Regulatory Reporting Specialist

A Career with Point72's Regulatory Reporting TeamThe Regulatory Reporting team provides governance across all regulatory filings and related obligations globally. The team is responsible for report preparation, generating and coordinating responses for large cross-departmental filings, oversight of technology supporting regulatory filings, identification and implementation of automation opportunities, and administering data standards. Regulators include but are not limited to the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC), National Futures Association (NFA), Monetary Authority of Singapore (MAS), Financial Conduct Authority (FCA), Securities and Futures Commission (SFC), and Kanto Finance Bureau (KFB).What you'll doDesign and build automated regulatory reporting solutions and dashboards that materially reduce manual effort and increase reporting reliabilityLead cross-functional filings from planning through submission, owning timelines, deliverables, and stakeholder communicationManage complex regulatory responses and perform detailed analysis and documentationReview upcoming regulations and collaborate across functions to develop and implement scalable processes and practical solutionsPrepare and review filing responses for multiple regulators and ensure submissions meet regulatory standardsCollaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filingsPartner with data owners and technologists to validate data accuracy, reconcile discrepancies, and ensure end-to-end data completeness for reportingDrive continuous improvement by identifying process and control enhancements, implementing automation, and measuring operational performanceDevelop and translate technical specifications with technologists, leveraging SQL, Python, and data visualization tools to operationalize reporting workflowsWhat's required10+ years of regulatory reporting experience at a financial institutionDirect experience with regulations and filings including Form PF, Form ADV, Section 13 filings, and transaction reporting regimes such as MIFID II, MAS OTC Derivatives reporting, and CFTC reportingTechnical expertise in SQL and Python, and operational experience integrating GenAI process solutions into reporting processes using Databricks, Alteryx, and data visualization toolsProven track record managing complex cross-functional regulatory projects with multiple stakeholders and tight deadlinesDemonstrated ability to navigate an organization and build effective relationships through strong communication and interpersonal skillsHighly organized, process-driven, and structured with experience documenting workflows and controlsMeticulous attention to detail when preparing, reviewing, and reconciling regulatory submissionsExcellent written and verbal communication skills, including experience preparing formal responses to regulatorsInquisitive and analytical mindset with the ability to conduct detailed analysis with limited guidance, gather and synthesize information, and draw fact-based conclusions and recommendationsCommitment to the highest ethical standardsWe take care of our peopleWe invest in our people, their careers, their health, and their well-being. When you work here, we provide:Fully-paid health care benefitsGenerous parental and family leave policiesVolunteer opportunitiesSupport for employee-led affinity groups representing women, people of color and the LGBT+ communityMental and physical wellness programsTuition assistanceA 401(k) savings program with an employer match and moreAbout Point72Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry's brightest talent by cultivating an investor-led culture and committing to our people's long-term growth. For more information, visit