Trade Surveillance Analyst

To support the Compliance team, the full-time remote Trade Surveillance Analyst will conduct investigations into financial crimes, manage compliance reporting, and collaborate on regulatory adherence initiatives. Key Responsibilities Collaborate with the AMLCO to implement and refine investigative procedures across various compliance initiatives Conduct in-depth investigations into potentially suspicious activities, including securities fraud and account manipulation Prepare and file Suspicious Activity Reports (SARs) in compliance with regulatory requirements Required Qualifications 1-3 years of experience in financial crime investigations (AML, fraud, securities fraud, or related disciplines) Strong understanding of U.S. regulatory requirements (e.g., BSA/AML, USA PATRIOT Act, SEC/FINRA regulations) Demonstrated ability to identify and escalate potential market manipulation or suspicious trading activity Proficiency in transaction monitoring systems and case management tools Experience with Google Sheets or MS Excel, including pivot tables and advanced filtering