North America Compliance Lead (Financial Regulation)
$125k - $150kLloyds Bank plc
Lloyds Bank plc is seeking a Compliance Officer in New York to support the Chief Compliance Officer with regulatory compliance for financial markets. The role involves preparing regulatory filings, conducting compliance reviews, and assisting with training and surveillance. The ideal candidate should have 3-5 years of experience in a broker-dealer environment, a BA/BS degree, and strong knowledge of FINRA regulations. A salary range of $125,000 to $150,000 is offered depending on experience. #J-18808-Ljbffr
Vacancy posted 1 day ago
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