Missouri Licensed Associate General Counsel

Virtual Vocations Inc

A company is looking for an Associate General Counsel III - Broker Dealer. Key Responsibilities Provide business-focused and risk-informed legal advice on broker-dealer functions Support projects by identifying regulatory and legal risks and offering actionable recommendations Serve as a subject matter expert on broker-dealer regulations and manage a complex workload Required Qualifications Juris Doctorate and licensed to practice law in Missouri or another state Deep familiarity with broker-dealer conduct rules and Regulation Best Interest Ten years of progressive responsibility as an attorney in relevant sectors Experience in retail broker-dealer and wealth management Technological aptitude and ability to adapt to new technologies

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Vacancy posted 7 hours ago

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