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Senior VP, Markets Compliance — FINRA/Broker-Dealer Lead

BNY

BNY is seeking a Senior Vice President for the Markets Compliance team to support the US Broker Dealer. The role is based in New York City and involves partnering with business leads, Compliance, Finance, and Operations to maintain a robust compliance program for broker-dealer activities. You will conduct risk assessments, analyze regulatory developments, and support remediation efforts in collaboration with the Chief Compliance Officer. #J-18808-Ljbffr BNY

Vacancy posted 1 day ago
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