Compliance Officer
Compliance Officer Jobs
City of New York’s Comptroller’s Office seeks a Compliance Officer in the Bureau of Asset Management to monitor regulatory compliance across the department and with external managers and consultants in the financial services industry. The role involves due diligence on private market manager recommendations, advising committees on bidding firms’ compliance, reviewing investment memos and quarterly reports, and maintaining the Bureau’s continuity and recovery plans. #J-18808-Ljbffr
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Compliance Officer in New York, NY vacancy
$180k - $215k
Trade Compliance Officer Location New York Business Area Legal, Compliance, and Risk Ref # 10052303 Description & Requirements Title: Compliance Officer - Americas Trade Compliance Location: New York Business Area: Legal, Compliance, and RiskBloomberg...SuggestedTemporary workFor contractorsWork experience placementWork at officeLocal area$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...SuggestedLocal area$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...SuggestedFull timeLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection....Full timeWork at officeRemote work$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week$92.53k - $106.4k
...Investigations and Compliance Officer DEPT OF CITYWIDE ADMIN SVCS Posted on 06/18/2026 Full-time Location NYC-ALL BOROS No exam required Department Citywide Equity and Inclusion Salary range: $92,525.00 – $106,404.00 Job Description DCAS's mission is to make city government...Full timeWork experience placementWork at officeLocal areaShift workSocket
New York, NY3 days ago$120k - $140k
...AVP, Fixed Income Compliance Officer Location: New York, NY This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance...Full timePart timeLocal areaJefferies
New York, NY4 days ago- ...partnered with an Investment bank who are looking for several compliance testing professionals to join their team. We have multiple open... ...specifically. They currently operate on a hybrid schedule (3 days in office) and are based in Manhattan. They're not looking to silo you in...Work at office
Pinnacle Career Coaching
New York, NY3 days ago $1,000 per day
...A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at officeG MASS Consulting
New York, NY3 days ago$110k - $130k
...Compliance Officer New York, NY Job Description We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise's compliance program, ensuring we meet our regulatory obligations while enabling...Work at officeVISE Inc
New York, NY2 days ago- ...Position: Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Overview - About MillTech MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs and automate...Work at officeRemote workFlexible hours
Mill Tech
New York, NY1 day ago - ...We are always looking for talented professionals to join us in the path towards success. SUMMARY The Compliance Officer will assist with the monitoring and administration of the Firm's Compliance and AML programs to ensure accordance with regulatory requirements...
Haitong International Securities Group
New York, NY4 days ago - ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day...Work experience placement
Insight Global
New York, NY2 days ago - ...Goldman Sachs in New York seeks an experienced Financial Crime Compliance professional to drive risk ownership across Asset Management. You will influence governance, enhance controls and support ongoing regulatory adherence in a fast-paced environment. The role emphasizes...
Socket
New York, NY1 day ago $90k - $110k
...Make an impact in sanctions compliance and financial crime prevention. A company operating in the financial services industry based in New York. Job Description Core Responsibilities Assess sanctions screening alerts arising from international wire activity...Permanent employmentLocal areaMichael Page
New York, NY3 days ago$175k - $200k
...Compliance Officer New York The Role Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance...Temporary workLocal areaSixth Street Inc
New York, NY1 day ago$132k - $167k
...Compliance Officer, Swap DealerNew York City, NYFalconX is a pioneering team of operators, investors, and builders committed to revolutionizing institutional access to the crypto markets. Operating at the intersection of traditional finance and cutting-edge technology...Local areaFalconX
New York, NY4 days ago$81.4k - $151.8k
...Capital Markets Senior Compliance OfficerThe Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory services, coordinates and...Contract workPart timeLocal areaBmo
New York, NY3 days ago- ...Job Description Job Description Armand Corporation is seeking a detail-oriented and analytical Prevailing Wage & Compliance Officer to support prevailing wage compliance and contractor oversight on public-sector construction projects. This position is responsible...Contract workFor contractorsFor subcontractorWork at officeLocal areaRemote work
Armand Corporation
New York, NY3 days ago $200k - $250k
...Compliance OfficerWe are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...Work at officeSchonfeld
New York, NY4 days ago$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...Russell Tobin
New York, NY3 days ago$125k - $222.5k
...Private Bank Americas – Senior Compliance Officer Corporate Title Vice PresidentLocation New York, NYOverviewYou will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank's lending activities. In addition, your...Work at officeWork from homeDeutsche Bank
New York, NY3 days ago- ...Remote Public Compliance Officer – 50862 Turing is looking for candidates with strong experience in government and regulatory compliance, especially for compliance officers, auditors, legal analysts, or public policy professionals working within or alongside public...Full timeFor contractorsFreelanceRemote work
Turing Inc
New York, NY3 days ago $88.24k - $134.16k
...mentoring staff and managing contractors. Apply now to help us ensure compliance with current standards and help carry out the mission of the... ...equivalent Federal Government job title, as determined by the Office of Administration); or Five years of professional experience in...Permanent employmentFull timeFor contractorsWork at officeLocal areaWork from homeMonday to FridayFlexible hoursState of Pennsylvania
New York, NY3 days ago- ...Provides day-to-day and strategic oversight and management of the Compliance Program in assigned regions. This position provides technical... .... QUALIFICATIONS: Previous experience as a Compliance Officer for a hospital, physician practice/group or health care system...Contract workWork at officeLocal area
Skilled Nursing
New York, NYa month ago $130k - $150k
...Compliance OfficerNew YorkMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated... ...London, we manage $228.7 billion* and operate across multiple offices globally. Further information can be found at As at 31 March...Local areaFlexible hoursMan Group
New York, NY1 day ago
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