Vice President, Regulatory Advisory & Capital Solutions
$250k - $275kTD
Work Location :New York, New York, United States of AmericaHours:40Line of Business:TD SecuritiesPay Detail:$250,000 - $275,000 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:The Regulatory Advisory & Capital Solutions VP provides professional level of expertise as part of a client team and liaises with clients at various levels.Depth & Scope:Develops thoughtful content for clients on relevant regulatory and legislative developmentsPresents to clients as part of Capital Markets / Investment Banking coverage teamDemonstrates relevant market / industry / product knowledgePrepares/delivers high impact presentationsContributes to discussions of capital solutions and helps create contentMaintains client relationships, primarily with Treasurers, Capital Managers, and Funding TeamsDirects, trains, and develops team members to enable them to meet challenges, team objectives and achieve full potentialEstablishes an environment that promotes respect for the individual employee and adheres to the policies and guidelines of the BankMaintains confidentiality of client informationAccountable for providing expertise and support to senior coverage team members by providing expertise and knowledge of relevant markets/industries/productsActs as an experienced specialist for an assigned business or portfolio; role requires deep knowledgeEducation & Experience:Undergraduate degree required, law degree a plusSome accounting, tax, and/or rating agency knowledge a plusSeries 7, 79 and 63 (can be obtained post-hire)5-7 Years of related experience, at least 3 at a federal banking regulatory agency or Federal Reserve BankWho We AreTD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience. With more than 6,500 professionals operating out of 40 cities across the globe, we strive to make every interaction, product and experience remarkably human and refreshingly simple. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions. In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank.Together, we are reimagining what banking can be for our clients, colleagues and communities.Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn moreAdditional Information:We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.Colleague DevelopmentIf you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & OnboardingWe will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.Interview ProcessWe’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.AccommodationTD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io . Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process. #J-18808-Ljbffr
$250k - $275k
...TD is seeking a Regulatory Advisory & Capital Solutions VP based in Rensselaer, NY. This position entails collaborating with clients on regulatory matters and leading a team. Candidates should possess an undergraduate degree and relevant experience in banking regulations...Regulatory- ...Vice President In Equity Research Covering Oil And Gas... ...most highly respected advisory franchises, J.P. Morgan... ...earnings releases and regulatory filings to assessing... ...innovative financial solutions to millions of consumers... ...advice, raises capital, manages risk and extends...Regulatory
$185k - $225k
...join our Equities Compliance Advisory team in our New York office (... ...understanding of the unique regulatory and supervisory considerations... ...governance, and delivering practical solutions that appropriately balance... ...offers a wide range of capital markets products and services...RegulatoryWork at officeLocal areaWork from homeFlexible hours- ...development frameworks which help integrate vendor and proprietary solutions that support scalable, secure, reusable solutions across the... ..., specifically in compliance, trade surveillance and/or capital markets domains including trading lifecycles.Responsibilities :...SuggestedPermanent employmentContract workTemporary workWork at officeLocal areaWork from homeFlexible hours
$150k - $185k
...focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and... ...and tools, ensuring alignment with regulatory expectations and business needs.Partner... ...requirements and deliver robust, scalable solutions.Lead and manage cross-functional change...RegulatoryWork at officeLocal areaWork from homeFlexible hours$60k - $100k
...the latest legislative, judicial, and regulatory developments in federal and state... ...gift planning strategies. Expert Advisory & Client Solutions: Serve as a critical resource for Goldman... ...individual client needs. Intellectual Capital & Thought Leadership: Contribute...RegulatoryFull timeTemporary workPart time- ...quality initiatives, and operational excellence in accordance with regulatory, accreditation, and corporate objectives. This leader builds... ..., the Compliance Officer, the Compliance Director, Human Capital Management or the Chief Executive Officer. Performs other duties...RegulatoryImmediate startRemote work
- ...TD is seeking a Director to join the Equities Compliance Advisory team in New York. The successful candidate will manage compliance... ...strengthening the equities compliance program while ensuring regulatory alignment. Candidates should possess significant experience with...Regulatory
- ...Job Description The Director of Capital Planning is responsible for directing the capital... ...the department’s facilities; recommend solutions to HFM and administrators; manage the physical... ...or health‑care planner in a state‑wide regulatory or planning agency; and at least ten...RegulatoryContract workCasual workLocal areaRemote workRelocationNight shift
$80k - $250k
...experts who promote client-centric annuity solutions to address clients' financial planning... ...externally. Working alongside Human Capital Management on recruitment, performance assessments... ...team members adhere to compliance and regulatory standards for life and annuity products....RegulatoryFull timeTemporary workPart timeWork at office- ...Vice President – U.S. Communications Controls Group This team collaborates closely with senior... ...organization by providing expert regulatory guidance and partnering with business leaders... ...assess compliance risk and recommend solutions that balance regulatory requirements...Regulatory
- ...hands-on position involves designing, developing, and maintaining application frameworks to support compliance and trade surveillance solutions. The role requires strong expertise in Java-based architectures and big data technologies, along with a minimum of 7 years of...
- ...comprehensive services from study design through regulatory compliance and project delivery. The... ...We are seeking an experienced Vice President of Project Leadership with demonstrated... ...in a global matrix environment Solution-oriented mindset with proven ability to...RegulatoryRemote workWorldwide
$200k - $275k
...risk management, responsible AI principles, bias monitoring, and regulatory alignment (NCUA, CFPB, state AG expectations). Own vendor... ...AI tools within 90 days. Partner with the Automation & Solutions Architect to turn existing pain points into automated workflows...Regulatory$80k - $90k
...sourcing prospective clients, capitalize on referrals, assess customer... ...execute highly customized solutions. Recommend investment products... ...listening, client solutions advisory, emotional intelligence, referral management, trading. Regulatory Requirements This position is...RegulatoryInterim roleImmediate startShift workDay shift- ...Advisor Development Program - Financial Solutions Advisor Trainee: Troy Financial Center... ...through a personal relationship with their advisory team committed to their needs. We... ...and new information Applies relevant regulatory due diligence in daily activities and creating...RegulatoryTraineeshipWork at officeLocal areaImmediate startShift workDay shift
$20 - $21 per hour
...you will support the branches within our Capital Central #1 Region. What you'll do... ...relevant questions, identifying the right solutions, and making recommendations to deepen the... ...all applicable policies, procedures, and regulatory guidelines. Let’s talk if you Have a High...RegulatoryWork at officeFlexible hours$200k - $250k
...opportunities, developing payer-aligned solutions, and influencing enterprise growth... ...evaluate evolving reimbursement models, regulatory developments, payer trends, and competitive... ...Job Profile Summary The Vice President, Payer & Partner Strategy will lead the...RegulatoryWork from home- ...to shape the future of Humana’s Insurance Product Solutions. The Opportunity The Associate Vice President, Insurance Product Product/Platform Management serves... ...decisions align to business outcomes, regulatory timelines, and long‑term modernization goals. What...RegulatoryTemporary workApprenticeshipRemote work
$120k - $140k
...Senior Project Engineer As a member of UL Solutions' Energy Storage Advisory team within the North American Renewables business, the Senior Project... ...organization. Familiarity with market, policy, and regulatory trends influencing the North American energy storage...RegulatoryFull timeContract workRemote work- ...XOS Vice President / General Manager The XOS Vice President / General Manager will hold full... ...high-precision elemental analysis solutions through innovative X-ray technology.... ...engagement. Ensure compliance with regulatory requirements, brand standards and guidelines...RegulatoryTemporary work
$155.3k - $177.2k
...Senior Manager, Strategic Business Development - Capital One Ad Solutions (Remote) Capital One Shopping is seeking a Senior Manager, Strategic Business Development to join our Partnerships team. In this role, you will be responsible for identifying, prospecting, and closing...Full timeContract workPart timeLocal areaRemote work- ...Vice President, Product Manager JPMorganChase Digital is seeking a Vice President, Product... ...impact while meeting governance, risk, and regulatory expectations. The ideal candidate... ...institutions, offers innovative financial solutions to millions of consumers, small...Regulatory
- ...Global Product Owner - Vice President The candidate will be part of the Global Alternative... ...chain. The role will originate and drive solutions that leverage fintech and AI... ...deliver scalable solutions. ~ Knowledge of regulatory and risk considerations in portfolio management...RegulatoryDay shift
- ...a real difference. Position: Financial Solutions Consultant Are you passionate about helping... ...- Stay informed on market trends, regulatory changes, and financial innovations to provide... ...financial planning, investment, or advisory experience is a plus, but not required....Regulatory
$300k
...We are currently looking to fill a Vice President position in our Business Operations organization to lead both the strategic transformation... ...core business functions to design and implement digital data solutions to enable business intelligence and advanced analytics...Temporary workCasual workLocal area$22.82 - $24.82 per hour
...financial profile, and recommending appropriate solutions to meet their financial needs. To serve... ...will support the branches within our Capital East Region which includes our Troy... ...all applicable policies, procedures, and regulatory guidelinesAchievement of goals and objectives...RegulatoryWork at office$22.82 - $24.82 per hour
## Relationship Banker - Capital Central Region #1Applylocations: Albany, NY: Albany, NY... ...financial profile, and recommending appropriate solutions to meet their financial needs. To serve... ...applicable policies, procedures, and regulatory guidelines* Achievement of goals and...RegulatoryWork at office- ...Trusts And Estates Vice President Bring your expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center... ...analytics approaches that integrate investment, product, regulatory, and best-practice perspectives into actionable insights for...Regulatory
$20 - $21 per hour
## Member Service Associate - Capital East Region #1Applylocations: Troy, NY: Castleton,... ...relevant questions, identifying the right solutions, and making recommendations to deepen... ...all applicable policies, procedures, and regulatory guidelines.**LET’S TALK IF YOU*** Have a...RegulatoryWork at officeFlexible hours
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