Global Banking & Markets Operations-Regulatory Reporting-Dallas-Associate
Goldman Sachs
At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, it’s all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.Operations is a dynamic, multi-faceted space that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.YOUR IMPACTWe’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.OUR IMPACTRegulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk. From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.HOW YOU WILL FULFILL YOUR POTENTIALPerform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timelyDevelop expert knowledge pertaining to securities regulatory requirements, processes and systems for a number of non-financial regulatory reporting in North America regimes Perform daily analysis on data and pursue problem resolution while improving processesInvestigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements Work on controls of data integrity and completeness through work with Engineering and Operations teamsProvide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholdersWork with Legal, Compliance, Technology, other Operations groups and various business units on change programs and issue resolution Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations Be flexible to contribute to other activities within the group where necessary, e.g. daily report productionPREFERRED QUALIFICATIONSWe are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team’s daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team. Basic QualificationsBachelor’s degree required Preferred 2-3 years work experience in the Financial or Business Industry Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plansProficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)Analytical thinker with the ability to generate innovative ideas and translate strategy to execution Problem solving and documentation skills with an ability to understand complex workflowsPreferred experience with securities trading flows, regulatory obligations and project/JIRA management Candidate must be proactive, enthusiastic and team oriented Accuracy, analytical ability and attention to detail Effective time management and risk awarenessAbility to think strategically and contribute to department and division wide initiatives Strong written and verbal communication skills Proven ability to organize and prioritize workload and drive results Ability to learn quickly and adapt to new changes and new challengesControl or project management capabilities in design, testing and executionIdeally would have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and complianceABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.Posting Date: 2026-08-05
- ...We are a leading global financial services... ...providing investment banking, securities and... ...& MARKETSWe make markets in and clear client... ...OPERATIONSTransaction Banking Operations is a part of... ..., New York, and Dallas. All our offices... ...Quick, or similar reporting and data...OperationsWork at officeWorldwide
- ...the firms credit, market, liquidity, and operational risk. Whether assessing... ...market risks associated with trading activities... ...analytical and regulatory compliance support,... ...ratingsCoordinate with Global Banking and Markets, Legal,... ..., manage and report exposures at a counterpart...OperationsRegulatory
- Job Duties: Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for reviewing... ...compliance with global regulatory requirements... ...efficiency and reduce operational risk; working with market and financial instruments...RegulatoryWork at office
- ...alternatives to conventional bank lending. As part of the broader Global Banking & Markets division, we manage... ...and analytical Associate to join our Infrastructure... ...Finance Group in Dallas. This is a unique opportunity... ...of market trends, regulatory changes, and industry...Regulatory
- OPERATIONS Operations division is a dynamic... ...to provide banking, securities,... ...their financial market knowledge and... ...of regulatory reform at the... ...the regulatory reporting space, Controller... ...Operations is a global team that ensures... ...landscape and associated processesWorking...OperationsRegulatoryFlexible hours
- OPERATIONSTransaction Banking Operations is part of... ...Integrated Accounts, and Global Payments capabilities... ...meet jurisdictional regulatory requirements, focusing... ...London, New York, and Dallas. All our offices work... ...Payment, Escrow, Money Market and Term Deposits), regulatory...OperationsRegulatoryWork at officeLocal area
- ...Structured Finance Analytics team under Global Banking & Markets division is seeking a motivated... ..., transaction management, diligence, operation, controller, and technology team to ensure... ...analyst. 3+ years of experience for associate. Preferred Skillsets: Undergraduate...OperationsInternship
- ...We are a leading global financial services... ...investment banking, securities and investment... ...within Investing Operations and has primary... ..., client reporting. These functions... ...knowledge of products, markets, and market related... ...experience, regulatory requirements, and...OperationsRegulatory
- ...Goldman Sachs & Co. LLC in Dallas, Texas. Lead a team... ...supporting Global Markets. Monitor and review complex... ...pertaining to the syndicated bank loan portfolio and... ...systems. Work on regulatory reporting as it relates to the... ...with: assessing the operational risks inherent in business...RegulatoryWork at office
- Associate or Vice President Divisional OverviewThe... ...the firm’s credit, market, liquidity, and operational risk. Whether... ...offering analytical and regulatory compliance support,... ..., manage and report exposures at counterpart... ...business teams in Global Banking & Markets to actively...Regulatory
- ...We are a leading global financial services... ...investment banking, securities and investment... ..., financial markets, and investing concepts... ...looking for an Associate to be part of our... ...industry and operational expertise over assigned... ...outcomes.Create reporting that provides...OperationsWork experience placement
- ...derivatives, and OTC markets. Analysts and Associates serve as the primary... ..., accounting and operations professionals at these... ...roles within a leading global platform. As an... ...adoption of internal reporting and trading platformsCross... ...global investment banking, securities and...Operations
$93.8k - $156.3k
...of assigned Global Capital Markets (GCM) accounts... ...administrative, operational and risk... ...compliance with Bank and Division... ...and ensuring regulatory compliance for... ...and external reporting and tickler... ...less experience associates.Understand... ...compensation.Location:Dallas, Texas,...OperationsRegulatoryFull timeTemporary workWork experience placement- ...Management - Global Procurement -... ...AssociateLocation: Dallas, TX, United... ...and external regulatory requirements.... ...payments and P2P operations.OUR IMPACTThe... ...remittance, and reporting for vendor... ...payments and associated tax requirements... ...global investment banking, securities...OperationsRegulatoryWork at officeLocal area
- ...investment management, banking and comprehensive... ...ranging from marketable securities and... ...ImpactThe Underwriting Associate plays a critical... ...collateral, and global exposure analysis... ...credit policies, regulatory requirements, and... ..., and ad‑hoc reports for senior stakeholders...Regulatory
- ...Description Goldman Sachs is seeking an Analyst or Associate level candidate to join the Fund Finance Corporate Credit... ...investment opportunities. Our team sits within the Global Banking and Markets division and operates as the direct underwriting team across debt...
- ...financial control and reporting obligations of a global, regulated and... ...processesHandle corporate, regulatory and management... ...Product Services, Operations, IT and Trading DivisionsWork... .../private funds market and process... ...global investment banking, securities and investment...OperationsRegulatoryWork at office
- Job Duties: Associate, Project Management with Goldman Sachs & Co. LLC in Dallas, Texas. Work with cross-functional... ...to analyze and meet regulatory demands and mitigate... ...process analysis for operational and engineering... ...risk management, status reporting, and User Acceptance...RegulatoryWork experience placement
- ...reliability of financial reports, monitoring the... ...its products and operations. We’re looking for... ...in financial markets and want to gain insight... ...organized into global teams comprising... ...securities, investment banking, consumer and... ...consultant, and/or regulatory agency examiner within...OperationsRegulatory
- Operating at the center of global financial markets, our FICC and Equities professionals serve institutional clients including... ...Asset Managers, Hedge Funds, Banks and Brokerages, Pensions,... ...acquisitions, sales, securitizations, P&L reporting, and back-testing....Operations
- ...mission is simple: provide a global transaction banking platform that is nimble,... ...some of the most complex operational needs in the industry. We... ...opportunitiesSupport and manage the marketing materials process,... ...policiesMonitor, and report on key performance indicators...OperationsTemporary work
- Global Compliance Our division prevents,... ...mitigates compliance, regulatory and reputational... ...Goldman Sachs’ Dallas office on... ...processes and other operational aspects of the firm... ...teamsMonitoring and reporting to senior... ...global investment banking, securities and investment...OperationsRegulatoryWork experience placementWork at officeLocal area
- ...clients. We are a leading global financial services... ...providing investment banking, securities and investment... ...and communities.Operations is at the core of Goldman... ...product launched, or market entered, every transaction... ...reconciliation and reporting, across the trading businesses...OperationsWork at office
$76k - $125.3k
...help you succeed in a globally connected powerhouse... ...new entrants across Banking and Capital Markets, Wealth and Asset... ...Engine because this team operates in a technical... ...complex tax/accounting regulatory and tax compliance... ...returns and related reporting Build effective long...OperationsRegulatoryFull timeSummer holidayFlexible hours- ...division is run by the Global Treasurer and... ...businesses, Controllers, Operations, and Investor... ...team. We help the bank manage structural... ...) under various market scenarios. Our Strats... ...portfolios and regulatory requirements.Methodology... ...presentations and reports, explaining...OperationsRegulatory
$132.26k - $155.6k
At U.S. Bank, we’re on a journey... ...coverage for Capital Markets and... ..., compliance, operations, and technology... ...and applicable regulatory requirements.... ...planning through reporting), risk assessment... ...exposure to associated risk, compliance... ..., and global operating structuresDemonstrated...OperationsRegulatoryFull timeWork experience placementLocal area3 days per week$50k - $70k
...brokerage — all operating under the... ...execution services globally. Moomoo... ...securities markets, ensuring your... ...Trading Associate Office Location: Dallas, TX About... ...Knowledge of regulatory compliance requirements... ...ask you for bank account... ..., you should report it to your local...OperationsRegulatoryWork at officeLocal areaShift work- ...and inclusion. As an Associate Banker within Chase,... ...hospitality, using the latest banking solutions and cutting-... ..., procedures, and regulatory and banking... ...goals. Perform branch operations, which may include managing... ...talents they bring to our global workforce are directly...OperationsRegulatoryPart time
$129.82k - $135.01k
Treasury Analyst, Global OperationsJob DescriptionKimberly... ...Analyst, Global Operations positions offered... ..., analysis and reporting of global metrics such as bank fees, bank account... ...and external regulatory reporting... ...regulatory complexities associated with countries and...OperationsRegulatoryFull timeTemporary workWork at officeRemote work- ...Software Engineering with Goldman Sachs Bank USA in Dallas, Texas. Perform detailed technical... ...Support data federation with internal Operations, Compliance, and accounting teams using... ...languages, platforms, and models. Provide global production support for critical...Operations
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