Business/Data Analyst

Hi,


This is Alex from NAVTECH INC. I have an opportunity for you with one of our direct client. Please find the Job description below and if you are interested , please forward your updated resume to View email address on click.appcast.io


Position: Business/Data Analyst US Regulatory & Compliance SME


Location: New York or Toronto


Duration: 12 months+ possible extension

Must Have Cash Equities US Regulatory & Compliance SME

Job Description:


Maintains a competent level of expertise and knowledge of requirements of various rules, regulations governing the banks Cash Equities activities.


Performs compliance reviews and testing, gather supporting documents, communicate findings, and draft comprehensive reports on the area reviewed and assure corrective actions were taken.


Reviews, analyzes and communicates regulatory changes.


Evaluates complaints to identify root causes for potential regulatory compliance risks and possible weaknesses and insufficiencies of Bank policy and procedures.


Produces reports for senior management regarding status of compliance programs and emerging issues.


Must have strong SQL experience - Coding/Commands/Searching tables/Extracting Data for compliance reporting purposes


Knowledge and experience of Cash Equity trading market is a must have


Good to have Fidessa Expression Evaluator experience


Good to have Java experience


Solid analytical skills and strong financial model background


Ability to communicate and act professionally with IT staff and business clients while under strict deadlines


Ability to work in a team-oriented setting


Strong verbal and written communication skills


Best Regards


Alex Keylor


NAVTECH INC
View phone number on click.appcast.io| View email address on click.appcast.io


linkedin.com/in/alex-k-faisal-malik-3370a1200

E-Verified Company


1600 Golf Road. Suite 1200, Rolling Meadows, IL 60008

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