Hybrid NYC Portfolio & Trading Compliance Specialist
$93.2k - $186.7kCFA Institute
Mercer is seeking a Compliance professional in New York for a hybrid role focusing on the investment management industry. The successful candidate will support compliance programs and collaborate across teams to ensure adherence to regulatory guidelines. Candidates should have a minimum of 4-6 years of experience, a background in finance or economics, and strong analytical skills. The compensation ranges between $93,200 and $186,700, with additional benefits offered. #J-18808-Ljbffr CFA Institute
$118.9k - $238k
...Compliance Team Role at Mercer We are seeking a talented individual... ...or New York. This is a hybrid role that has a requirement of... ...responsible for administering our portfolio compliance program for our... ...guideline implementation, pre-trade and post-trade controls and monitoring...SuggestedMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client... ...organizational skills are essential. The position allows for a hybrid work model—4 days in-office and 1 day remote. #J-1...SuggestedWork at officeRemote work
- ...professional for our multinational banking client located in Downtown NYC, on a contract basis. This role will support U.S. FRY 15... ...organization, including Federal Reserve filings. This contract role is hybrid onsite 3 days a week and will have a duration between 9-12...SuggestedContract work3 days per week
$93.2k - $186.7k
...seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of working at... ...role in developing and administering our portfolio and trading compliance program for our clients and...SuggestedMinimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- Namely is looking for Licensed Insurance Agents to join their team in New York City. In this full-time, hybrid role, you will support customers by quoting, comparing, and binding insurance products, while assisting with servicing and cross-selling additional solutions....SuggestedFull time
$45.73 - $49.73 per hour
...Genesis10 is currently seeking a FCC Compliance Specialist for a hybrid position with a Global Financial Institution located in Jersey City, NJ. This... ...applicable states/municipalities) ~ Commuter Benefits (Dallas, NYC, SF, and Illinois) For multiple years running,...Hourly payPermanent employmentContract workRemote work- An established industry player is seeking a Licensing Compliance Consultant to enhance their team in a hybrid role. This position involves reviewing contracts for compliance, resolving discrepancies, and managing cash collections. The ideal candidate will possess strong...
$100k - $140k
...global consulting firm is seeking an experienced IT Business Analyst specializing in regulatory compliance to enhance enterprise systems and business processes. This hybrid role requires 5-9 years of experience, expertise in SQL, and excellent communication skills. Responsibilities...- ...family buildings throughout the New York Tri-state area. The C+C portfolio contains market rate, mixed market rate, affordable and full... ...Areas of Responsibility and Job Requirements: Ensure compliance with all regulatory requirements for a mix of sites that include...Work at officeLocal area
- ...exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities,... ...Summary: The Trading and Surveillance Compliance Specialist supports the front office sales and... ...Engagement Programs DCMA has a hybrid work program in place, with opportunities...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- Radar is hiring a Senior GRC Analyst in New York City to enhance security and compliance programs, focusing on third-party risk and SaaS governance. You will work with various teams to evaluate vendors, shape security strategies, and improve workflows, reporting to the...
$85k - $115k
A leading consumer products company is seeking a Regulatory Compliance Specialist to ensure their products meet diverse regional regulations.... ...higher degree in relevant sciences. This position offers a hybrid working environment in New Jersey with a competitive salary...- ...environmental consulting firm is seeking a motivated Hybrid Field Consultant in Butler, PA. The... ...evaluations for EPA Stormwater and OSHA compliance, maintain documentation, and communicate... .... Ideal applicants will have an AA/AS or Trade degree, strong attention to detail, and...Remote work
$81k - $94k
Compliance Specialist - NYC Fair Workweek At Raising Cane’s Chicken Fingers®, we serve only the most craveable chicken finger meals - it’s our One Love! Known for our great Crew and cool Culture, we follow a Work Hard. Have Fun. philosophy. Raising Cane’s is the fastest...Permanent employmentFlexible hoursShift work- Daiwa Capital Markets America Inc. is hiring a Trading and Surveillance Compliance Specialist in New York. The successful candidate will support front office... ...5 years in Compliance/Surveillance. The role offers a hybrid work environment with competitive benefits including...
- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role... ..., alongside strong analytical and communication skills. This hybrid position offers competitive compensation. #J-18808-Ljbffr Atlantic...
$109.3k - $182.1k
...Arrangement/Location: This is a hybrid position requiring in-office... ...week and will be based at Metro NYC, Radnor, PA, Wilmington, DE or... ...Buffalo, NY.Overview:Complete Compliance Risk Management activities... ...lending and financing solutions, trading and investing strategies,...Work experience placementWork at office- ...requirements for a multinational banking client in Downtown NYC. This hybrid role allows working onsite 3 days a week and will last between... ...includes preparing Federal Reserve reports and ensuring compliance with regulatory standards featuring comprehensive benefits and...Contract workShift work3 days per week
- Davies Talent Solutions is seeking a detail-oriented Contract Compliance Administrator in New York, NY. This full-time hybrid role requires overseeing the vetting and onboarding process while ensuring compliance and seamless integration for candidates. You'll manage documentation...Full timeContract work
$80k - $105k
A leading law firm is seeking an E-Billing Compliance Specialist for its Finance department in New York or Washington, DC. This hybrid role involves providing e-billing support, troubleshooting issues, and ensuring compliance with billing guidelines. Ideal candidates have...$35 - $40 per hour
...organization in New York, NY is seeking an HR Operations & Compliance Specialist to join their team temporarily. The ideal candidate will have... ...compliance and managing pension administration tasks. This hybrid role emphasizes collaboration with HR and Finance teams to maintain...Hourly pay$170k - $180k
...an award winning all-to-all trading platform. Founded in London... ...liquidity and data solutions specialist. Role Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory... ...Commiserate with experience #LI-Hybrid #LI-MID Not The...Work at office$100k - $115k
...founded in 2015. We employ a global macro trading strategy that seeks to capture investment... ...detail-oriented individual to join our Compliance team and contribute to our growth. This is... ...This position will be based in either our NYC or Stamford, CT offices and is in office...Summer workWork at officeMonday to Friday$27 - $33 per hour
...mental illness. JOB SUMMARY The Compliance Specialist is a key member of the Leasing and Compliance... ...all related matters on property portfolio, asset management compliance, certification... ...with 2 years of working knowledge of NYC Affordable Housing Market Bachelor of...Hourly payFull timeTemporary workWork at officeMonday to FridayFlexible hours$130k
...Location: New York, NY Type: Perm (Contingency) Job #42683 Salary: $130,000 Job Overview - Compliance Officer (Hybrid): Step into a pivotal role with our client as a Compliance Officer in New York, NY. In this hybrid position, you will oversee...Permanent employmentMonday to Friday$75k - $100k
...About Five Rings Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation... ...areas of the firm. About the Role A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The...$60k - $78k
...purpose. As an Affordable Leasing and Compliance Specialist at Riverwalk Park, you'll be at the center... ...New York City regulatory agencies (NYC HDC, NYC HPD, NYS HCR/HFA). ~ Experience... ...unparalleled growth opportunities. Our portfolio includes affordable, workforce, market-...Work at office$55k - $65k
...metropolitan area. Our property management portfolio consists of rental housing for family... ...Description SMC is seeking a Compliance Specialist to join our compliance department.... ...housing software) ~ Full knowledge of NYC rent stabilization and HUD Handbook 435...Full timePart timeWork at officeLocal areaFlexible hours$150k - $190k
...Compliance Officer Connecting clients to markets and talent to opportunity With 4,30... ...network and our digital platforms to pursue trading opportunities, make investments, manage... ...~ Location/Working conditions: Hybrid work schedule requiring a minimum of 4 days...Permanent employmentFull timeWork at officeWorldwide$55k - $65k
...Compliance Coordinator Location: On-site | New York City Reports to: Portfolio: Corporate- Central Office The US base salary range for this full-time... ...You'll work closely with Compliance Specialists, Property Managers, and Leasing teams to...Full timeWork at officeFlexible hours
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