Asset Management Compliance Strategist
Aristotle Capital Management
Aristotle Capital Management is seeking a diligent compliance professional to support our registered investment adviser program in Los Angeles. You will review marketing, handle regulatory filings, and help maintain policies and procedures in line with SEC and other rules. You will collaborate with marketing and client relations, lead ethics disclosures reviews, and help translate evolving regulations into practical guidance for the firm. #J-18808-Ljbffr Aristotle Capital Management
- Aristotle Capital Management, LLC is seeking a compliance professional to support the firm's registered investment adviser program. The role focuses on... ...financial services, strong integrity, and knowledge of asset management regulations, including the SEC Marketing Rule...Asset
$148.7k - $175k
Cathay Bank in El Monte, CA, is seeking a VP ALM Officer to lead asset liability management, interest rate risk oversight, and balance sheet analytics. The role partners with Treasury, FP&A, Risk, and Finance to ensure accurate modeling, governance, and clear communication...AssetFull time- ...team messaging. Ideal candidates have 10+ years' experience in investment strategy, strong client engagement skills, and deep multi-asset portfolio knowledge to drive capital allocation and product development in a fast‑paced environment. #J-18808-Ljbffr Citibank (Switzerland...AssetRemote job
- ...a Mega Fund looking to expand the portfolio management team of one of their flagship alternatives fund with $28B in assets managed. This fund is investing into private... ...Infrastructure globally. They are looking for a Quant Strategist to support all aspects of analytics,...Asset
- ...not required. THE ROLE: VP, Customer Data Strategist In this pivotal role, you will define... ...audience data into a strategic business asset - designing the audience frameworks, use... ...least 10 years of experience leading and managing technical teams (e.g., analytics engineers...AssetFull timeWork at officeRemote workFlexible hoursShift work
- ...California Edison (SCE) seeks an Environmental Science Advisor for the Drinking Water and Well Management Program to provide strategic direction and ensure regulatory compliance across water systems. This role supports wastewater and stormwater programs, oversees...
- ...accounts and oversee the market's investment partners. You will drive high net worth client relationships and oversee investment and compliance risk matters. The ideal candidate has extensive investment experience, leadership, and strong communication to collaborate with...
- ...Effectiveness Consulting Group, LLC is seeking a skilled Corporate Sr. Benefits Specialist responsible for managing employee benefits administration, ensuring compliance with regulations, and providing support to HR departments. The ideal candidate has over five years of...
$200k - $225k
...exceptional service.At Northern Trust, our Wealth Strategist position is a key business development... ...of our goals-driven approach to wealth management planning. With the support of our local... ...skills to connect individual client asset situations to our specific capabilities...AssetFull timeLocal areaFlexible hours- ...Drives communications that inform and educate, and when needed, manage risk and mitigate crises.Leads editorial development to establish... ...the protection of all its physical, financial and cybersecurity assets, and properly accessing and managing private customer data,...AssetRemote workRelocationShift workWeekend workAfternoon shift
- ...John Anderson. Over time, the firm expanded its services from managing capital for a single family to including family members, friends... ...Headquarters in Los Angeles, Kayne Anderson Rudnick is a distinguished asset and wealth management firm with approximately $56 billion in...AssetPermanent employmentVisa sponsorshipFree visaFlexible hours
$124k - $335k
...PwC in Los Angeles is seeking a Senior Manager in the Asset & Wealth Management sector to lead tax compliance and strategic planning initiatives. This role involves working closely with clients to navigate complex tax regulations, ensuring compliance, and building strong...Asset- ...Large Investment Manager with core real estate funds and mix of portfolios is seeking a Vice President of Asset Management primarily focusing in retail. Your Leadership should... ...the debt of real estate assets, ensuring compliance with loan obligations and convenants. Work...Asset
- ...HybridJob Reference 0000018688Salary Type AnnuallyIndustry Asset Management;Financial Services;Hedge Fund;Private EquitySelling Points Elevate... .... Collaborate on complex structures and international compliance efforts. Develop expertise in partnership taxation and fund...Asset
- ...clients. You will serve as the client-facing deal manager, coordinating with internal teams and supporting... ...Angeles, you will review legal documents, ensure compliance with risk standards, and help structure deals by asset type. A bachelor’s degree and several years of GCM...Asset
$260k
...ATTORNEYFinancial Services & Investment Management Practice GroupLocation: Los Angeles, CA... ...one of the industry’s most sophisticated asset management and financial regulatory practices... ...exposure to cutting-edge regulatory, compliance, and enforcement matters across the...AssetWork at officeRelocation package- ...new product planning Expand and mature the Product Marketing Management & Marketing Communications teams to develop tailored sales... ...travel up to 50% of the time anywhere within California An asset if you have: Security industry background IT and/or IP Security...AssetFull timeFlexible hours
- ...HybridJob Reference 0000018874Salary Type AnnuallyIndustry Asset Management;Venture Capital and Private EquitySelling Points Drive impactful... ...financial services firm. Lead process optimization and compliance in a collaborative environment. Enhance career growth with leadership...Asset
$80k - $95k
...under the general supervision of the tax management team and other senior staff. This... ...annual provision, federal and state tax compliance, and other tax matters.Physical RequirementsStand... ...).• Maintain and reconcile tax fixed asset records, including book-to-tax differences...AssetWork at officeLocal area$139.2k - $170k
...Corporate Treasury group of The Walt Disney Company is responsible for managing financial risk and ensuring adequate liquidity for the Company.... ...consumer payments and directs the investment of retirement assets.The FX Risk Management team is responsible for managing the...Asset- ...FORECLOSURE SERVICES INC is seeking a results-driven Business Development Manager to grow our client base in the mortgage default servicing space.... ...prospects, build relationships with servicers, banks, and asset managers, and close new contracts while expanding existing...Asset
- ...Engineering Department, oversee maintenance operations, and ensure assets are maintained to the highest safety and efficiency standards.... ...preventive maintenance, capital projects, and Life Safety compliance while leading a dynamic team in a fast-paced hospitality environment...Asset
- ...western region. You will serve as an expert witness, manage government relationships, and ensure compliance with all regulatory requirements. The role requires... ...travel to multiple jurisdictions as needed. A strong asset is background in utility ratemaking. #J-18808-...Asset
- ...resolve disputes. You will maintain the fixed asset register, handle depreciation runs, and... ...and reporting. You will collaborate with managers to influence budgeting, forecasting, and financial controls while ensuring compliance and accurate financial records. #J-18808-...Asset
- A leading educational management organization is seeking a Program Manager for the Los Angeles Unified School District. This role involves... ...planning, budget oversight, and community engagement in asset management programs. The ideal candidate will have a strong background...Asset
- ...a Financial Advisor in Strategy and Transactions (Valuation Modeling & Economics - Business Valuation) at Manager level. The role focuses on valuation of assets, review of financial instruments and supporting decisions on capital allocation. The position is full-time...AssetFull time
$180k - $220k
...matters across the portfolio.Key Responsibilities:- Portfolio & Asset Management: Oversee day-to-day management of residential, commercial,... ...including the French portfolio and accounting team- Legal & Compliance: Serve as point of contact for external legal counsel on...AssetFor contractorsWork at office$120k - $200k
...Risk (US GRM-BSR) group within Group Risk Management (GRM) provides independent and effective... ...risk across large portfolios of assets and liabilities within RBC’s combined US... ...this role ensures implementation of and compliance with risk management policies and procedures...AssetFull timeFlexible hours- ...seeking a full-time Facilities and Maintenance Manager in Monterey Park, CA, to oversee the maintenance of machinery and ensure compliance in a defense manufacturing setting. This... ...managing regulatory compliance, asset management, and leading engineering improvements...AssetFull time
- ...BuildingEnvelope is seeking a Corporate Accounting Manager to maintain the corporate ledger, oversee fixed assets, and ensure accurate financial reporting across... ...and capital project tracking, while supporting SOX compliance and intercompany processes. 2-3 years of...Asset
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