Global Compliance Analyst: Trading, Monitoring & Regulation
Referment
Referment seeks a Compliance Analyst to ensure regulatory requirements are met across global investment activities. You will work with attorneys and compliance professionals, gaining exposure to trading, operations and software teams while tackling real-time questions. The role blends regulatory work with analysis and project delivery, including filings, monitoring, and embedding new rules into processes for ongoing compliance. #J-18808-Ljbffr Referment
- GLOBAL COMPLIANCEOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the... ...reputational risk; monitors for compliance with new... ...laws, rules and regulations; designs and implements... ...accounting, sales, and trading. We look for those...SuggestedWork experience placementFlexible hours
$70k - $80k
...Job Description Job Description Global Trade Compliance Analyst Department: Global Supply Chain... ...U.S., Canadian, and global customs regulations while minimizing duty exposure,... ...maintaining tariff reporting, including monitoring tariff exposure and communicating...SuggestedWork experience placementSummer work$100k - $130k
...permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD... ...US businesses and certain global businesses, working with... ...that covers rules and regulations applicable to TDS businesses... ...reporting, sales and trading, and applicable rules and...SuggestedTemporary workWork experience placementRemote workWork from homeFlexible hours$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance... ...professionals who support global investment and trading activities by... ...pre-trade and post-trade monitoring programs and investigative... ...experience analyzing laws and regulations related to commodity interests...SuggestedWork experience placement- Global investment management firm is seeking a compliance officer to join their dynamic team. Strong expertise with Trading Compliance is required, JD is a plus. They... ...in controls and monitoring Work collaboratively... ...securities laws and regulations applicable to trading...SuggestedWork at office
$145k - $175k
A Career with Point72's Compliance Team The Point72 Compliance... ...who support global investment and trading activities by establishing... ...improvements in controls and monitoring Manage cross-functional... ...U.S. securities laws and regulations applicable to trading and...Work experience placement$120k - $140k
...Description AVP, Fixed Income Compliance Officer Location: New... ...metrics, dashboards, monitoring, data analysis, and... ...Fixed Income Sales & Trading activity. Develop,... ...securities and broker-dealer regulations, including FINRA and... ...is a leading global, full-service investment...Full timePart timeLocal area$120k - $125k
...Global MEL (Monitoring, Evaluation & Learning) Systems Director Join to apply for the Global MEL (Monitoring, Evaluation & Learning) Systems... ...responsible stewardship of the resources they entrust to us. In compliance with federal law, all persons hired will be required to...Full timeWork at officeRemote work$35 - $45 per hour
Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring... ...and New York State Department of Financial Services (NYDF) regulations Conduct scoping analysis to identify which business units...Permanent employmentContract workTemporary workWork experience placement- Director Of Business Development - Condition Monitoring - GTM Build and execute global go-to-market strategy for condition monitoring solutions Location: New York Job Tags: Growth About The Role Teledyne Technologies Incorporated provides enabling technologies for industrial...Permanent employmentWork at officeLocal area
- ...-native infrastructure for global money movement. We give merchants... ...Role We're hiring a Senior Compliance Analyst to be a force multiplier... ...'ll own the case work the regulators and banking partners... ...Support the AML/transaction-monitoring stack (currently transitioning...
- ...Job Description Global Security at JPMorganChase is committed to safeguarding our employees and assets... ...team, you will contribute to a culture of safety, compliance, and operational excellence. Our Alarm Monitoring professionals are integral to maintaining secure environments...Worldwide
$65k
...Opportunity The AML/KYC Senior Analyst supports the day-to-... ...and lifecycle monitoring. This role executes defined... ...2–4 years of AML/KYC, compliance, or financial services... ...expertise of former regulators and practitioners and... ...understanding of the global regulatory landscape....Summer workWork at officeFlexible hours$299k - $348k
Job TitleDistrict Sales Leader- Hospital Patient Monitoring (Northeast - New England/NYC)Job DescriptionDistrict Sales Leader- Hospital Patient Monitoring The District Sales Leader for Hospital Patient Monitoring is responsible for leading and managing the sales activities...Full timeWork at officeImmediate startWork visaRelocation package3 days per week$153k - $204k
...leading AI labs, startups, and global enterprises, CoreWeave... ...CoreWeave became a publicly traded company (Nasdaq: CRWV) in March... ...at .What You’ll Do:The Fleet Monitoring and Analysis (FMA) team builds... ...and comply with data privacy regulations.Collaborate with cross-functional...Permanent employmentFull timeTemporary workCasual workWork at officeFlexible hours$110k - $130k
Join to apply for the Compliance Analyst role at The D. E.... ...exposure to the firm’s trading, operations, and software... ...the firm’s suite of global investment products... ...automated compliance monitoring reports, and ensure adherence... ...new and existing regulations. WHO WE’RE LOOKING...$80k - $110k
The Compliance Analyst - Mutual funds position will report to... ..., including exchange traded funds(“ETF”). The primary... ...and co-investment regulations a plus Ability to... ...systems and/or compliance monitoring systems for use in... ...individual investors globally. Tenured, stable and...Local areaWorldwideShift work- ...launch solutions that are global, inclusive, and efficient.... ...are looking for a hands-on Compliance Analyst to join our Compliance team... ...and disposition transaction monitoring alerts and KYC/KYB onboarding... ...and defensible to a regulator Draft SAR narratives that...Work at officeWork from homeFlexible hours
$100k - $130k
Compliance Analyst Job type: Full Time · Department: Client Services · Work... ...United States About Lorum Global payments are not broken.... ...transaction banking partner for regulated institutions, with treasury... ...by conducting transaction monitoring, KYB reviews, and...Full timeBank staffLocal areaRemote workFlexible hoursShift work$90k - $110k
...Firm” or “OHA”), is a leading global credit-focused alternative... ...join a strong regulatory compliance team in New York. This is an... ...in investment management regulations in the context of a successful... ...Assist with monitoring trading regulations and trade surveillance...Work at officeLocal areaRemote workMonday to Thursday$80k - $110k
Neuberger is seeking an Analyst to join the Compliance Team in New York. This person... ...focus is surveillance and monitoring, with opportunities to... ...projects across the firm’s global compliance program. Primary... ...or federal laws, rules, or regulations. If you would like to contact...Local areaShift work- Dormont Manufacturing Co in New York is looking for a Compliance Analyst to join their team. The role focuses on transaction monitoring, KYB reviews, and responding to regulatory queries in a dynamic compliance environment. The ideal candidate will have 3-5+ years of experience...Remote job
- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment Banking... .... Key responsibilities include supporting the global compliance monitoring program, performing testing and monitoring of...
$500 per month
...is a US-headquartered, global leader in agent-first... ...crypto, fixed income, 24/5 trading, and more. Amongst... ...and fully remote Compliance team dedicated to safeguarding... ...and Securities Fraud Monitoring programs. You will... ...USA PATRIOT Act, OFAC regulations, and SEC/FINRA rules...Remote workHome office- A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor...Contract work
- A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational...
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur...Remote job
$90k - $100k
Job Description: Core and Employee Compliance Analyst Jain Global is an innovative multi-strategy investment... ...in enhancing the Code of Ethics monitoring program. The role demands a strong... ...of compliance with new and existing regulations. Qualifications 1-3 years of experience...$132k - $167k
...products and services that support trading strategies, structures, and... ...landscape. Job Summary: The Compliance Officer for the Swap Dealer... ...compliance with relevant regulations such as the Dodd-Frank Act,... ...of compliance obligations. Monitoring and Auditing/Testing : Assist...Local area$115k - $140k
Job Description Job Description Description: High Earning Potential! B2B Sales Pro? DGA Security Wants You! DGA Security: NYC's #1 Security Firm For over 50 years, DGA Security has been the name trusted in security solutions for businesses across the country...For contractors
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