Compliance Officer
State Street Corporation
State Street is seeking a Compliance Officer for the Markets Swap Dealer Compliance team. The role advises internal stakeholders on SEC, CFTC and NFA swaps requirements, develops policies, procedures, training and governance, and leads remediation of noncompliance. You will engage with Markets Financing Solutions, FX Sales & Trading, Compliance, Legal, Operations, ERM, Finance and Audit to drive the compliance program and reporting, including annual and ad‑hoc reporting. #J-18808-Ljbffr
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Compliance Officer in Stamford, CT vacancy
- Synchrony Financial is seeking an AVP, AML Governance Manager to oversee governance operations, executive reporting, and program oversight for the AML function. You will coordinate board‑level materials, track risk indicators, and manage change assessments across regulatory...Suggested
- ...Larson Maddox in Stamford, CT, seeks a Trade Compliance Manager to strengthen enterprise compliance for federal and commercial programs. This role serves as a key resource on export controls, licensing, and import regulations, partnering with business leaders to identify...Suggested
- ...Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal...Suggested
- ...A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a...SuggestedFull time
- ...A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Suggested
- ...Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior Compliance Officer role at Millennium Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”) Conduct ongoing...Full time
$62k - $128k
Indeed is looking for a legal operations professional to manage legal review requests and support decision-making across the company. The ideal candidate will have at least 5 years of experience or equivalent qualifications, and will excel at translating complex legal ...$60 - $65 per hour
...and certification Liaise with Technology for implementation, testing, and debugging of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and EU regulatory reporting teams Required Experience & Skills 5–10+ years...Contract work- ...reconciliations, position and transaction monitoring checks, and exception investigations to maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading teams to document requirements, map workflows, and create control evidence Develop...Work at office
- ...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. BSA Compliance Officer Chester, VA, US 1 Attachments 8 days ago Requisition ID: 1163 ROLE PURPOSE The purpose of thisrole is tosupport compliance...
- ...practices (2052A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience... ...Partnering closely with Finance, Risk, Treasury, and Front Office teams, you'll help aggregate data and strengthen end-to-end reporting...Remote work
- Request ID: 119879-1 Start/End Dates: 6/1/2026 - 6/30/2026 Work Location: Stamford, CT 06903 Job Title: IT - Technology Lead | Regulatory Reporting | Regulatory Reporting System Job Description: Job Title Technology Lead | Regulatory Reporting...Contract work
- ..., FRY15 liquidity reports, ensuring completeness, accuracy, and timeliness. Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting requirements) and 12 CFR 370 (recordkeeping & disclosure requirements). Conduct data quality...Remote work
$65k - $80k
...Hiring for an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting... ...preferred (Monday.com or similar) * Proficiency in Microsoft Office Suite and compliance management systems The ideal candidate...Work at officeLocal area- ...AQR in Greenwich, Connecticut is looking for a Software Engineer to join their Risk, Compliance, and Legal Engineering team. You will design, build, and maintain application systems that support critical business processes. A strong background in programming and a collaborative...
- ...seeking a tax professional to join their global investment firm managing over $30 billion in assets. The role primarily focuses on compliance for hedge fund and private equity taxes, with responsibilities including reviewing complex allocations and preparing tax returns....
- ...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer. JOB DESCRIPTION Responsibilities include, but are not limited...Work at office
$165k - $275k
...We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement- ...Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings...Work at office
- ...Active Errors and Omissions (E&O) coverage. Unrestricted authorization to contract within the United States. Functional remote office environment equipped with stable, high-speed connectivity. Financial Structure & Remuneration Classification: 1099...Contract workWork at officeImmediate startRemote work
$91.4k - $114.4k
Senior Financial Reporting Analyst Ready to build what's next with one of the world's most iconic brands? Why Join Subway? At Subway, we are not standing still. We are building. This is a business focused onwhat matters most: growing franchisee profitability,...Interim roleLocal area$22 - $25 per hour
Ivy Rehab Credentialing Specialist State of Location: New York At Ivy Rehab, we're "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Join Ivy Rehab's dedicated team...Hourly pay- ...requirements. The candidate will be responsible for the preparation, validation, and submission of regulatory reports, ensuring compliance with applicable regulations, data quality standards, and internal controls. The role requires close collaboration with Treasury,...
- ...Chief Risk Officer (CRO) About the Company Global financial services firm focused on asset management and hedge fund operations... ...and decision-making processes. The CRO will also oversee compliance across multiple jurisdictions, ensuring seamless business operations...
- ...account reconciliations, variance analysis, and financial statement support activities. Strong understanding of internal controls, SOX compliance, and financial reporting governance. Advanced Excel skills, including the ability to analyze, reconcile, and validate large...
- ...P in Stamford, Connecticut is looking for a candidate for its Regulatory Reporting Team. The role involves assisting in building compliance processes, preparing regulatory filings, and ensuring data accuracy through analytical checks. The ideal candidate will have up to...
- Corporate Reporting Manager This position will be responsible for managing the development of corporate reporting products to better assist management in maximizing resources in Customer Operations related activity. Actively and consistently support all efforts to simplify...
- ...KPIs significance to the business for leadership. Documents reporting requirements and processes and validates data components as required. Requires experience with relational databases and knowledge of query tools. This position is in-office full time in Stamford, CT....Full timeH1bWork at office
- Data Analyst Apex has an opportunity for a Data Analyst for a client in Stamford, CT. Position: Data Analyst Location: Stamford, CT Duration: 6+ Month Contract to Hire Day-to-Day Responsibilities: The business analyst will be responsible for identifying and driving ...Contract work
$115k - $150k
...project requirements are met. Monitor project budgets and control costs to ensure financial objectives are achieved. Ensure compliance with all safety regulations and standards on-site. Conduct regular site visits to oversee progress and address any issues or...For contractorsFor subcontractorLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
Related searches
- regulatory affairs specialist Stamford, CT
- healthcare compliance officer Stamford, CT
- regulatory compliance specialist Stamford, CT
- research compliance officer Stamford, CT
- regulatory analyst Stamford, CT
- compliance coordinator Stamford, CT
- regulatory compliance associate Stamford, CT
- compliance consultant Stamford, CT
- aml compliance analyst Stamford, CT
- risk and compliance analyst Stamford, CT


