Trading Compliance Lead - Practices & Risk Oversight
Barings LLC
Barings LLC is seeking an Associate Director for Trading Practices Compliance based in Charlotte, NC. This role involves overseeing day-to-day compliance activities, managing firm-wide trading risk, and interacting with various business units to mitigate regulatory exposure. The ideal candidate should have a strong financial services background, knowledge of multiple asset classes, and be detail-oriented. The role offers comprehensive benefits including medical coverage, a competitive 401(k) plan, and generous time-off policies. #J-18808-Ljbffr Barings LLC
Vacancy posted 4 days ago
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