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Chief Compliance Officer & General Counsel

$200k - $350k

Cardea Group

Mundelein, IL

Job Description

Chief Compliance Officer & General Counsel (New York, NY): A multi-strategy investment firm is seeking a senior compliance and legal professional to oversee its compliance program in a standalone position. This is a hands-on role working closely with senior leadership and external counsel.

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Responsibilities

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  • Lead and manage the firm’s compliance program across funds and strategies
    • \n
  • Maintain policies, procedures, and key compliance documentation
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  • Oversee regulatory filings and reporting
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  • Manage core compliance functions (e.g., trade surveillance, communications monitoring, AML/KYC, best execution)
    • \n
  • Conduct testing, audits, and ongoing program enhancements
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  • Monitor regulatory developments and implement updates
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  • Support legal matters including fund formation, offering materials, and agreements
    • \n
  • Assist with transactional work and coordinate with external counsel
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  • Review and negotiate various agreements
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  • Partner with internal teams and deliver compliance training
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  • Support regulatory inquiries and governance matters
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Qualifications

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    \n
  • J.D. required with 10+ years of compliance experience within a hedge fund
    • \n
  • Ability to operate independently and build/manage a compliance program
    • \n
  • Strong communication skills and sound judgment
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  • Multi-asset class experience
    • \n
  • Familiarity with global regulations
    • \n
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Compensation: $200-350K base + bonus (no additional equity or carry awards)

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Job Reference #3563769

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Vacancy posted 6 days ago
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