Compliance Analyst
$21 - $22 per hourNetwork Temp Inc
Compliance AnalystTOP BANK IN NEW YORK CITY NOW HIRING COMPLIANCE ANALYSTSalary range from $21.00 to $22.00 per hour.This role is located in New York City and will require a hybrid work schedule of at least 2 days in office per week.Please send cover letter and qualify resume to View email address on click.appcast.io Role OverviewThe Compliance Analyst is responsible for identifying and developing criteria and commentary on critical compliance issues across the Bank. Prepares and delivers Bank-wide and targeted training. Drafts new and existing policies and procedures to ensure that the Bank meets the requirement of various legal and regulatory agencies. Responsible for Know Your Customer due diligence, monitoring employee accounts, and Anti Money Laundering activities. Ensures ongoing improvement and evolution of governance programs and identifies risks and/or gaps in the system.Your Duties and Responsibilities:Assists in clearing Prime System generated BSA related Transaction Monitoring alerts and documents rationales.Performs various watch list related verifications and record-keeping (OFAC/ FinCEN 314a/Japan List).Assists in performing BSA compliance Tests as well as Corporate Compliance TestsAssists in performing Customer/Account Profile reviews via Surety software.Reconciles Employee Personal Trading Monitoring Program related documents.Updates various compliance related logs and keeps track of compliance related documents.Assists in preparing compliance testing work papers for all the tests performed/assigned.Assist in taking minutes of any compliance related committees.Assists with preparation of Fed/State pre-planning and introduction letter/first day letter materials.Prepares weekly regulatory updates of upcoming regulatory changes for distribution to relevant managers.Prepares various monthly reports.Assists with the Annual Risk Assessment of BSA and Corporate Compliance.Performs and assists with other duties and responsibilities as assigned by management.Your Qualifications:Bachelor's Degree or equivalent with at least 2-3 years of related experience in the AML KYC Space or Transaction Monitoring alert clearance space.Excellent organizational and communication skills (writing and interpersonal).Proficient in Excel, Access.Detail oriented.Strong basic math skills required.Good interpersonal skills and ability to work independently.Salary Description $21.00 to $22.00 Hourly
- ...thinking, and a commitment to innovation to help clear the way for millions of Americans to achieve more.About the RoleHappen Bank’s Compliance Team is looking for an experienced compliance data analytics professional to join the team. In this role, you will be responsible...SuggestedFull timeWork at officeLocal areaRemote workRelocationFlexible hours
$70k - $160k
Compliance AnalystAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...Suggested- ...testing and documentation Document changes on other tuning efforts such as good guy clean up and rule creation. Key Capabilities Compliance systems knowledge Programming and testing experiences General understanding of ISO messages (parties in wire messages) and transaction...SuggestedWork at officeLocal areaRemote work2 days per week
BizTek People
New York, NY3 days ago - ...Overview Compliance Analysts provides independent, reasonable objective assurance and recommendations to add value and improve operational controls. The Compliance Analyst is expected to constructively work with Operations, Client Service, and other departments, conduct...SuggestedRemote workNight shift
IBEX
New York, NY20 hours ago - ...Compliance AnalystWe are looking for a hands-on Compliance Analyst to join our Compliance team with a primary focus on KYC and KYB onboarding operations. This is a do-er role - you will be in the queue every day reviewing applications, making risk decisions, and working...SuggestedWork at officeWork from homeFlexible hours
Fern
New York, NY3 days ago $75k - $85k
...Compliance AnalystOppenheimer & Co. Inc. is seeking a Compliance Analyst to join the Compliance team supporting Oppenheimer Asset Management ("OAM") in New York. This role supports the firm's compliance program through compliance testing and monitoring, regulatory filings...Work at officeOppenheimer & Co.
New York, NY1 day ago$60k - $90k
...and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research and analysis...Full timeFor contractorsWork at officeRemote workWorldwideFlexible hoursNorton Rose Fulbright
New York, NY3 hours ago$70.1k - $126.2k
...Position Purpose: Assist in maintaining Centene Corporation’s Compliance Program. Provide regulatory interpretation, perform compliance reporting, lead special projects, and develop and implement compliance auditing and monitoring strategies. Key Details: Must be authorized...Full timeContract workPart timeInterim roleH1bWork at officeRemote workFlexible hoursCentene Corporation
New York, NY1 day ago- ...Do you thrive where technology, compliance, and product development converge? Do you see regulatory expertise as a way to fuel innovation... ...-friendly? AOT Technologies is looking for a Compliance Analyst . Join our team to help integrate regulatory requirements...Local areaRemote workFlexible hours
AOT Technologies
New York, NY2 days ago $70k - $80k
...Global Trade Compliance AnalystTarte Inc. is seeking a detail-oriented, analytical, and proactive Global Trade Compliance Analyst to support the company's international import and export compliance program. This role is responsible for ensuring compliance with U.S., Canadian...Work experience placementSummer worktarte
New York, NY3 days ago$90k - $105k
...Vestwell Corporate Information Technology team is looking for an experienced, meticulous and detail-oriented Information Security compliance analyst to be responsible for monitoring the compliance systems in our rapidly scaling organization. The compliance analyst's...Contract workFor subcontractorWork at officeLocal area- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Work experience placementFlexible hours
- Position Overview:The Product Compliance Requirements Analyst for Diligent Entities will support the US compliance angle of the market-leading entity management solution. Working closely with the Principal Product Compliance Advisor, this role is responsible for translating...Work at officeLocal areaVisa sponsorshipFlexible hours
$110k - $125k
...inspired and empowered to build an exceptional career. Position Summary: As an Information Governance (IG), Risk, and Compliance Analyst, you will test, evidence, and report on the controls behind the firm's IG, risk, compliance, and information security programs...$60 - $65 per hour
...: Title : Sanctions Compliance Analyst Work location : New York, NY Duration of assignment : 6 months Job Responsibilities : Solve complex problems independently by following accounting principles and have experience in evaluating controls associated...Hourly payPermanent employmentFull timeH1bRelocationMonday to FridayAlphident Technologies Inc
New York, NY3 days ago$80k - $90k
A fast-growing fintech company is seeking a Compliance Management System (CMS) Analyst to enhance its compliance program amidst evolving financial products. This remote role involves conducting compliance risk assessments and collaboration with product teams. Ideal candidates...Remote workEarnin
New York, NY2 days ago- ...driven sanction screening and transaction monitoring, helping replace lower-efficiency vendor resources with skilled analysts who deliver measurable compliance value. Key Responsibilities Review alerts from sanctions screening and transaction monitoring systems Conduct...
RIT Solutions
New York, NY1 day ago $130k - $160k
...office/remote work environment, and this position is located in our New York, NY office.Equitable is looking for a Portfolio Compliance Analyst to join our team. The Equitable Investment Management (EIM) Portfolio Compliance team oversees compliance with investment guidelines...Full timeTemporary workWork at officeLocal areaRemote workFlexible hours2 days per week3 days per week$78k
..., this is your opportunity to belong and thrive. Why the Compliance Summer Internship program? As one of the world’s largest... ...Crime and Conduct. Training of business stakeholders. Analyst Expectations To perform prescribed activities in a timely manner...Hourly payPermanent employmentInternshipSummer internshipImmediate startVisa sponsorshipWork visaBarclays
New York, NY18 days ago$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Work experience placement$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...Local area$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...Full timeLocal area$86.7k - $170.9k
Position Summary Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team... ..., Project Management Professional, or Chartered Financial Analyst designation The wage range for this role takes into account the...Local areaVisa sponsorship$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...Work at office$70k - $160k
Compliance AssociateAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...- ...Position Summary The Regulatory Compliance Specialist (RCS) provides administrative, operational, and programmatic support for research compliance programs administered by the Office of Research Compliance and Training (RCT), with an approximate 70/30 split between...Work at officeLocal area
Columbia University in the City of New York
New York, NY20 hours ago $110k - $150k
...knowledge of regulatory reporting tools and strong analytical skills. The salary range for this position is $110K - $150K, offering opportunities to engage in compliance and regulatory activities while supporting various departments within the bank. #J-18808-Ljbffr...Crédit Agricole Group
New York, NY20 hours ago
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