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Strategic Chief Compliance Officer - Asset Management

The Equus Group

The Equus Group in Chicago seeks a Chief Compliance Officer to lead and evolve its compliance function as the firm grows. You will serve as a strategic partner to senior leadership, overseeing regulatory affairs across the Investment Advisers Act and SEC requirements while fostering a culture of proactive compliance. The role involves collaborating with Legal, Operations, Finance, and Investments, implementing compliance technology, and managing regulatory examinations. #J-18808-Ljbffr The Equus Group

Vacancy posted 2 days ago
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