Accountant = Broker Dealer, MIAMI
$90k - $120kAscendo Resources
Staff or Sr. Staff Accountant for one of Miami's Top Companies (Broker Dealers)!
A very well known, highly respected, prestigious, Broker Dealer HQ'd in Miami, Coconut Grove is seeking a 2+ year Staff Accountant or Sr. Staff Accountant with Broker Dealer experience . In addition to a competitive salary, this company offers an outstanding benefits package, upward career mobility & trajectory, strong retirement plan, tuition reimbursement, and a good work life balance.
Position Title: Staff Accountant or Sr. Staff Accountant (Broker Dealer)
Location: Miami, Florida (Coconut Grove)
Salary: $90K-$120K + annual bonus
Technical Skill Set Required:
- 2+ years of experience assisting with general accounting responsibilities: General Ledger, Journal Entries, Bank Reconciliations, AP/AR
- Preparing journal entries, Focus Report Form X-17 A-5 Part IIA, equities, and haircuts.
- Prepare monthly bank and trading reconciliations.
- GAAP Experience
- Advanced Excel User
- Reports to executive management
- Assisting with maintaining general ledger by transferring subsidiary accounts, preparing a trial balance, and reconciling entries.
- Assisting & summarizing financial status by collecting information and preparing balance sheet, profit and loss, and other statements.
- Accounting & General Ledger: Assist with preparing monthly journal entries, manage day-to-day accounting operations, and handle bank, clearing, and trading reconciliations.
- Financial Reporting: Assist with preparing internal financial statements, management reports, and annual audited financial statements.
- Audits & Exams: Assist with internal and external auditors, tax preparers, and FINRA examination teams.
- Cross-Functional Collaboration: Work closely with trading desks, operations, and compliance officers to track commissions, trade data, and internal controls.
Job Requirements:
To qualify, candidates must have:
- Minimum of 2-year Accounting experience within a Broker Dealer Enviroment
- Bachelor's degree in Accounting
For immediate consideration, please forward resume ASAP to Matthew Deering at Ascendo Resources:
*E-mails and resumes received will remain highly confidential and will not be released to anyone.
Vacancy posted 20 hours ago
Similar jobs that could be interesting for youBased on the Accountant = Broker Dealer, MIAMI in New York, NY vacancy
- ...to previous reporting periods on a monthly, quarterly, and annual basis Preparing journal entries and monthly account reconciliations Compliance with SEA xuwmhxw Rule 15c3-3 and SEA Rule 15c3-1. FOCUS and FINRA reporting Broker Dealer Experience Required...Suggested
Social Capital Resources
New York, NY2 days ago $180k - $220k
...leading financial control, regulatory reporting, and safeguarding capital strength across North America, with emphasis on the U.S. broker-dealer. The ideal candidate will hold a CPA and FINRA Series 27, bringing deep broker-dealer financial control experience and strong...SuggestedOliver James Group
New York, NY2 days ago$180k - $220k
...reporting, safeguarding capital strength and compliance across their North American entities, with a particular focus on their U.S. broker-dealer. The ideal candidate would hold a CPA and Series 27, combining strong broker-dealer financial control experience with a solid...SuggestedLocal areaOliver James Group
New York, NY2 days ago$100k - $110k
...highly motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain. \n \n Job Description \n Accounting Responsibilities: \n \n Create and maintain accounting policies for...SuggestedExtra incomeWork at officeBBVA
New York, NY24 days ago- ...Broker Dealer Compliance Advisory- Equities & Options Find out more about this role by reading the information below, then apply to be considered. We are working with a financial services organization seeking an experienced Compliance professional for a senior...Suggested
Dynamics Executive Search
New York, NY4 days ago - ...Group is seeking an AML Advisory Team Lead to manage the bank Secrecy Act, OFAC sanctions, and financial crime compliance for the Broker-Dealer Securities Division. You will guide CIP/KYC/CDD onboarding, assess EDD reviews, and respond to front office inquiries with...
StoneX Group
New York, NY3 hours ago - ...personalized guidance in one app for everyday Americans to invest and save with confidence. \n \n As a Senior Associate, Broker Dealer Compliance , you’ll report to the Vice President of Broker-Dealer Compliance, and collaborate with functional areas across the...Work experience placement
Stash
New York, NY10 days ago $130k - $180k
...will also be considered. 2–6 years of experience in financial services, fintech, or with a regulatory agency. Familiarity with broker-dealer regulations and rules from the SEC, CFTC, FINRA, or other relevant regulatory bodies. Prior experience reviewing trading activity...Full timeRemote workPhaxis
New York, NY3 days ago$200k - $250k
...break-ups. Most M&A processes begin with a buyer list. Alaris begins with buyer intelligence. The role At an independent broker-dealer such as LPL Financial, Osaic, or Commonwealth, you helped advisors and firm owners grow their practices and solve business...Remote workLinkedIn
New York, NY1 hour ago$159.4k - $181.9k
...A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...Capital One
New York, NY3 days ago- ...Senior Vice President, Broker-Dealer LendingWe're seeking a future team member for the role of Senior Vice President, Broker-Dealer Lending to join our Institutional Lending team supporting Broker-Dealers. This role is located in New York City, NY.In this role, you'll...Night shift
BNY
New York, NY2 days ago - ...BNY is seeking a Senior Vice President, Broker-Dealer Lending to join the Institutional Lending team in New York City. The role focuses on managing lending transactions, structuring solutions, and delivering high-quality risk analysis for broker-dealer clients. You will...
BNY
New York, NY16 hours ago $213.31k - $355.45k
...Company Overview LPL Financial is a leading independent broker‑dealer supporting over 32,000 financial advisors and approximately 1,100 financial institutions, managing and safeguarding roughly $2.3 trillion in brokerage and advisory assets for about 8 million Americans...LPL Financial LLC
New York, NY4 days ago- ...The Marex Head of Broker Dealer Compliance leads a team of compliance officers providing advisory services for Equities, Fixed Income, Listed Options and regulatory reporting to the Americas Broker Dealer units. The role focuses on real-time guidance, ensuring adherence...
Marex, Inc.
New York, NY16 hours ago - Capital One is seeking a Compliance Risk Manager to support the CBDs compliance program, providing risk management across mergers, acquisitions, investment banking, underwriting, equity sales, trading and research. You will review conflicts, OBAs, gifts and entertainment...Work at office
Capital One Group
New York, NY16 hours ago - ...Inc. and engaging with regulators like FINRA and the SEC. The ideal candidate should have over 12 years of relevant experience in broker-dealer regulatory compliance, strong knowledge of regulatory standards, and an ability to operate independently. This role includes...
WISE Inc
New York, NY2 days ago - ...StoneX Group Inc. in New York seeks an AML Advisory Team Lead to oversee day-to-day coverage of the AML Program within the Broker-Dealer Securities Division. You will advise on CIP/KYC/CDD, review EDD, and manage escalations across front office and operations. The role...
StoneX Group Inc.
New York, NY20 hours ago - ...Our client is seeking a senior Compliance professional to lead the Broker-Dealer Compliance function supporting U.S. trading and business activities. This individual will manage a team of Compliance professionals and act as a key advisor to the business across Equities...
Phaxis
New York, NY4 days ago $290k - $335k
...Head of Broker Dealer ComplianceThe Head of Broker Dealer Compliance is an expert in Broker Dealer regulation that leads a team of compliance... ...degree of integrity, professionalism, resilience, and accountability, with the ability to manage multiple priorities and deliver...Marex, Inc.
New York, NY5 hours ago- ...Overview The role involves advising broker-dealers, investment banks, and other market participants on a broad range of securities regulatory issues. Specific work includes advising on regulatory obligations under the Securities Exchange Act of 1934, FINRA rules, and...
McDermott Will & Schulte
New York, NY3 days ago - ...attorney to join its Brokerage and Institutional Litigation team on a fully remote, long-term basis. The role focuses on representing broker-dealers in customer disputes, regulatory matters, and related litigation. The ideal candidate has at least five years of practice as a...Remote work
Innovative Driven
New York, NY21 hours ago - ...role, you’ll make an impact in the following ways: Reporting to the Head of Pershing Treasury, lead ALM matters relating to the broker‑dealer balance sheet monitoring and explaining changes and related management reporting Drive initiatives to support the funding,...Flexible hours
- Marsh is seeking an Financial and Operations Principal to lead the FinOps team for MMAS and MMA AM, based in NYC or Urbandale, IA. This hybrid role requires three days in the office weekly and reports to the CFO. You will coordinate audits, regulatory filings, and management...Work at office
- ...Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group... ...and achieving new business sales goals through effective account planning, development of strong client relationships and the...Overseas
Testing Site - JPMC
New York, NY3 days ago $151.9k - $173.4k
...Broker Dealer Advisory Manager The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making...Full timePart timeWork at officeLocal areaFlexible hours$1,000 per day
...A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at officeG MASS Consulting
New York, NY2 days ago- ...institution to recruit a Director in its New York Finance organization. This senior, hands-on role oversees financial control, broker-dealer accounting and regulatory reporting, partnering with senior leadership and cross-functional stakeholders. The candidate will lead and...
Bruin Corp
New York, NY2 days ago - ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to oversee day-to-day accounting, regulatory reporting and FINOP responsibilities. Reporting to the CEO, you will drive financial controls, tax filings, payroll, reconciliations...
Hold Brothers
New York, NY4 days ago $199.5k - $275k
...Broker-Dealer & Cash Equities Attorney - Assistant General Counsel - Vice President job at JPMorgan Chase Bank, N.A.. New York, NY. The Legal Department of JPMorgan is currently seeking a highly motivated individual to join its Equities Practice Group within the Corporate...Comunidade Metodista
New York, NY4 days ago- ...is responsible to raising net new assets for the firm and servicing the firms existing client base across Wirehouses, Regional Broker Dealers and RIA Aggregator firms. The wholesaler will be able to clearly differentiate our investment strategies, provide technical information...Home office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Accountant = Broker Dealer, MIAMI. Be the first to apply!
Related searches
- revenue accountant New York, NY
- senior revenue accountant New York, NY
- fixed asset accountant New York, NY
- automotive accountant New York, NY
- senior property accountant New York, NY
- senior accountant new New York, NY
- commercial accountant New York, NY
- junior project accountant New York, NY
- procurement accountant New York, NY
- virtual accountant part time New York, NY