Head of Product Management, Bank & Broker-Dealer (Hybrid)
Broadridge Financial Solutions
A leading financial services company in New York is seeking a Head of Product Management for its Bank Broker Dealer business. This role involves creating product strategy, managing roadmaps, and driving product execution. The ideal candidate will have over 10 years of industry experience, a strong background in product management, and the ability to lead high-performing teams. This hybrid position offers a salary range of $280,000 - $300,000, with bonus eligibility and a comprehensive benefits package. #J-18808-Ljbffr Broadridge
- ...along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be... ...and collaborate as needed. This role is considered hybrid, which means you’ll be assigned to a Broadridge office...SuggestedWork at officeLocal areaRemote work
- JCW Group is helping a leading multinational bank hire a Controller to own the financial and regulatory reporting for its broker-dealer entity in the U.S. This role sits at the... ...senior leaders across the bank. The position is hybrid with four days in Jersey City, reporting to...Suggested
- TD Bank is seeking an Audit Manager I for Financial Crimes focusing on AML and Broker-Dealer related audits. The role performs end-to-end audits, mentors teammates, and ensures... ...York, Mount Laurel, and Charlotte, with a hybrid work arrangement and opportunities to progress...Suggested
- ...Institution, is seeking an AVP for their Broker Dealer Regulatory Reporting team in New York... ...role offers a strong work-life balance and hybrid work. Key responsibilities include... ...formulas, assisting with Focus filings, and managing quarterly risk assessments. Candidates should...Suggested
- ...client coverage, transaction support, and cross-selling various products. Candidates should have at least 2 years of experience in the... ...and an understanding of capital markets. The position supports a hybrid work environment, permitting flexibility in work location. #J-1...Suggested
- ...Assistant General Counsel to support capital markets, broker-dealer operations, and FinTech initiatives. The role... ...Deputy General Counsel and collaborates with product, compliance, technology, and business teams in a hybrid environment (three days in office, two remote)....Work at officeRemote work
$130k - $177k
...Business Analyst to join our Broker Dealer Back Office team, with... ...Transaction Lifecycle Management (TLM) for collateral... ...across a diverse product set, including fixed income... .... This position is hybrid, 3-4 days a week in... ...‑dealer or investment banking. Strong understanding...Contract workH1bLocal areaRelocation3 days per week$210k - $245k
...seeking a Staff Engineer to drive technical vision within our Broker Dealer organization. The ideal candidate has over 10 years of experience... ...health benefits, and the opportunity to work in a hybrid environment. Join us in creating innovative financial solutions...$110.64k - $136.46k
...process. About The Role The Compliance Manager, Broker-Dealer & Investment Adviser is an essential... ...Rule, Reg S‑P and Reg S‑ID), GLBA, and Bank Secrecy Act Running supervisory control... ...required. This includes non‑office days for hybrid employees. Gusto is proud to be an...Full timeWork at officeLocal area2 days per week3 days per week- Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range: - Please note... ...and high-performing culture. Global Banking and Markets (GBM) is a leading Canadian... ...banking, credit and risk management products and services relevant to the financing...Local areaFlexible hours
$150k - $185k
...energy and agricultural products, executing around 50 million... ..., consumers and traders, banks, hedge funds and asset managers. With more than 35... ...Role Marex is seeking a Broker-Dealer Compliance Advisor (focusing... ...Responsibilities Support the Head of U.S. Broker-Dealer...Immediate start$213.31k - $355.45k
...team focuses primarily on LPL’s broker-dealer and custodial platform... ...business environment and can manage a substantial docket autonomously... ...equity funds, public non-traded products, business development... ...information regarding an applicant’s bank or credit card. Should you...Work from home$20.55 - $34.25 per hour
...Property Preservation Specialist IIremote type: Hybrid Positionlocations: Getzville, NYtime type... ...supports belonging and reflects the M&T Bank brand.* Complete other related duties as... ...banking services with the wealth management and institutional capabilities offered by...Hourly payWork experience placement- TD Bank in New York, NY is seeking an Audit Manager I (US) focused on Financial Crimes, AML and Broker Dealer risks. You will execute audits for assigned functions, lead or contribute to projects, and ensure compliance with internal standards. The role requires an undergraduate...
- ...qualified professional for the Financial Institutions Group in New York. The role focuses on Banks and Broker Dealer client coverage, origination, and cross-selling across SMBC’s product suite. You will partner with product area specialists to grow the Banks/BD platform and...
$110k - $140k
...– and we’re building the products and services to make that... ...spans trading, investment banking, asset management, staking, self-custody, and... ...are converging. This is a hybrid role spanning execution trading... ...’ unique position as a broker‑dealer within a crypto‑native...Work at officeLocal areaFlexible hours$75.02k - $125.18k
Audit Manager I (US) - Financial Crimes - AML / Broker Dealer Work Location: New York, New York, United States of America... ...opportunities to enhance productivity, effectiveness, and operational... ...Equal Employment Opportunity TD Bank is an equal opportunity employer...Work at officeLocal area$250k
Operational Risk Management (ORM) is an enterprise-level independent... ..., Services, Markets, Banking & International, and... ...remediation The 2nd LoD Global Head of ORM‑ Markets & Broker‑Dealers is responsible for... ...end‑to‑end inclusive of product control and business execution...Full time$130k - $180k
...Compliance, Fincrime, & Risk Management | Talent Acquisition,... .... Familiarity with broker-dealer regulations and rules... ..., and fixed income products. Excellent written and... ...Services, Investment Banking, and Capital Markets Referrals... ...with Policy Center- Hybrid Business Analyst with...Full timeRemote work$170k - $190k
Broker Dealer Regulatory Reporting QA - Vice President... ...Office Status: Hybrid - 2x per week in... ...Quality Assurance Manager to join its specialized... ...audit in another bank. Expertise in... ...financial and banking products, regulatory... ...Executive Director, Head of Clinical Quality...Full timeWork at officeRemote work$180k - $225k
Title: VP Liquidity Risk (Broker Dealer) Office Status: Hybrid - New York, NY Base Salary: $180k - $225k +... ...governance of the firm's liquidity risk management framework, aligned with regulatory... ...impact of new business activities, products, and balance sheet changes; quickly...Work at office$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering... ...for alternative investment products. The role supports end‑to‑end... ...deliverables on recurring platforms; manage daily workflows and queues to... ...(Hudson Yards) preferred. Hybrid Role - 3 Days in office...Full timeH1bWork at officeHome officeVisa sponsorshipWork visaFlexible hours- ...York, NY Job Type: Full-Time | On-site or Hybrid Job Description Our client is seeking a... .... Key Responsibilities Represent banks, debt funds and other institutional lenders... ...with strong attention to detail Able to manage multiple transactions and deadlines independently...Full time
- Aegistech seeks a Broker-Dealer Operations & Finance Transformation Lead to drive business analysis and target-state design for a major FIS Post-Trade Processing implementation. Hybrid onsite 4 days/week in Midtown Manhattan; candidates must have U.S. work authorization...
- ...role involves collaborating with portfolio managers to oversee fixed income accounts, understanding... ...a capability to buy and sell bonds. Competitive compensation is provided along with a hybrid working model that promotes work-life balance. #J-18808-Ljbffr Deutsche Bank
$120.8k - $137.9k
...enhancing Capital One’s Commercial Banking market conduct surveillance... ...both its institutional Broker-Dealer (BD) and Swap Dealer (SD)... ...candidate will bring strong product and market-conduct knowledge... ...Running, Pinging, and Escalation Management. Formally Escalate high-risk...Full timePart timeLocal area- An International Broker Dealer is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm’s equities and stock loan operations teams. Additional...
- LexisNexis Risk Solutions is seeking an Account Manager / New Business Development Executive to drive growth in the broker-dealer segment. You will identify, develop, and close new business opportunities while managing select existing accounts. The ideal candidate has a...
- RELX INC is seeking an Account Manager / New Business Development Executive to drive growth in the broker‑dealer segment. The role centers on identifying, developing, and closing new business while managing select existing accounts. You will leverage consultative selling...Work from home
- ...life, and related insurance products using a consultative, needs-based... ...technology, relationship management tools, and multi-carrier platforms... ...way.Flexible work structure (hybrid office, field, and remote... ...service, operations, logistics, banking, account management, or sales...Full timeWork at officeLocal areaRemote workFlexible hours
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