Regulatory Compliance Officer
€100k per yearJames Oliver
Regulatory Compliance Officer Where you will work Our client is a listed specialty insurance group that runs a data-driven risk exchange. Founded in 2018, it connects a network of MGAs with the insurers, reinsurers and institutional investors that provide the underwriting capital. The focus is on small and medium-sized businesses and their niche commercial risks, in the US, UK, Canada and Europe. In Europe our client has its own EU-regulated insurance company, authorized to write business across the EEA. Our client is growing into new markets and products, with a larger network of insurance market participants and a way of working that leans more and more on AI agents. Every new product, partner and market brings its own regulatory questions. To keep compliance in step with that growth, our client is looking for a Regulatory Compliance Manager. What you will do Monitoring & advice Lead the monitoring and testing of the controls that cover our client's compliance exposures, and follow up on findings with the control owners. Support the product approval and review process (PARP) from a compliance perspective, for new products as well as changes to existing ones. Act as the central point of contact for compliance questions from the business, and give clear and practical answers. Licensing & onboarding Support regulatory license applications and cross-border activity passporting into new markets. Review and validate the onboarding of insurance market participants (compliance due diligence). Review and improve the onboarding framework, so that checks are consistent and can be repeated. Policies & reporting Review and improve compliance policies and procedures, and keep them aligned with changes in regulation and in the business. Support board and regulatory reporting by preparing and checking the compliance input. Support the privacy function on an ad hoc basis. Who you are Must-haves: Compliance experience in the insurance or banking industry. Hands-on experience with a product approval and review process (PARP). Good regulatory knowledge, preferably of EU insurance regulation such as Solvency II and IDD. Fluent English. Located in Belgium, the Netherlands, Spain or France. You also: Can explain a regulatory point to a colleague who is not a compliance specialist, in a few sentences. Work independently and are comfortable in a remote team spread across countries. Pay attention to detail when testing controls and reviewing documents. What you can expect A gross annual salary of €100,000. A bonus of 10%. A fully remote role. Collective health insurance. A pension scheme. Training and development opportunities. #J-18808-Ljbffr
- ...credit strategies, is looking to add a seasoned credit attorney to its Legal & Compliance group. The position will support an expanding registered investment adviser business by advising on regulatory compliance, governance, and day-to-day fund operations. Key...SuggestedFull time
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...SuggestedWork at office
$225k - $375k
...Openings Winixx Health Chief Legal, Regulatory & Compliance Officer Winixx Health Chief Legal, Regulatory & Compliance Officer New York, NY, US Hybrid Full-time $225,000 – $375,000 About Winixx Winixx Inc. is a technology holding company building an integrated...SuggestedFull timeVisa sponsorship- ...and update (if necessary) the information in your candidate profile as it will transfer to your application. Job Title: Regulatory Compliance Officer - Cancer Trials Department: CCC | Clinical Trials Office Position Summary The Regulatory Compliance Officer assures that...SuggestedWork at officeRemote workVisa sponsorshipWork visaShift workDay shift
- ...people who take the mission seriously — we'd love to hear from you. What will I be doing? Sylvera is seeking an experienced Regulatory Compliance Officer in Ireland to play a critical role in supporting our compliance framework in connection with the ESMA EU ESG Ratings...SuggestedTemporary workRemote workWorldwide
$5,662.27 - $9,342.75 per month
...Job Description This position is the first line for providing answers to the field for all types of regulatory questions relating to TETRAC. Liaison with field offices around the globe to resolve governmental inquiries and issues including non-US customs, Food safety...Contract workWork at officeRemote workDay shift- ...Job Description Job Description Position Description The Compliance Enhancement Coordinator (CEC) is responsible for ensuring that... ...laws, as well as Pennsylvania Department of Human Services, Office of Developmental Programs (ODP), PA Title 55, §6400 and §6100...Full timeWork at officeFlexible hours
$130k - $160k
Date: Sep 29, 2026 Location: New York, US Regulatory and Corporate Compliance Officer Overview You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo, one of the largest banking groups...Local area$120k - $155k
...solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster.Compliance Officer, Growth ProgramsWe are looking for a highly organized, technically fluent, and product-minded individual to join our Schemes...H1bWork at officeVisa sponsorshipRelocation package3 days per week$70k - $160k
Compliance AssociateAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution... ...program by partnering across the business to address the regulatory considerations of algorithmic and systematic trading activities...$180k - $250k
Sanctions Compliance Officer About PolymarketPolymarket is the world's largest prediction market platform. We enable individuals to express... ...translating OFAC requirements, U.S. economic sanctions programs, regulatory developments, and emerging risks into practical controls and...Work at office$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional... ...barrier and conflicts of interest frameworkEnsure alignment with regulatory requirements, including fiduciary obligations under the...Full timeLocal area$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support... ...to implement and enhance compliance solutionsAssist with regulatory readiness efforts and contribute to responses to regulatory inquiries...Work experience placement$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level...Temporary workWork experience placement$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance... ..., including documentation collection and verification of regulatory requirementsSupport annual compliance reviews, mock audits,...Work at office$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO... ...illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries,...Local area$125k - $175k
...markets. About the Role IEX is looking for a self-motivated Compliance Officer to join our team and report to the Chief Compliance Officer.... ...securities laws, and industry rules and regulations. Assist with regulatory exams, audits, and books and records obligations. Manage...Work experience placementWork at officeLocal area$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance... ...and remediation of all internal and regulatory examinations and reviews, including interacting...Local area- ...We are partnering with a leading global investment firm to appoint a Regulatory Compliance Associate, based in New York. This is a broad, hands-on role within a lean compliance function, covering marketing and communications review, surveillance, regulatory filings...Full time
- ...Role: Regulatory Affairs Associate Location: Skaneateles Falls, NY(Hybrid) Duration: Long Term Required Education -Bachelor'... ...including software -Ability to interpret requirements, identify compliance risks, and prepare clear regulatory assessments and...Full time
$180k - $230k
...businesses achieve their ambitions faster.Senior Compliance OfficerOur fast-paced Compliance... ...team is looking for a Senior Compliance Officer with an expert understanding of risks... ...compliance risks related to AML/CFT, integrity, regulatory, and scheme obligations.Support the...Work at office- Our client is seeking a Senior Compliance Specialist to support and enhance the compliance program for a newly launched investment fund... ...policies, procedures, manuals, and supervisory controls.Monitor regulatory developments and implement necessary compliance updates....
- ...Position: Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Overview - About MillTech... ...This is a high visibility role for a leader who can pair deep regulatory expertise with pragmatic, business enabling judgment. Own...Work at officeRemote workFlexible hours
- ...Bank is seeking a remote data analytics professional to turn complex datasets into actionable insights for risk management and regulatory compliance. You will develop dashboards and metrics, ensuring governance across data processes and collaborating with teams to automate...Temporary workRemote work
$120k - $140k
...technical skills who is interested in developing fixed income compliance expertise. The successful candidate will assist with compliance... ...process improvements, while supporting the broader team on regulatory and advisory matters. Key Responsibilities Support the Fixed Income...Full time$200k - $250k
...NASDAQ. Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance... ...investment adviser compliance programs, providing regulatory guidance across Investment Banking, Capital...Work at office$190k - $250k
...Neuberger is seeking an experienced compliance professional to join its Legal & Compliance Department. The Compliance Officer will support the compliance programs within Neuberger... ...technology and other control functions on regulatory, fiduciary and governance matters. The...Local areaWorldwideShift work$129.84k - $194.76k
...StatesSalary: $129,840.00 - $194,760.00Category: FinanceCompany: CitiThe Regulatory Reporting Lead Analyst position is an integral member of the... ...to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will...Full timeWork at office- ...B Capital is seeking a detail-oriented Compliance Associate to support regulatory and compliance activities across the firm. The ideal candidate will have 3–5 years of experience in trust administration, compliance, fund administration, or related fields with exposure...
- ...A leading investment management firm is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading activities. This role combines hands-on trading desk advisory, surveillance oversight, regulatory expertise, and compliance program development...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Officer. Be the first to apply!
- regulatory compliance associate New York, NY
- quality compliance specialist New York, NY
- regulatory compliance analyst New York, NY
- legal compliance officer New York, NY
- pharmaceutical compliance officer New York, NY
- senior compliance officer New York, NY
- regulatory affairs consultant New York, NY
- regulatory affairs specialist New York, NY
- compliance officer part time New York, NY
- regulatory operations specialist New York, NY






