is seeking an Associate Manager based in the U.S. This is a wide-ranging role in... ...interviews, performing financial analysis, asset tracing and recovery, evaluating the adequacy and...AssetTemporary workInterim roleFlexible hours- ...homeowners alike. Your Team The Compliance Specialist for Lead Hazard Control & Healthy Homes... ...agency’s Office of Compliance & Risk Management (CRM). This Office includes various compliance... ...), Housing Access & Stability (HAS), Asset & Property Management (APM),...AssetFull timeWork at officeLocal areaRemote workFlexible hours2 days per week
$85k - $140k
...division prevents, detects and mitigates compliance, regulatory and reputational risk across... ...firm’s enterprise-wide compliance risk management program. As an independent control function... ...to a changing regulatory landscape.Asset Management (“AM”) ComplianceWe are seeking...AssetFull timeTemporary workPart time$150k - $175k
About the RoleiCapital is looking to hire a Compliance Officer to oversee the relevant... ...practical solutions.Advise Product, Portfolio Management, Operations, and other stakeholders on... ...working with ETFs and other alternative assets and FINRA rules/regulations is also highly...AssetFull timeWork at officeRemote work$104k - $177k
...role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join... ...rules.In partnership with business managers and internal stakeholders, reviews new products... ...nearly 20% of the world’s investible assets. Every day, our teams harness cutting-...AssetTemporary workWorldwideFlexible hours$90k - $125k
...equity & fixed income research, market making, trust services and investment advisory and asset management services.Job Description:Oppenheimer & Co. Inc. is seeking a Compliance Professional to join our Compliance Department in New York. The position will be part of a...AssetWork experience placement$135k - $160k
...significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key... ...relationships, and oversight of affiliated U.S. and international asset management businesses. We are a collaborative team of senior...AssetLocal areaImmediate start3 days per week$119k - $218.3k
...Risk, Regulatory, & Licensing - Digital Assets Regulatory & Financial Risk Ready for a... ...s Digital Assets practice combines risk management, advanced regulatory knowledge, and emerging... ...clients with up-to-date perspectives on compliance obligations and industry best practices....AssetWork at office$90k - $200k
...Kroll’s North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial... ...(CFF) preferred; and certified fraud examiner an asset. Minimum 8 years’ investigative experience with a...AssetTemporary workFlexible hours- A top-tier investment management firm is looking for a full-time Compliance Analyst in New York City. The ideal candidate will have a Bachelor's Degree and 1-... ...compliance, including experience within an Investment or Asset Manager. Key responsibilities include portfolio...AssetFull time
$80k - $90k
Compliance Analyst • Social Capital Resources • NYC Top‑Tier Investment Management Firm in NYC is seeking a full‑time Compliance Analyst . Pay Range: $80,000 - $90,000 per... ...experience working in compliance at an Investment or Asset Manager is a plus Knowledge of the 1940 Act...AssetFull time- Office of the New York City Comptroller is seeking a Compliance Officer in the Bureau of Asset Management to identify and implement regulatory-compliance policies and monitoring workflows for private markets and external managers. The role supports the Chief Compliance...AssetWork at office
- ...experienced and detail-oriented Leasing and Compliance Officer to assist leasing operations... ...Verify household eligibility, income, assets, student status, and other program-specific... .... Assist with agency audits, management reviews, file inspections, and regulatory...AssetInterim roleWork at officeLocal area
$40 - $60 per hour
Company Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight...AssetWork experience placementWork at office$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate... ...to serve as the firm’s primary specialist on registered fund compliance with visibility...Asset$100k - $135k
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...AssetFull timeContract workWork at office- ...order to ensure end‑to‑end registration compliance and consistency. Provide regular follow‑... ...employees are the most valuable company asset and they are the fulcrum around which all... ...activities are built and close management and training is the core instrument to develop...AssetContract workLocal area
- One of our highly reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Legal, Compliance, and Regulatory. This...Asset
$130k - $150k
...Group is a global alternative investment management firm focused on pursuing outperformance... ...public and private markets, across all major asset classes, with a significant focus on... ...of the role This role sits in the Compliance team based in NY and is part of the team...AssetLocal areaFlexible hours- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services... ...NY $70,000.00-$160,000.00 1 day ago Compliance Specialist - Leading Global Hedge Fund - $200k+ total comp...AssetFull time
$115k - $135k
Company Overview Soros Fund Management LLC (SFM) is a global asset manager and family office founded by George Soros in 1973. With $28 billion in assets... ...SFM is seeking a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance...AssetPermanent employmentWork at office- ...Capital LP in New York and Chicago seeks an experienced senior compliance professional to lead regulatory programs, advise senior... ...enterprise-wide initiatives. The role requires 8-10 years of asset management compliance experience, JD preferred, and deep knowledge of US...Asset
$100k - $145k
A full-service investment bank and asset management firm focusing on technology and healthcare... ..., is currently looking to hire a Compliance Associate with 1 - 5 years of compliance... ....00-$200,000.00 1 week ago Compliance Specialist - Private Healthcare New York City Metropolitan...AssetFull timeCurrently hiringRemote workFlexible hours$100k - $125k
A leading asset management firm in New York seeks a Legal & Compliance Executive Assistant and Operations Coordinator. This role requires a professional who can manage executive support tasks, departmental coordination, and legal administration effectively. Candidates...Asset$163k - $204k
Position Summary: AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments...AssetFull timeWork at office$45k - $160k
...About this role: The Regulatory Operations Specialist position is an integral part of MRM... ...The Regulatory Operations Specialist will manage submission workflow and capacity for specific... ...team Maintain reference library and asset library for internal cross‑functional use...Asset$89k - $105k
...for all. An estimated $124 trillion of assets will be inherited by younger... ...and so are the rewards. Robinhood Asset Management (“RAM”) is a digital-first investment... ...fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture...AssetWork at officeFlexible hoursShift work3 days per week$50k - $70k
...in the world, with over $3 trillion in assets and a footprint that spans more than 60... ...preparation, coordination, submission and management of regulatory data, reports and requests... ...matters. Assist with the evaluation of compliance with regulatory policy and procedures related...AssetWork at office- ...consultant with a strong infrastructure background to assist with software license and subscription management. This role involves creating visibility into software assets while identifying optimization opportunities. The consultant will work independently, needing...Asset
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