Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Sr Compliance Analyst

Full-time

New York, NY

Job Description:

Manage regulatory compliance across federal and state levels, reporting to the head of Compliance.

This is a hands-on role for someone who understands how alcohol is licensed, labeled, and sold in the U.S., can be trusted to make a call when a question comes up, and is interested in finding better ways to do the work.

•  Manage state brand and label registrations, renewals, price postings, and distributor appointments/terminations across all markets, including franchise-law states
•  Oversee NYSLA licensing and reporting for our New York wholesale operations
•  Administer our compliance platform (Sovos Ship Compliant) and ERP (Microsoft Dynamics 365 Business Central)
•  Reconcile license, product, and distributor data between regulatory systems and Business Central; build the dashboards and audit checks that keep them aligned
•  Manage and develop a compliance analyst; set standards, workflows, and documentation for the team
•  Advise sales and operations on market entry, distributor transitions, and brand discontinuations
•  Monitor regulatory changes and translate them into clear operating guidance for the business
•  3–5 years in compliance, licensing, or regulatory work — beverage alcohol a must
•  Working knowledge of TTB rules and state label registration; CBMA and franchise-law experience a plus
•  Experience with Ship Compliant or a similar compliance platform, or the ability to learn one quickly
•  Comfortable in Excel and working with large spreadsheets; ERP or database exposure is a bonus
•  Someone who likes building clear processes and keeping things organized
•  Reliable under deadlines

Create a Job Alert

Receive an email alert when similar new jobs are posted. It's free, fast and easy.

Create Alert
Vacancy posted 22 days ago
Similar jobs that could be interesting for youBased on the Sr Compliance Analyst in New York, NY vacancy
  •  ..., a global investment firm with a strong focus on credit strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an expanding registered investment adviser business by advising on regulatory compliance, governance... 
    Senior
    Full time

    Arrow Search Partners

    New York, NY
    15 hours ago
  • Prime Therapeutics is seeking a Senior Compliance Analyst to lead compliance oversight activities across assigned areas. This remote role supports enterprise compliance programs, monitors regulatory requirements, and partners with stakeholders to govern issues and corrective... 
    Senior
    Remote job

    PRIME Therapeutics

    New York, NY
    15 hours ago
  • $67 - $72 per hour

    A leading staffing firm in New York is seeking a Supervisory Controls Analyst to ensure compliance through auditing and testing control processes. The ideal candidate will have experience with Written Supervisory Procedures and a strong understanding of risk evaluation... 
    Senior
    Hourly pay
    Full time
    Contract work

    Innova Solutions

    New York, NY
    1 day ago
  • $163.6k - $245.4k

     ...retrospectives, thematic analysis, and trend monitoring.Qualifications:Experience in regulatory management, supervisory engagement, risk, compliance, or a related area.Demonstrated strategic thinking and ability to influence senior executives and stakeholders.Proven regulatory... 
    Senior
    Full time

    Citigroup

    New York, NY
    1 day ago
  • A leading telehealth infrastructure provider is seeking a Senior Compliance Analyst to oversee a robust legal framework and ensure compliance with healthcare regulations. This fully remote position covers all 50 states and involves monitoring regulatory changes, conducting... 
    Senior
    Remote job

    Medstra

    New York, NY
    1 day ago
  • Express Scripts is seeking a Legal Compliance Senior Analyst to support regulatory functions, including pharmacy licensure compliance and state filings. This remote role involves coordinating with regulatory offices, tracking licensing projects, and ensuring deadlines are... 
    Senior
    Remote job

    Cigna Health and Life Insurance Company

    New York, NY
    1 day ago
  • $62.8k - $104.6k

    ## Legal Compliance Senior Analyst - Express Scripts - RemoteApply: Remote: United States Work at Home: Full time: Posted Today: 26012819**Responsibilities:*** Delivers specific time-sensitive delegated tasks assigned by a supervisor in the Compliance job family.* Supports... 
    Senior
    Remote job
    Full time
    Local area
    Immediate start
    Work from home

    Cigna Health and Life Insurance Company

    New York, NY
    1 day ago
  • $100k - $115k

     ...complete this application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Sr. Regulatory Specialist Full-Time Remote, Remote, US Salary Range: $100,000.00 To $115,000.00 Annually Location: Remote Annual Bonus... 
    Senior
    Full time
    Contract work
    Temporary work
    Work at office
    Remote work
    Home office

    Rti Surgical Inc

    New York, NY
    3 days ago
  •  ...help transform the future of healthcare , you’ll find your purpose here. Primary Function of Position The Senior Logistics Compliance Analyst is responsible for the import and export compliance procedures and international trade programs, which include but not limited... 
    Senior
    Local area
    Worldwide
    Flexible hours

    Intuitive

    New York, NY
    15 hours ago
  •  ...equity healthcare transactions. As we scale our platform to support Brand Partners across all 50 states, we're seeking a Senior Compliance Analyst to ensure our legal framework remains bulletproof as we grow. This role sits at the intersection of healthcare law,... 
    Senior
    Remote work
    Flexible hours

    Medstra

    New York, NY
    1 day ago
  • $154.9k - $208.7k

     ...infrastructure. The opportunity is massive and its still wide open. Now lets go build it! Mission: Groq is seeking a Sr. Privacy Compliance Analyst to own day-to-day privacy operations. You will manage the privacy controls in our compliance program. This role owns... 
    Senior
    Permanent employment
    Full time
    Work at office
    Local area
    Remote work

    Groq

    New York, NY
    20 days ago
  •  ...Our client, a global hedge fund, is looking for a Senior Compliance Officer to join their team to support generalist compliance responsibilities. This role will play a critical role in advising the business on key initiatives while holding oversight of the compliance... 
    Senior
    Full time

    Arrow Search Partners

    New York, NY
    15 hours ago
  •  ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance... 
    Senior
    Full time

    Blacklock Group

    New York, NY
    15 hours ago
  • $75k - $90k

     ...distributors and adapting strategies accordingly. Maintain centralized documentation systems and trackers to ensure transparency, compliance, and readiness for audits. Create and update detailed lists of country and client specific requirements. Proactively... 
    Senior
    Full time
    Work at office
    Local area
    Remote work
    Worldwide

    Interparfums, Inc.

    New York, NY
    1 day ago
  •  ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge... 
    Hourly pay
    Ongoing contract
    Contract work
    Freelance
    Remote work
    Flexible hours

    Alignerr

    New York, NY
    1 day ago
  • $125k - $160k

    About the Role As the Senior Risk and Compliance Analyst (FedRamp) at NinjaOne, you will be our FedRAMP subject matter expert, responsible for building and sustaining our FedRAMP compliance program. You will lead efforts to obtain and maintain FedRAMP High and Moderate... 
    Senior
    Permanent employment
    Full time
    Remote work
    Work from home
    Relocation
    Flexible hours

    NinjaOne

    New York, NY
    2 days ago
  •  ...A foreign banking organization (“FBO”) in New York City is seeking a highly motivated, analytical, and hands-on AVP Compliance Officer with broad banking compliance experience to serve as a key member of the Compliance Department. The successful candidate will support... 
    Senior
    Full time
    Work at office

    MJ Boyd Consulting

    New York, NY
    1 day ago
  •  ...We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on security, compliance, and risk management scenarios. Your real-world expertise will directly shape how AI understands and reasons through the complex landscape of... 
    Hourly pay
    Ongoing contract
    Contract work
    Freelance
    Remote work
    Flexible hours

    Alignerr Corp.

    New York, NY
    2 days ago
  • $180k - $210k

     ...not only to help you reach your potential, but also to contribute to our clients’ success.About the departmentGlobal Regulatory Compliance helps Franklin Templeton manage regulatory risk across digital asset products, services, marketing, tokenization initiatives, and... 
    Senior
    Full time
    Work at office
    Local area
    3 days per week

    Franklin Templeton

    New York, NY
    4 days ago
  •  ...Position: Senior Pricing & Compliance Specialist (Global Law Firm) Location: New York, NY (Hybrid WFH) Company: Globally Recognized Am Law Firm Comp Package: Base salary up to $130K, Bonus, Full Benefits, 401K+, etc. Summary for Senior Pricing & Compliance... 
    Senior
    Full time
    Work from home

    Kay Search Group

    New York, NY
    4 days ago
  • $120k - $145k

     ...with your recruiter who can provide you more specific details for this role.Job Description:Preferred Qualifications:The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance Operating... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  • $120k - $145k

     ...an open dialogue with your recruiter, who can provide you more specific details for this role.Job DescriptionThe TD Securities US Compliance team is looking for an Associate-level candidate to join the Trade Surveillance team focused on Communications.Key... 
    Senior
    Full time
    Temporary work
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  •  ...I’m working with a highly regarded Investment firm in New York that is looking to add a Senior Compliance Officer to its growing team. This is a hands-on role reporting directly into the CCO. The role will cover: Compliance monitoring, testing and surveillance... 
    Senior

    Blacklock Group

    New York, NY
    15 hours ago
  • $200k - $250k

     ...Securities and Exchange Commission and is a member of the following: FINRA, SIPC, and NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer. This... 
    Senior
    Full time
    Work at office

    Chardan

    New York, NY
    11 hours ago
  • $190k - $250k

     ...Neuberger is seeking an experienced compliance professional to join its Legal & Compliance Department. The Compliance Officer will support the compliance programs within Neuberger's Private Wealth Business, including investment adviser, broker-dealer and trust companies... 
    Senior
    Local area
    Worldwide
    Shift work

    Neuberger Berman

    New York, NY
    4 days ago
  • $150k - $190k

     ...and supporting schedules.Conduct detailed reviews of financial statements to identify discrepancies and ensure completeness and compliance.Build and maintain strong relationships with internal and external stakeholders, including clients and their advisors, and BBH Relationship... 
    Senior
    Full time
    Seasonal work
    Work at office
    Local area
    Immediate start

    Brown Brothers Harriman

    New York, NY
    4 days ago
  • $160k - $180k

    Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations... 
    Senior
    Local area

    IDB Bank

    New York, NY
    4 days ago
  • $90k - $110k

     ...Title: Compliance Analyst - Code of Ethics Location: Midtown Manhattan (onsite 3 days/week) Compensation: $90K-$110K base + bonus This role supports the Code of Ethics program of a $12B+ hedge fund in Midtown Manhattan. Responsibilities: Coordinate ethics... 
    3 days per week

    Atlantic Group

    New York, NY
    4 days ago
  •  ...building the operating system for how value moves in an agentic, borderless economy. The Role We're hiring a Junior Compliance Analyst to keep the engine of our compliance function running. You'll own the high-volume, detail-heavy work that every good... 
    Full time
    Internship

    Pockyt

    New York, NY
    3 days ago
  • $35 - $40 per hour

     ...The Opportunity: A global professional association is seeking a Corporate Compliance Analyst for a temporary assignment. This position is based out of New York City, NY and follows a hybrid work schedule consisting of three days onsite in New York City and two... 
    Hourly pay
    Permanent employment
    Temporary work
    Remote work
    2 days per week

    Frink-Hamlett Legal Solutions

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Sr Compliance Analyst. Be the first to apply!