Broker-Dealer Accounting Senior Analyst

Job Description

Seeking a highly motivated, detail oriented individual to work at a growing U.S. broker-dealer subsidiary of a global financial services group based out of Spain.

Job Description

Accounting Responsibilities:

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• Create and maintain accounting policies for B/D
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• Maintain system and bank reconciliations
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• Assist with month-end closing process of books and records
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• Assist with monthly finance presentation material to Senior Management and quarterly presentation to the Board of Directors
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• Prepare daily journal entries as needed
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• Assist with the annual audit of the financial statements
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• Analyze monthly variances in balance sheet and income statement
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• Track and analyze revenue and operating expenses by lines of business
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• Participate in user-acceptance testing as part of new business/system roll-outs and validate the testing results
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Regulatory Responsibilities:

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• Assist with preparation of FINRA FOCUS Reports including the form X-17A-5 Part II, Supplemental Statement of Income (SSOI), Form Custody for Broker Dealers, Supplemental Liquidity Schedule (SLS), Off Balance Sheet Report (OBS) and SEC 17H reports
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• Assist with preparation of 15c3-1 Daily Net Capital computations and Customer Protection Rule 15c3-3 (weekly) for a self-clearing broker dealer
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• Assist with TIC BC, & TIC BL monthly reporting to the Federal Reserve
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• Assist with monthly consolidation to BD’s foreign parent
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• Assist with audits with regulators and internal/external auditors
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Qualifications

Must Have

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• 3+ Years of accounting experience in financial institutions
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• Bachelors or Masters in Accounting
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• US GAAP knowledge
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• Proficiency in Microsoft Office
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• Strong analytical and problem-solving skills
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Preferred

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• CPA or on track
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• Familiarity with fixed income securities
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• Experience in using Broadridge Impact
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• Experience in using Workday Enterprise Management
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• Accounting experience in US broker
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All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

With respect to this position in our New York Office, the expected base salary ranges from $100,000 to $110,000. It is not typical for offers to be made at or near the top of the range. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

*Employment eligibility to work with BBVA in the U.S. is required as the company will not pursue visa sponsorship for these positions