SVP & Associate General Counsel, Financial Services
LPL Financial
LPL Financial is seeking a Senior Vice President, Associate General Counsel to provide strategic legal advice to its broker-dealer and investment advisory operations. This role involves managing a team of attorneys and working closely with senior leadership to shape legal and regulatory strategies. The ideal candidate will have expertise in the regulatory landscape governing financial services, strong executive presence, and an ability to lead high-performing legal teams. An attractive compensation package, including healthcare and stock options, is offered. #J-18808-Ljbffr LPL Financial
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the SVP & Associate General Counsel, Financial Services in New York, NY vacancy
$213.31k - $355.45k
...and discover what’s possible, LPL Financial invites you to apply today.LPL Financial... ...team as Senior Vice President, Associate General Counsel. This SVP will report to the Executive Vice President... ...law firm counseling the financial services industry, specifically broker-...SuggestedWork from home- LPL Financial LLC is seeking a Senior Vice President, Associate General Counsel to provide strategic legal counsel for its broker-dealer and advisory platforms. You will... ...regulatory strategies, and support financial services while managing legal risks. The ideal candidate...Suggested
- ...Associate General Counsel About the Company Popular art investing platform Industry Fine Art Type Privately Held... ...Categories Fine Art E-Commerce Art Financial Services Financial Investment Finance Insurance Investing...Suggested
Confidential
New York, NY19 hours ago - ...Associate General Counsel, Mutual Funds About the Company Globally-recognized investment management firm Industry Financial Services Type Public Company Founded 1939 Employees 1001-5000 Categories Financial Services Investment Management...Suggested
- ...Associate General Counsel About the Company Large operator of regulated financial exchanges Industry Financial Services Type Public Company Founded 2001 Employees 10,001+ Categories Brokers Finance Financial Exchanges Financial...Suggested
$250k - $330k
Macquarie Asset Management is searching for an Associate General Counsel to work in its Credit & Insurance business, covering credit BDCs,... ...them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of...Temporary workWork from homeFlexible hours- ...Vice President, Associate General Counsel, Corporate & Mergers & Acquisitions About the Company Globally-recognized property & casualty... ...5001-10,000 Categories Finance Insurance Financial Services Business Insurance Global Specialist Insurer Global...
- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial advisory firm Industry Financial Services Type Public Company Founded 1989 Employees 5001-10,000 Categories...
- ...skills. Experience At least 3 years experience in a commercial financial sector, in particular – Accounts Receivable Factoring or Asset... ...Uniform Commercial Code issues with emphasis on Articles 2 and 9, general insolvency laws, documentary bank collections, and...Contract workLocal area
TradeWind Services LLC
New York, NY4 days ago - ...Associate General Counsel About the Company Dynamic government agency providing legal, training & business planning services Industry Government Administration Type Government Agency Founded 1898 Employees 10,001+ Categories Government...
$167.02k - $208.77k
...TITLE: Vice President, Associate General Counsel AGENCY: Construction... ...Office REPORTS TO: SVP, Contracts & Deputy General... ...rapid response contracting services to C&D departments,... ...file an Annual Statement of Financial Disclosure (FDS) with the NYS...Contract workFor contractorsWork at officeLocal areaRemote work1 day per weekMetropolitan Transportation Authority
New York, NY12 hours ago$225k - $275k
...that are reshaping the foundations of financial markets. Our mission is to create the... .... Opportunity We are seeking an Associate General Counsel to join our legal team as the ultimate... ...operations infrastructure. Financial services or fintech regulatory knowledge (payments...Contract workWork at officeLocal areaFlexible hours- ...proprietary trading firm is looking to add a Senior Regulatory Counsel to its legal team. Known for its strong market presence and... ...5-10 years of relevant experience, ideally focused on financial services regulation Familiarity with regulatory frameworks governing...Worldwide
$143.71k - $179.64k
Job Title Assistant Vice President, Associate General Counsel Agency Construction & Development Department... ...officer of MTA C&D reports to the VP, SVP, and EVP General Counsel & Contracts... ...and leads rapid‑response contracting services to C&D departments, recommending...Contract workWork at officeLocal areaRemote work1 day per week$140k - $205k
...the leading independent technology and service platform powering savings plans... ...a better today and tomorrow. Senior Associate General Counsel Job Description Section 1: Position Summary... ...management Experience with complex financial instruments and strategies, including...Full timeSecond jobAscensus
New York, NY19 hours ago$170k - $210k
...provide a wide range of property casualty insurance and other financial services to customers in more than 80 countries and jurisdictions.... ...+ years of legal experience with a law firm and/or in‑house counsel. Experience with (re)insurance matters and (re)insurance‑related...Dormont Manufacturing Company
New York, NY4 days ago- ...Senior Associate General Counsel About the Company Prominent environmental action & advocacy organization Industry Public Policy Type Non Profit Founded 1970 Employees 501-1000 Categories Renewables & Environment...
Confidential
New York, NY19 hours ago $175k - $200k
...Associate General Counsel Job No: 498961 Work Type: Staff Full-time Department: Office of the General Counsel Location: Wilf Campus, 500 West 1... ...society, guided by a commitment to ethics, innovation, and service. Our community extends far beyond the classroom, encompassing...Full timeWork at officeLocal areaWorldwideYeshiva University
New York, NY14 hours ago- ...Associate General Counsel, Regulatory & Technology About the Company AI-enabled precision oncology biotech firm Industry Biotechnology Type Privately Held, VC-backed Founded 2022 Employees 11-50 Funding $200+ million...
Confidential
New York, NY2 days ago - ...and invests in assets across multiple strategies. The Deputy General Counsel, the attorney or legal counsel would contribute to and/or be... ...and other credit facilities; Facilitating the formation of new financial instruments and structures, overseeing transaction...
Long Ridge Partners
New York, NY13 hours ago $180k - $200k
...consider for employment qualified applicants with arrest and conviction records. Position Summary NRDC is seeking a Senior Associate General Counsel with expertise in employment law and labor relations. The Office of the General Counsel (“OGC”) provides in‑house legal...Work at officeLocal areaNight shiftNatural Resources Defense
New York, NY2 days ago- ...and automated employment decision‑making tools, serve as lead counsel in enforcement actions at the City’s administrative tribunal and... ...in developing impeccable legal templates for the agency. Public Service Loan Forgiveness: As a prospective employee of the City of New...Full timeRemote workFlexible hoursShift work2 days per week
New York City Department of Consumer and Worker Protection
New York, NY3 days ago $270.81k - $300.9k
...the internet. We are looking for an Associate General Counsel who will be responsible for managing... ...strategic litigation Experience with financial regulatory laws and regulations and regulatory... ...to the cryptocurrency and financial services industries Ability to bring a strong...Full timeRemote workHome officeFlexible hoursCrypto Pro Network
New York, NY3 days ago- ...reviews and investigates residents’ complaints about City services and administrative actions, assists people having difficulty... ...the New York City Public Advocate is seeking to fill an Associate General Counsel position in its Office of the General Counsel. Applicants...Work at officeLocal area
Public Advocate
New York, NY1 day ago $250k - $275k
...Overview The Associate General Counsel, the second-in-line to the General Counsel, will oversee the day-to-day management and administration... ...activity Partner with finance and banking to maintain internal financial controls, and support annual audit activities Day-to-day...Contract workWork at officeA Place for Mom
New York, NY4 days ago$280k - $320k
...focus areas, matching its significant financial assets with a rigorous and results-... ..., please visit Position Summary The Associate General Counsel will be a key part of a collaborative... ...effectively. Strong teamwork and client-service skills; solution-oriented and able to...Contract workTemporary workSummer workH1bWork at officeRemote work2 days per weekThe Helmsley Charitable Trust
New York, NY4 days ago$225k - $285k
...behind the world’s most meaningful appointments, helping 100,000+ service businesses earn more revenue and free up time for the work they... ...and the complexity of our workforce grows Manage outside counsel strategically, with an eye toward keeping spend efficient and outcomes...Contract workWork at officeHome officeFlexible hoursGlossGenius
New York, NY4 days ago$165k - $180k
...assets, complex charitable giving vehicles and structures, and the financial and personal issues affecting wealthy families. The incumbent... ...Planning Strategy and Coaching Provide current expertise and counsel to the overall development program on complex technical and legal...Temporary workWork experience placementWork at officeLocal areaWeekend workAfternoon shiftColumbia University
New York, NY1 day ago$300k - $325k
...leadership to drive complex private real estate and fund transactions and influence deal structuring. Responsibilities Provide legal counsel across private real estate transactions, including acquisitions, dispositions, joint ventures, and related financings Support...Alexander Chapman
New York, NY3 days ago- ...Associate General Counsel About the Company Rapid-growing software platform for beauty & wellness businesses Industry Computer Software Type Privately Held, VC-backed Founded 2016 Employees 51-200 Funding $26-$50 million About the Role...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to SVP & Associate General Counsel, Financial Services. Be the first to apply!
Related searches
- social impact associate New York, NY
- records management associate New York, NY
- distribution center associate New York, NY
- associate financial representative New York, NY
- junior associate engineer New York, NY
- associate solutions consultant New York, NY
- associate data engineer New York, NY
- associates degree in criminal justice New York, NY
- associate professor environmental science New York, NY
- junior associate attorney New York, NY