Regulatory Investigations & Enforcement Associate
BCG Attorney Search
BCG Attorney Search is seeking a mid-level Regulatory Investigations, Strategy & Enforcement Associate in Charlotte, NC. The ideal candidate will have 3 to 6 years of experience, a Juris Doctor (JD) degree, and be licensed in good standing. Responsibilities include responding to civil investigative demands, negotiating resolutions, and advising clients on regulatory matters. This role offers significant client-facing responsibilities and opportunities for strategic business development within a collaborative practice. #J-18808-Ljbffr BCG Attorney Search
- Job Overview A law firm seeks a mid-level Regulatory Investigations, Strategy & Enforcement Associate in Charlotte, NC. The ideal candidate will have 3 to 6 years of experience with State Attorneys General, handling civil investigative demands, multistate investigations...RegulatoryWork at office
- Global Financial Crimes Compliance (GFCC) Investigator The Global Financial Crimes Compliance... ...submission to regulators and/or law enforcement. This role may partner with GFCC Risk Management... ...Written Communications Data Analysis Regulatory Compliance Investigation Management...RegulatoryShift workDay shift
- ...Support CGS is seeking a Healthcare Fraud Investigator to provide Legal Support for a large... ...financial records, complex legal and regulatory documents and summarize contents, and conduct... ...with a federal or state legal or law enforcement entity #CJ We may use artificial...RegulatoryFull timeWork experience placementWork at officeLocal area
- ...all manner of legal matters regarding regulatory and industry compliance requirements;... ...policies and procedures. Conduct internal investigations and respond to regulatory inquiries,... ...to assess and mitigate privacy risks associated with data collection, storage, sharing...Regulatory
- ...At Barings, we are as invested in our associates as we are in our clients. We recognize... ...accountable for driving transaction execution, enforcing operational discipline, and ensuring... ...alignment with firm standards and regulatory expectations Ensure transactions are...RegulatoryTemporary workWork at officeFlexible hours
$126.82k - $149.2k
...Description U.S. Bank’s Special Investigations Unit (SIU) is seeking an... ...activity to FinCEN and law enforcement. The SIU ERT... ...Monitoring changes in legal and regulatory frameworks related to BSA compliance... ...and services, systems and associated risks and controls...RegulatoryTemporary workWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week- Bank of America is seeking a Global Financial Crimes Compliance Investigator to perform end-to-end investigations related to financial... ...investigations while ensuring adherence to quality metrics and regulatory reporting requirements. The ideal candidate will have at...Regulatory
- ...Associate Vice President, Asset Management About the Company Accomplished real estate... ...to lead a team, mentor staff, and enforce performance standards. Key responsibilities... ...involved in capital planning, maintaining regulatory standing, and supporting various real estate...Regulatory
$100k - $125k
...Description The Role The Associate Client Advocacy (ACA) team leader will manage a... ...Month End financial metrics RFIs, Quality, Regulatory Compliance, and other Operational... ...avoid late fees, fines and penalties Enforce EPIC information integrity Host re-occurring...RegulatoryTemporary workWork at officeLocal areaFlexible hours- ...General Definition of Work The technology associate, under general supervision, performs... ...between Technology Services and school Enforce the Internet Acceptable Use Policy, Photo... ...Knowledge of federal, state, and local regulatory requirements applicable to school system...RegulatoryHourly payFull timeLocal area
- ...recruitment incentive in accordance with regulatory requirements. Click apply to view full... ...diverse team capable of balancing our investigative mission and fulfilling our protective legacy... ...heads of state/government missions. Enforcing mandated protective responsibilities as...RegulatoryImmediate startRelocation
$34k - $63.5k
...Trader Associate At PNC, our people are our greatest differentiator and competitive... ...develops industry, product, market, and regulatory knowledge. Gains proficiency with tools... ...any registered role, the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office- ...General Definition of Work The technology associate, under general supervision, performs... ...between Technology Services and school Enforce the Internet Acceptable Use Policy, Photo... ...Knowledge of federal, state, and local regulatory requirements applicable to school system...RegulatoryHourly payFull timeWork at officeLocal area
- Acosta Sales & Marketing is seeking a full-time Compliance Investigator to ensure adherence to employment laws and internal policies. The... ...into workplace disputes, drafting responses for regulatory bodies, and providing guidance to HR. The position supports a...RegulatoryFull time
- ...role.**Job Description:****Position:** Associate, Capital Risk - US**Level**: L9**Specific... ...emerging issues, trends, and evolving regulatory requirements and grow knowledge of the... ...abilities* Advanced problem-solving and investigative skills* Strong communication skills (...RegulatoryWork at officeWork from homeFlexible hours
- ...Symantem Enforce Dlp Security Engineer Location: Dallas, Charlotte... ...partnership with security, investigative partners, business groups... ...management on prem and associated controls execution. Assist... ...partners, Internal Audit and regulatory bodies on EDLP controls and...RegulatoryContract workWork experience placementRemote work
- Criminal Investigator (Special Agent) - $40,000 Recruitment Incentive Join to apply for the... ...recruitment incentive in accordance with regulatory requirements. Click apply for complete... ...with exceptions for prior federal law enforcement service or veteran's preference. Obtain...RegulatoryFull timeOverseas
$100k - $150k
...PEPI - CFO Services Senior Associate (Financial Reporting Advisory) A&M CFO Services work... ...closing balance sheets) to meet contractual/regulatory requirements without interruptions to the standard business process Investigate and remediate unexplained EBITDA...RegulatoryInterim role- ...America authorized by the Federal Energy Regulatory Commission (FERC) through delegation... ...extreme weather preparedness, and challenges associated with the energy industry's evolving... ...business advisor, this role utilizes enforcement and violation processing procedures to...RegulatoryTemporary workWork at officeNight shift2 days per week3 days per week
- ...Global Financial Crimes Investigator Charlotte, North Carolina;... ...acting as the liaison to Law Enforcement as required. The Global... ...knowledge Skills: Regulatory Compliance Fraud Management... ...the in-office expectations associated with your role. These expectations...RegulatoryWork at officeFlexible hoursShift workDay shift
- ...reports Ensure compliance with good documentation practices and regulatory requirements Support engineering changes and updates to... ...tooling, and manufacturing processes Support engineering teams in investigations related to customer complaints and product issues Work cross...RegulatoryWork at office
- ...location of the position. Duties Conduct investigations to ensure compliance with the CSA and... ...findings and recommendations for regulatory, civil, and/or criminal actions. Research... ...Writing Motor Vehicle Operation #J-18808-Ljbffr Drug Enforcement AdministrationRegulatoryLocal areaRelocationTrial period
- ...Financial Investigator Employment Type: Full-Time, Mid-Level Department: Financial Investigation... ...comes from other investigators and law enforcement officers and collects information... ...to determine applicable statutory and regulatory law and identify possible violations....RegulatoryFull timeInterim roleLocal areaFlexible hours
$60k - $130k
...supports organizations in addressing complex compliance, investigative, and regulatory challenges. Our professionals bring strong technical capabilities... ...been adjusted for any applicable geographic differential associated with the location at which the position may be filled. It...RegulatoryWork at officeLocal areaFlexible hours$71.1k - $145.9k
...the requisition. GENERAL FUNCTION: The Regional Closing Associate is responsible for all aspects of closing commercial middle market... ...team and client to ensure that policy, legal, compliance and regulatory matters necessary for closing are addressed early in the...RegulatoryWork experience placementWork at office$120k - $160k
...our patients. 8. Stay current on the latest advancements in veterinary medicine and integrate them into practice. 9. Uphold all regulatory standards and adhere to veterinary best practices. Qualifications: 1. Doctor of Veterinary Medicine (DVM) degree from an accredited...RegulatoryLocal area- ...SBA Closing Associate This position is primarily responsible for serving as the internal and external liaison between Small Business... ...committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines. Compliance with regulatory laws and...RegulatoryWork at office
- ...progress come together every day. Job Summary: The Senior Associate, Transaction & Processing, is responsible for monitoring the status... ...Participate in required training to maintain compliance with regulatory and company standards. * Work closely with management to...Regulatory
- ..., which is responsible for financial activities and reporting associated with SCOR Bermuda Life Company (SBL), including the following:... ...into and ceded out of the Bermuda-regulated legal entity. Regulatory Compliance: Ensure compliance with Bermuda regulatory reporting...RegulatoryWork experience placementWorldwide
- ...outstanding service. We have over 284,000 US associates who work in award-winning restaurants,... ...the balance is properly stated. • Investigate recurring exceptions and trends to flag... .... • Partner with business owners to enforce compliance with financial controls and...InternshipLocal areaFlexible hours
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