Senior Compliance Officer, Investments Compliance
American International Group
Senior Compliance Officer, Investments Compliance page is loaded## Senior Compliance Officer, Investments Compliancelocations: NJ-Parsippany: GA-Atlanta: MA-Boston: NY-New York: PA-Philadelphiatime type: Full timeposted on: Posted Yesterdayjob requisition id: JR2602648**Position Summary:**AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG's Investments group, along with assisting in the oversight of external managers. The ideal candidate will have extensive regulatory asset management experience with a focus on U.S. domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.* Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements.* Code, test and implement investment restrictions in BlackRock Aladdin and Bloomberg.* Review exceptions out of the compliance module and perform manual controls testing.* Perform ad-hoc/quarterly controls review specifically for the General Account and reinsurance mandates.* Interact/partner with CIO, investment managers, and Legal to ensure compliance with investment restrictions, including coordinating on interpretive issues.* Serve as a strategic partner with other control function teams throughout the firm (Legal, SOX/Audit, Investment Accounting, Technology, Operations, and Risk) to advance the control framework.* Review and update compliance policies and procedures.* Provide training on compliance policies and procedures.* Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).* Perform compliance due diligence of external managers compliance programs.* Implement solutions to challenges and issues that are raised by stakeholders.* Scope and lead special projects and ad hoc assignments.**Position Requirements:*** Minimum of 3 years of experience in guideline monitoring using BlackRock Aladdin, Charles River, Sentinel, Bloomberg AIM, or a similar system.* Technical understanding of investment products and financial instruments, and the aggregation of exposures to perform compliance testing.* Fixed income compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.* Working knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws - Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus.* Familiarity with manager-of-manager structures.* Strong work ethic with great attention to detail and ability to communicate effectively.* Bachelor's degree required.At AIG, we value in-person collaboration as a vital part of our culture, which is why we ask our team members to be primarily in the office. This approach helps us work together effectively and create a supportive, connected environment for our team and clients alike.**Enjoy benefits that take care of what matters**At AIG, our people are our greatest asset. We know how important it is to protect and invest in what's most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security - as well as your professional development - to bring peace of mind to you and your family.**Reimagining insurance to make a bigger difference to the world**American International Group, Inc. (AIG) is a global leader in commercial and personal insurance solutions; we are one of the world's most far-reaching property casualty networks. It is an exciting time to join us - across our operations, we are thinking in new and innovative ways to deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people, through continuous learning and development, in a culture that celebrates everyone for who they are and what they want to become.**Welcome to a culture of inclusion**We're committed to creating a culture that truly respects and celebrates each other's talents, backgrounds, cultures, opinions and goals. We foster a culture of inclusion and belonging through learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture of inclusion. The talent of our people is one of AIG's greatest assets, and we are honored that our drive for positive change has been recognized by numerous recent awards and accreditations.*AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.*AIG is committed to working with and providing reasonable accommodations to job applicants and employees with disabilities. If you believe you need a reasonable accommodation, please send an email to View email address on click.appcast.io Area:CP - ComplianceAIG Employee Services, Inc. #J-18808-Ljbffr American International Group
- Landing Point seeks a Compliance Officer in New York, NY to lead the U.S. compliance program and advise investment and research teams. The role reports to senior leadership and offers broad scope to shape compliance across the firm. You will interact with investment professionals...Senior
$175k - $225k
...City | Hybrid | $175,000-225,000 Base Salary Our client, a highly regarded financial services organization, is seeking a Senior Compliance Officer to step into a visible advisory role supporting institutional equities, foreign sales, and broker‑dealer business...Senior$88 per hour
...Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location:... ...Compliance, Information Barriers, and Investment Banking Compliance. This role will serve...SeniorContract workImmediate startRemote work- ...Senior Compliance OfficerBHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development... ...world, from the United States to Hong Kong. Although we maintain office spaces, we currently operate as a 100% remote organization.At...SeniorWork at officeRemote workFlexible hours
- ...leading international Bank based in New York. At present they are looking for a Senior Compliance Manager to join their Compliance function, reporting directly to the Chief Compliance Officer. This is a broker-dealer compliance role covering securities regulation, AML/...Senior
- Senior Compliance Officer Financial services New York , New York Permanent Feb 19, 2025 The Senior Compliance Officer will support the Alternative business. This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit. Create policies and procedures...SeniorPermanent employment
- Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance... ..., documentation, and related controls Partner with investment professionals on real-time compliance questions Review marketing...SeniorWork at officeWork from home
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SeniorRemote job
- ...including the design of initiatives to further enhance the global Compliance Management Program of the Knorr-Bremse Group Support the... ...up culture Act as a strategic advisor to regional compliance officers worldwide, guiding the implementation and continuous enhancement...SeniorRemote workWorldwide
$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... .... This role will work closely with investment, operations, legal, product, and distribution... ...hybrid schedule in one of our following offices 3 days/week. Boston, New York,...SeniorLocal area3 days per week$125k - $195k
...services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It... ...asset managers. With more than 35 offices around the globe, and over 2,300... ...Marex is recruiting for a Surveillance Compliance officer to join the team our at our New...SeniorFull timeWork at officeImmediate start- Security Based Swap Dealer Senior Compliance Officer Serve as the leader in all aspects of compliance associated with the SBSD and partner with various business units to aid in achieving their objectives post approval and implementation. Work closely with management and...SeniorFull time
$160k - $180k
Division: Risk & Compliance Division Senior Compliance Manager and Privacy Officer Provide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations with a focus on privacy and non...SeniorLocal area$1,000 per day
A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...SeniorContract workWork at office- Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Officer at the VP level! Responsibilities: Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to requests...Permanent employment
$40 - $60 per hour
...A leading compliance firm is looking for a Sr. Business Process Management Specialist for a remote role. You will oversee compliance programs and ensure alignment with regulatory requirements. The ideal candidate has a Bachelor's Degree and at least 5 years of experience...SeniorHourly payContract workRemote work$55.03 per hour
...poster from Infosoft, Inc. Job Title: Senior Regulatory Affairs Specialist Pay... ...required Proven expertise in Microsoft Office Suite, including Word, PowerPoint, and Excel... ...jobs in United States . Regulatory Compliance and Contracts Administrator (Remote - US...SeniorFull timeWork at officeRemote work- ...Senior Compliance Analyst, Global Streaming Technology, Analytics and Assurance Remote 12 months Responsibilities: The Senior Compliance Specialist will be part of the Global Streaming Technology Analytics and Assurance team, supporting the management...SeniorRemote workFlexible hours
- ...moves in an agentic, borderless economy. The Role We're hiring a Senior Compliance Analyst to be a force multiplier inside our compliance... ...times collapse. You’ll report directly to our Chief Compliance Officer, work daily with our financial-ops, onboarding, and applied AI...Senior
$70.1k - $126.2k
...Position Purpose: Assist in maintaining Centene Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance... ...members Assist management with interim health plan compliance officer responsibilities Plan, direct and coordinate the implementation...SeniorFull timeContract workPart timeInterim roleH1bWork at officeRemote workFlexible hours$110k - $150k
...knowledge of regulatory reporting tools and strong analytical skills. The salary range for this position is $110K - $150K, offering opportunities to engage in compliance and regulatory activities while supporting various departments within the bank. #J-18808-Ljbffr...Senior- ...challenges of healthcare. About the Role Verse is looking for a Senior Compliance Associate to independently own the ongoing pieces of our... ...contact when third‑party auditors, inspectors, or regulatory officers visit Verse's facility Coordinate scheduling and logistics...SeniorWork at officeMonday to Friday
- Construction Business Services is seeking a highly motivated and independent individual to join its permit and compliance team, contributing to a diverse and growing department. The role emphasizes teamwork, personal accountability, organization, and a commitment to excellence...Senior
- Macquarie Bank Limited seeks a North America Transaction Reporting Specialist focused on derivatives reporting and regulatory obligations. The role involves applying regulatory requirements across the North American landscape, engaging with global teams, and delivering ...Senior
- The Compliance Specialist III at NBT Bank is responsible for preparing increasingly complex compliance and government filings within company standards, and for mentoring teammates. You will review complex filings from others and ensure accuracy and quality of deliverables...Senior
- FTI Consulting is seeking a Senior Trade Services Specialist in New York with 4+ years of hands‑on trade compliance and international trade experience to support Trade Services engagements. The role covers duties across customs, tariff classification, valuation, origin,...Senior
- Corpay is seeking a Senior PCI Analyst to join their Information Security division. This role can be based in either the Brentwood, TN or Atlanta, GA office. The Analyst will manage PCI compliance, coordinate audits, and work with IT to ensure security requirements are...SeniorWork at office
- Construction Business Services seeks a highly motivated, independent and resourceful individual to join its permit and compliance team within a growing department. The role emphasizes teamwork, personal accountability and a strong work ethic as you secure permits and ensure...Senior
$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging... ...with colleagues across Kroll's network of offices and various practices.Essential Traits:...SeniorTemporary work- Insitu seeks an experienced Trade Compliance Specialist to support its international programs. The role focuses on export license writing, classification, and license lifecycle management for ITAR and EAR regimes, coordinating with internal teams and external partners...SeniorRemote job
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer, Investments Compliance. Be the first to apply!
- regulatory reporting analyst New York, NY
- regulatory specialist New York, NY
- compliance officer New York, NY
- coding compliance specialist New York, NY
- entry level compliance analyst New York, NY
- aml compliance analyst New York, NY
- trade compliance specialist New York, NY
- compliance analyst New York, NY
- compliance officer part time New York, NY
- information security compliance analyst New York, NY


