Trading Compliance Lead - Associate Director
Barings
Barings in Charlotte, NC is seeking an Associate Director, Trading Practices Compliance to oversee the firm’s trading compliance and risk. The role involves day-to-day surveillance activities, policy drafting, and active collaboration with trading and legal teams. Candidates should possess at least 4 years of financial services experience with a deep understanding of regulatory requirements. Barings offers a comprehensive benefits package including health coverage, 401(k) with match, and wellness programs. #J-18808-Ljbffr Barings
Vacancy posted 2 days ago
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