Dynamic Compliance Associate — Investment Fund
Cardea Group
A leading investment firm in New York is seeking a detail-oriented Compliance Associate to join their close-knit compliance team. This position offers exposure to all areas of compliance, where you will work closely with the CCO and various internal parties. Ideal candidates will have 2-4 years of relevant compliance experience, exceptional attention to detail, and be comfortable in a fast-paced environment. Competitive compensation package offered, including base salary and bonuses. #J-18808-Ljbffr Cardea Group
Vacancy posted 11 hours ago
Similar jobs that could be interesting for youBased on the Dynamic Compliance Associate — Investment Fund in New York, NY vacancy
- ...Financial Services & Products Associate with 3-5 years of experience in private investment funds. The role demands expertise in... ...managers with regulatory and compliance requirements. Ideal candidates... ...its excellence in creating a dynamic working environment. #J-18808-...Suggested
$225k - $260k
...AmLaw 10 law firm to identify an Investment Funds – Regulatory Associate to join its New York office . This... ...on sophisticated regulatory and compliance matters for leading fund sponsors and... .... This position provides a dynamic mix of work, including fund formation...SuggestedWork at office$118.9k - $238k
...Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer... ...Investments entities and funds. This is an opportunity to... ...assessing the regulatory risk associated with these third-party... ...join our team: Join a dynamic team that is at the forefront...SuggestedMinimum wageWork experience placementWork at officeLocal areaRemote workFlexible hours3 days per week1 day per weekMMC Corporate
New York, NY4 days ago- Midtown Manhattan-based investment adviser operating for over 30 years, managing over $... ...billion in client assets is seeking a Compliance Associate to join its Legal and Compliance Department... ...investment products including mutual funds, ETFs, closed‑end funds, hedge funds...Suggested
- ...clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be... ...and the Code of Ethics Preparing investment related presentations for senior management... ...(Asset Management/Hedge Fund/Private Equity/ Fund Administration...Suggested
- ...regulatory reporting workflow for investment management operations. The... ...financial services, preferably in hedge funds, and possess a Bachelor's degree. Familiarity with regulatory compliance and reporting is highly advantageous. #J-18808-Ljbffr Dynamics Executive Search
- A leading law firm in New York seeks an experienced Associate Attorney specializing in registered investment funds. Candidates must have 3-6 years of relevant experience along with a J.D. degree. This position includes competitive compensation and a hybrid work model....
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75... ...leadership in a fast-paced investment environment.... ...developments impacting private fund advisers Assist with ad... ...priorities in a fast-paced, dynamic environment ~ Strong interpersonal...Fernridge Group
New York, NY3 days ago- ...Highly regarded investment management firm is seeking a Compliance Analyst/Associate to join their dynamic legal and compliance team in the NY office. Assist with filing of... ...regulatory developments and help assess impact on fund operations and advisory activities Code...Work at office
JW Michaels & Co.
New York, NY4 days ago $40 per hour
...Demand (LOD) is seeking a Compliance Associate to support one of our global... ...dealer (BD) and registered investment adviser (RIA) compliance programs... ...verifications for private fund investors and BD customers.... .... Ability to work dynamically in a small private company...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift workLawyers On Demand
New York, NY2 days ago$100k
...Job #48901 Salary: $100,000 Job Overview - Compliance Analyst (Investment Management) Compensation: $100,000 - $110,000/year +... ...of compliance experience within investment advisory, hedge fund, private equity, or asset management environments is required...Permanent employmentWork at officeMonday to FridayAtlantic Group
New York, NY2 days ago$190k - $215k
...The Role The Compliance Senior Associate, Testing and Data is responsible for... ...procedures in accordance with Investment Company Act Rule 38a-1,... ...deadlines Ability to work in a dynamic, collaborative, and high-... ...ranked #1 in Barron's Best Fund Families for 2024 and have...Local areaLord Abbett
Jersey City, NJ1 day ago$180k - $240k
...Vice President, Registered Fund Compliance Officer As part of the Wilshire family, you can rest assured that every day you are contributing... ...stakeholders and sub-advisors to ensure adherence to the Investment Company Act of 1940 (the "40 Act") and applicable SEC...Work at officeWorldwideWilshire Advisors
New York, NY1 day ago$100k
...like to meet you. We are seeking a highly motivated Compliance Officer to join our Private Funds Alternatives Compliance team . This individual will play... ...oversight for private funds and registered investment vehicles, ensuring adherence to regulatory requirements...Permanent employmentTemporary workWork at officeFlexible hours$100k - $145k
A wealth management platform in New York is seeking a highly motivated Compliance Officer to support compliance oversight for private funds. The role requires 3-5 years of experience in compliance and advanced proficiency in Excel and PowerPoint. The ideal candidate will...$140k - $185k
A financial services firm in New York is seeking a Fund Compliance Analyst to ensure fund operations meet compliance standards. The role blends compliance monitoring with operational oversight, ideal for someone with a degree in finance or related fields. The successful...Full time- Dynamics Executive Search seeks an Associate for their Credit Compliance team in New York. This role involves overseeing trading activity, monitoring investment compliance, and collaborating closely with cross-functional... ...familiarity with private funds, and strong analytical...
- A reputable staffing agency in New York seeks an Associate for a global Compliance Team in the financial sector. The role requires collaboration with departments such as Legal and Compliance. Candidates should possess over 3 years of relevant experience and a Bachelor’s...
$140k - $185k
...This job description represents a sample Fund Compliance Analyst position commonly found... ...responsibilities and qualifications typically associated with early-career roles in fund... ...regulatory oversight, and internal control for investment funds. Actual openings may vary based...Full time$150k - $175k
...the Role iCapital is looking to hire a Compliance Officer to oversee the relevant investment advisers supporting the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds... ...Strong experience in dealing with matters associated with Rule 38a-1 under the Investment Company...Full timeWork at officeRemote workiCapital
New York, NY4 days ago- ...of the world's most respected quantitative investment managers to find a Regulatory Reporting specialist to join their Compliance team in Greenwich, CT. This is a rare opportunity... ...at an investment manager, broker‑dealer, or fund administrator Solid knowledge of derivatives...
- ...Morgan Stanley Senior Compliance Officer Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth... ...three core strategies: (1) hedge fund solutions; (2) private markets; and...Temporary workWork experience placementWork at officeWork from homeWorldwide
Phenom People
New York, NY1 day ago - ...projects, collaborate with a dynamic and supportive team, and receive investment in your professional... ...Department manages DTCC's global funding, investments, liquidity, capital... ...agencies. The Treasury Associate will support the Compliance Director and assist with all...Remote workFlexible hours
Dtcc
Jersey City, NJ4 days ago - ...Position Overview Apollo is seeking a Compliance Officer to join its Financial Crimes Compliance... ...assets business and work closely with investment, operations, and legal stakeholders to... ...with respect to the firm’s and its funds’ investment activities, including regulatory...
Athene
New York, NY49 minutes ago - ...Senior Associate, U.S. International Tax Compliance Team Join JPMorgan as a Senior Associate in the U.S. international tax compliance team. As a... ...history spans over 200 years and today we are a leader in investment banking, consumer and small business banking,...Fixed term contract
Chase
New York, NY4 days ago $118.9k - $238k
...seeking a talented individual to join our Compliance team at Mercer, a Marsh business. This... ...program for our clients and proprietary funds and supporting portfolio-related compliance... ...teams within our business, including Investment Management, Client Service and Operations...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per weekMMC Corporate
New York, NY5 days ago- Indigo Beam in New York is seeking a consultant with expertise in IT asset management and software licensing. This 3–6 month contract, preferably remote, involves assessing software inventories and providing recommendations for optimization and management processes. ...Contract workRemote work
Indigo Beam
New York, NY1 day ago - ...TANDEMS is looking for a Licensed Financial Advisor to serve our D2C clients, providing fiduciary investment advice and acting as a subject-matter expert on B2B software solutions. The ideal candidate has 4+ years of experience and a Series 65 or Series 66 license. This...Remote work
Tandem's
New York, NY11 hours ago $100k - $140k
Financial Crime Compliance Associate Corporate Title: Associate Department: Compliance Location: New York Base Pay Range: $100,000 - $14... ...business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, Nomura...Relocation package$120k - $150k
...firm providing a wide range of investment banking, securities,... ...currently recruiting for a senior associate role for the Portfolio Surveillance... ...managed accounts, mutual funds, and products subject to 40Act... ...Aladdin and Sentinel as compliance engines. Promptly investigate...Full timeTemporary workLocal areaWorldwide
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Dynamic Compliance Associate — Investment Fund. Be the first to apply!
Related searches
- financial compliance analyst New York, NY
- quality compliance specialist New York, NY
- coding compliance specialist New York, NY
- regulatory affairs specialist New York, NY
- regulatory compliance associate New York, NY
- human resources compliance specialist New York, NY
- hr compliance coordinator New York, NY
- compliance business analyst New York, NY
- regulatory compliance analyst New York, NY
- senior compliance officer New York, NY