Compliance Officer

Larson Maddox

Larson Maddox in Stamford, CT, seeks a Trade Compliance Manager to strengthen enterprise compliance for federal and commercial programs. This role serves as a key resource on export controls, licensing, and import regulations, partnering with business leaders to identify and mitigate regulatory risk. You will lead compliance reviews, risk assessments, and internal audits, while developing training programs and maintaining policies related to global trade. #J-18808-Ljbffr

Apply

Vacancy posted 1 day ago

Similar jobs that could be interesting for youBased on the Compliance Officer in Stamford, CT vacancy

Compliance Officer
...Coda Search│Staffing is tasked with finding a Senior Compliance Specialist for a global asset management firm in Greenwich, Connecticut. This role requires overseeing global regulatory reporting and ensuring compliance with SEC, FINRA, and CFTC regulations. The ideal...
Suggested
Coda Search│Staffing
Greenwich, CT
4 days ago
Compliance Officer
...State Street is seeking a Compliance Officer for the Markets Swap Dealer Compliance team. The role advises internal stakeholders on SEC, CFTC and NFA swaps requirements, develops policies, procedures, training and governance, and leads remediation of noncompliance. You...
Suggested
State Street Corporation
Stamford, CT
3 days ago
Compliance Officer
Synchrony Financial is seeking an AVP, AML Governance Manager to oversee governance operations, executive reporting, and program oversight for the AML function. You will coordinate board‑level materials, track risk indicators, and manage change assessments across regulatory...
Suggested
Synchrony Financial
Stamford, CT
4 days ago
Compliance Officer
...A Career with Point72's Compliance Team The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...
Suggested
Point72 Asset Management, L.P
Stamford, CT
4 days ago
Compliance Officer
...A financial services firm in Old Greenwich is seeking a Senior Compliance Officer to provide compliance support and conduct reviews for their investment management activities. The successful candidate will have over 12 years of experience in compliance, ideally with a...
Suggested
Full time
Millennium
Old Greenwich, CT
4 days ago
Senior Compliance Officer
...Join to apply for the Senior Compliance Officer role at Millennium 1 week ago Be among the first 25 applicants Join to apply for the Senior Compliance Officer role at Millennium Provide ongoing compliance support to WorldQuant Millennium Advisors (“WMA”) Conduct ongoing...
Full time
Millennium
Old Greenwich, CT
1 day ago
Regulatory Reporting Analyst
$60 - $65 per hour
...and certification Liaise with Technology for implementation, testing, and debugging of reporting updates Produce documentation in compliance with regulatory expectations Support training for US and EU regulatory reporting teams Required Experience & Skills 5–10+ years...
Contract work
Phaxis
Stamford, CT
3 days ago
Regulatory Reporting Analyst
...reconciliations, position and transaction monitoring checks, and exception investigations to maintain reporting accuracy Partner with compliance, legal, finance, risk, technology, and trading teams to document requirements, map workflows, and create control evidence Develop...
Work at office
Point72 Asset Management, L.P
Stamford, CT
4 days ago
Regulatory Reporting Data Analyst
..., FRY15 liquidity reports, ensuring completeness, accuracy, and timeliness. Prepare and validate FDIC regulatory reports in compliance with 12 CFR 369 (FDIC reporting requirements) and 12 CFR 370 (recordkeeping & disclosure requirements). Conduct data quality...
Remote work
Artech
Stamford, CT
2 days ago
BSA Compliance Officer
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. BSA Compliance Officer Chester, VA, US 1 Attachments 8 days ago Requisition ID: 1163 ROLE PURPOSE The purpose of thisrole is tosupport compliance...
Argent Federal Credit Union
Port Chester, NY
3 days ago
Regulatory Reporting Analyst
...practices (2052A/6G), strengthening operational quality standards and compliance readiness Experience in manual FP&A Reg Reporting Experience... ...Partnering closely with Finance, Risk, Treasury, and Front Office teams, you'll help aggregate data and strengthen end-to-end reporting...
Remote work
Q1 Technologies
Stamford, CT
20 hours ago
Compliance Specialist
$65k - $80k
...Hiring for an experienced alcohol beverage compliance professional to independently manage licensing, registrations, COLAs, regulatory reporting... ...preferred (Monday.com or similar) * Proficiency in Microsoft Office Suite and compliance management systems The ideal candidate...
Work at office
Local area
PageGroup
Stamford, CT
4 days ago
Compliance Analyst
...ROLE ARGA Investment Management, LP seeks a motivated compliance professional to join the compliance department in our Stamford, CT office. This individual will report directly to the Chief Compliance Officer. JOB DESCRIPTION Responsibilities include, but are not limited...
Work at office
Arga Investment Management
Stamford, CT
20 hours ago
ED, Regional Compliance Officer (Northeast)
$165k - $275k
...We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...
Temporary work
Work experience placement
Morgan Stanley
Purchase, NY
3 days ago
Compliance Analyst
...AQR in Greenwich, Connecticut is looking for a Software Engineer to join their Risk, Compliance, and Legal Engineering team. You will design, build, and maintain application systems that support critical business processes. A strong background in programming and a collaborative...
AQR
Greenwich, CT
4 days ago
Compliance Analyst
...seeking a tax professional to join their global investment firm managing over $30 billion in assets. The role primarily focuses on compliance for hedge fund and private equity taxes, with responsibilities including reviewing complex allocations and preparing tax returns....
Landing Point
Stamford, CT
4 days ago
Licensed Life Insurance Advisor - Commission Based
...Active Errors and Omissions (E&O) coverage. Unrestricted authorization to contract within the United States. Functional remote office environment equipped with stable, high-speed connectivity. Financial Structure & Remuneration Classification: 1099...
Contract work
Work at office
Immediate start
Remote work
CEO Life
Stamford, CT
3 days ago
Compliance Officer US Central Functions
$202.4k - $253k
...Stamford, CT is just steps away from the Stamford Metro-North Train Station and easily accessible from NYC. About the Role The Compliance Officer, U.S. Central Functions is responsible for developing, leading, and overseeing the implementation of the U.S. compliance...
Full time
Local area
Philip Morris International
Stamford, CT
16 hours ago
Regulatory Reporting Specialist
...Prepare and review filing responses for multiple regulators and ensure submissions meet regulatory standards Collaborate with our Compliance, Tax, Legal, Finance, Technology, and Operations teams to align requirements, resolve issues, and deliver complete filings...
Work at office
Point72 Asset Management, L.P
Stamford, CT
20 hours ago
Credentialing Specialist
$22 - $25 per hour
Ivy Rehab Credentialing Specialist State of Location: New York At Ivy Rehab, we're "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Join Ivy Rehab's dedicated team...
Hourly pay
Ivy Rehab
White Plains, NY
20 hours ago
Chief Advancement Officer
$190k - $215k
...application due to a disability, contact this employer to ask for an accommodation or an alternative application process. Chief Advancement Officer Full Time Greenwich, CT, US 5 days ago Requisition ID: 1452 Position Chief Advancement Officer Reports To Chief Executive Officer...
Full time
Work at office
Local area
Family Centers, Inc.
Greenwich, CT
3 days ago
Licensed Beauty Advisor - Part Time
$24 - $27.5 per hour
Job ID: 292353Store Name/Number: NY-Westchester (0326)Address:125 Westchester Avenue, White Plains, NY 10601, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time:Part TimePosition Type: Regular Your Role at Sephora: As a Licensed Beauty Advisor, you...
Hourly pay
Full time
Part time
Shift work
Night shift
Weekend work
Sephora
White Plains, NY
20 hours ago
Financial Reporting Analyst
...requirements. The candidate will be responsible for the preparation, validation, and submission of regulatory reports, ensuring compliance with applicable regulations, data quality standards, and internal controls. The role requires close collaboration with Treasury,...
Veriipro
Stamford, CT
4 days ago
Chief Risk Officer (CRO)
...Chief Risk Officer (CRO) About the Company Global financial services firm focused on asset management and hedge fund operations... ...oversight and decision-making processes. The CRO will also oversee compliance across multiple jurisdictions, ensuring seamless business...
Confidential
Greenwich, CT
1 day ago
Financial Reporting Analyst
...account reconciliations, variance analysis, and financial statement support activities. Strong understanding of internal controls, SOX compliance, and financial reporting governance. Advanced Excel skills, including the ability to analyze, reconcile, and validate large...
QXO
Greenwich, CT
4 days ago
Financial Reporting Analyst
...P in Stamford, Connecticut is looking for a candidate for its Regulatory Reporting Team. The role involves assisting in building compliance processes, preparing regulatory filings, and ensuring data accuracy through analytical checks. The ideal candidate will have up to...
Point72 Asset Management, L.P
Stamford, CT
4 days ago
Project Manager - Commercial Interiors
$115k - $150k
...project requirements are met. Monitor project budgets and control costs to ensure financial objectives are achieved. Ensure compliance with all safety regulations and standards on-site. Conduct regular site visits to oversee progress and address any issues or...
For contractors
For subcontractor
Local area
Michael Page International Inc.
Stamford, CT
2 days ago
Data Analyst III
Data Analyst III Location: Stamford, Connecticut (Partial Remote) Role Overview We are seeking a data-driven CX Insights Analyst to join a CX journey and design team. This role will be pivotal in uncovering customer pain points, synthesizing insights into compelling...
Remote work
Apex Systems
Stamford, CT
20 hours ago
Data Governance Analyst
$70k - $106k
Our Mission As the world’s number 1 job site*, our mission is to help people get jobs. We strive to cultivate an inclusive and accessible workplace where all people feel comfortable being themselves. We're looking to grow our teams with more people who share our enthusiasm...
Work experience placement
Local area
Indeed
Stamford, CT
2 days ago
Data Analyst III
...KPIs significance to the business for leadership. Documents reporting requirements and processes and validates data components as required. Requires experience with relational databases and knowledge of query tools. This position is in-office full time in Stamford, CT....
Full time
H1b
Work at office
Samprasoft
Stamford, CT
4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!