SVP & Associate General Counsel, Financial Services
LPL Financial
LPL Financial is seeking a Senior Vice President, Associate General Counsel to provide strategic legal advice to its broker-dealer and investment advisory operations. This role involves managing a team of attorneys and working closely with senior leadership to shape legal and regulatory strategies. The ideal candidate will have expertise in the regulatory landscape governing financial services, strong executive presence, and an ability to lead high-performing legal teams. An attractive compensation package, including healthcare and stock options, is offered. #J-18808-Ljbffr LPL Financial
- LPL Financial LLC is seeking a Senior Vice President, Associate General Counsel to provide strategic legal counsel for its broker-dealer and advisory platforms. You will... ...regulatory strategies, and support financial services while managing legal risks. The ideal candidate...Suggested
$250k - $350k
...Macquarie Asset Management is searching for an Associate General Counsel to work in its Credit & Insurance business, covering credit BDCs... ...them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets with 56 years of unbroken...SuggestedWork from homeFlexible hours- ...Associate General Counsel, Corporate About the Company Rapid-growing financial technology (FinTech) company Industry Financial Services Type Privately Held Founded 2018 Employees 501-1000 Categories ~ Financial Services About the Role...Suggested
- ...Associate General Counsel About the Company Large operator of regulated financial exchanges Industry Financial Services Type Public Company Founded 2001 Employees 10,001+ Categories Brokers Finance Financial Exchanges Financial...Suggested
- ...Associate General Counsel, Mutual Funds About the Company Globally-recognized investment management firm Industry Financial Services Type Public Company Founded 1939 Employees 1001-5000 Categories Financial Services Investment Management...Suggested
$250k - $330k
Macquarie Asset Management is searching for an Associate General Counsel to work in its Credit & Insurance business, covering credit BDCs,... ...them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of...Temporary workWork from homeFlexible hours$213.31k - $355.45k
Senior Vice President, Associate General Counsel This senior vice president will report to the Executive Vice President and provide strategic... ...Provide day‑to‑day legal support for LPL’s financial services business, including analysis and advice on compliance with...$160k - $190k
...PPFA and Action Fund seek an Associate General Counsel, Advocacy and Political Law... ...legal advice and related services in areas including legal compliance... ...and tax implications of financial reporting obligations for 5... ...duties as assigned by the SVP and General Counsel and...Full timeContract workWork at officeLocal area- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...
- ...extensive expertise in asset-based lending, whole loan sales, servicing, investment advisory, and securitization transactions. The... ...internal legal, business, and operational teams, and report to the General Counsel. Job Responsibilities Support our Transaction Management team...Contract workTemporary work
$217k - $300k
...Chime is looking for an Director, Associate General Counsel to lead our Privacy & Security team.... ...laws, with a particular emphasis on financial privacy Take the lead in maintaining... ...bank*—on the premise that core banking services should be helpful, easy, and free....Full timeWork at officeLocal areaRemote workShift work$264k
...company is looking for an Director, Associate General Counsel to lead our Privacy & Security team.... ...laws, with a particular emphasis on financial privacy ~ Take the lead in maintaining... ...*—on the premise that core banking services should be helpful, easy, and free. Through...Full timeWork at officeShift work$167.02k - $208.77k
...TITLE: Vice President, Associate General Counsel AGENCY: Construction... ...Office REPORTS TO: SVP, Contracts & Deputy General... ...rapid response contracting services to C&D departments,... ...file an Annual Statement of Financial Disclosure (FDS) with the NYS...Contract workFor contractorsWork at officeLocal areaRemote work1 day per week- ...Associate General Counsel About the Company Reputable government agency providing affordable housing financing services Industry Banking Type Government Agency Founded 1971 Employees 201-500 Specialties ~ financing affordable housing in new...Contract workLocal area
- ...Associate General Counsel About the Company Dynamic government agency providing legal, training & business planning services Industry Government Administration Type Government Agency Founded 1898 Employees 10,001+ Categories Government...
- ...sophisticated trading transactions and negotiation of complex market documentation. Ideal candidates have 15-20 years in top law firms or in-house roles within financial institutions, with deep experience in equities #J-18808-Ljbffr The PeterSan Group and PeterSan Legal Staffing
$210k - $260k
...highly skilled and commercially minded Associate General Counsel to serve as the primary legal partner... ...General Counsel, C-suite executives, and SVP-level business leaders. This... ...substantive focus on commercial licensing, financial products, or capital markets ~...Full time$214.8k - $252.7k
...to make better and smarter financial decisions and enabling the communities... ...legal advice and strategic counsel regarding prudential banking... ..., and new products and services, which may include... ...processes.Participate in trade associations, industry working groups, and...Full timeLocal area$180k - $260k
We’re seeking an Associate Counsel/Associate General Counsel to join us in our mission to transform the discovery of therapeutics and materials.Schr... ...agreements, including enterprise SaaS, software license, services, partner, vendor, and confidentiality agreementsProvide...Contract workWork at officeFlexible hours$95k - $100k
...reviews and investigates residents’ complaints about City services and administrative actions, assists people having difficulty... ...the New York City Public Advocate is seeking to fill an Associate General Counsel position in its Office of the General Counsel. Applicants...Full timeWork at officeLocal area$180k - $200k
...on a mission to replace the billable hour and make legal services more accessible for American businesses and consumers. We... ...actually matters. About the Role. We're looking for an Associate General Counsel who can wear multiple hats and thrive in ambiguity. This...Full timeContract workWork at officeRemote workVisa sponsorshipWork visa- ...Designation: Hybrid - 3 days per week Join the Office of the General Counsel where we collaborate with diverse business units,... ...and third-party risks.As part of a Fortune 100 regulated financial services and insurance company, you will engage directly with senior...Work at officeLocal area3 days per week
$201.1k - $344.74k
...Date: 2026-09-02 Position Title: Associate General Counsel Senior Job Description: Associate... ...Partners with clients and other Shared Services teams to drive strategic outcomes and... ...insurance, wellness programs and financial education resources, to name a few....Full timeTemporary workWork experience placementWork at officeLocal areaDay shift3 days per week1 day per week$222k - $311k
...project lifecycle through our core construction management services and complementary lines in real estate investment, design,... ...construction enterprises in the United States. The Associate General Counsel, Corporate & Verticals is a senior in-house role with broad...Temporary workFor contractorsWork at officeRelocation package$200k - $250k
## Associate General CounselApplylocations: New Yorktime type: Full timeposted on: Posted 6 Days... ...Napier Park is seeking an Associate General Counsel for our Legal team to sit in our New... ...regulatory issues.External Counsel and Service Provider Management* Manage...Work at officeLocal areaFlexible hours- ...Advise business and corporate development teams on legal risks associated with potential transactions and growth initiatives.Draft,... ...internal best practices.Provide legal advice on a variety of general corporate matters as business needs arise.Stay informed on legal...Remote work
$170k - $200k
...agreements, and advising on regulatory compliance across the financial‑services sector. This attorney will play a key leadership role in... ...ResponsibilitiesRegulatory Compliance & EngagementProvide sophisticated counsel on U.S. and global cybersecurity regulations applicable to...Full timeWork at office$170k - $180k
....S. regulatory developments, advice and counsel to internal clients and engagement with... ...issues related to consumer complaints, financial and market conduct examinations and information... ...Regulatory & Gov't AffairsAIG PC Global Services, Inc.SummaryLocation: NY-New YorkType:...Full timeWork at office- ...closings in collaboration with the Investor Relations Department, ensuring timely completion of closing requirements.Oversee outside counsel engaged in fund formation, closing, and related transactional activities.Supervise paralegal preparation of certificates, closing...Remote work
$210k - $280k
...Powering Deeper Understanding in Healthcare Transforming Medical Conversations with Responsible AI Abridge is seeking an Associate General Counsel, Life Sciences to serve as the first dedicated legal counsel for its newly established life sciences business. This...Full timeContract workFixed term contractWork at office3 days per week
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