Assurance Manager, Registered Funds
$85k - $125kCohen & Company
Join our growing Assurance team at Cohen & Co! Our national Assurance Practice is recognized throughout the U.S. for our expertise and technical ability to provide top-quality products and guidance to our clients. We’ve been named the 3rd largest registered funds auditor and recognized as an employer of choice. We are seeking an experienced manager with a background in the serving investment company industry clients to join our team. If you are ready to work in a people-first culture where your passion for service and expertise in accounting can make a meaningful impact, we want to hear from you!Commitments : Audit engagements for financial industry clients, specifically mutual funds, exchange-traded funds, close-end funds, and collective investment trustsAssume full responsibility for planning, supervising, and completing projectsManaging day-to-day client relationshipsUnderstand engagement partner expectations of the engagement and monitor deadlines and deliverablesBalance and effectively deliver on multiple projects under restrictive time constraintsDevelop an understanding of client’s business and industry and routinely seek information from the client regarding their needs and concernsRecognize opportunities to provide additional services and opportunities to be innovative in serving existing clientsRequired: Bachelor's degree requiredExperience working on investment-based clients (Mutual Funds, Hedge Funds, Fund of Funds) is preferred4-6 years of progressive audit experience in public accountingCPA license requiredLocation: Akron, OH; Chicago, IL; Cleveland, OH; Denver, CO; Milwaukee, WI; New York, NY; Philadelphia, PA; Youngstown, OHHybrid work environment Who We Are#LifeatCohenSure, we like numbers. (But we’ll never treat you like one.) At Cohen & Co our foundational principles offer insight into how we achieve an inclusive, growth-oriented culture that fuels the success of our firm, our clients and our people. In particular, we honor our foundational principle of “great people first” by: Championing the importance of diversity, equity and inclusion by embracing the unique stories, backgrounds, perspectives and ideas that come from our people; and Offering a comprehensive and competitive Total Rewards package, which allows each employee to use the benefits that best suits their needs. Our offerings go beyond standard options, including time off outside of your standard PTO to give back to the community, annual discretionary merit increases and bonuses, talent development resources to tap into growth opportunities, and so much more! Learn More About Us! Discover our Passion, Purpose & ExpertiseLearn more about our Firm's cultureEstimated Base Range: $85,000 - 125,000*Base compensation offered to candidates are determined based on factors such as candidate's relevant skillset, experience, licensure, and certifications, as well as job responsibilities, geography, market considerations, and organizational needs. At Cohen & Co, we don't stop at setting ourselves apart by offering competitive base compensation. As part of our 'great people first' foundational principle, our firm offers a comprehensive and competitive Total Rewards package that allows each employee to design a package that best suits their needs and goes beyond standard options, including time off outside of your standard PTO to recharge and give back to the community, annual discretionary merit increases and bonuses, talent development resources to tap into growth opportunities. We are an equal opportunity employer and value diversity of thought and background to build an inclusive and energized culture and better meet the needs of our clients. Agency recruiters may not submit unsolicited candidate information or resumes to any Cohen & Co employee without a recruiting services contract first being entered into with the Cohen & Co Talent Acquisition Team; see policy here. SummaryLocation: Cleveland, OH; Youngstown, OH; Akron, OH; Philadelphia, PA; Chicago, IL; Denver, CO; New York, NY; Milwaukee, WIType: Full time
$119.1k - $239.3k
...thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for a Assurance Sr. Manager to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a wide...SuggestedFull timeWork experience placementInternshipPrivate practiceWork at officeLocal area$89.8k - $170.5k
...thrive both personally and professionally. There’s no one like you and that’s why there’s nowhere like RSM.RSM is looking for a Audit Manager to join our Private Equity practice. This practice is dynamic, robust and continues to expand every year. RSM serves a wide range...SuggestedFull timeWork experience placementInternshipPrivate practiceLocal area$77.7k - $147.4k
...and that’s why there’s nowhere like RSM.RSM is looking for an Assurance Supervisor to join our Private Equity practice. This practice... ...planning through completion, including reviewing workpapers, and managing workflow across multiple engagements.Demonstrated ability to...SuggestedFull timeWork experience placementInternshipPrivate practiceWork at officeLocal area$175k - $250k
...building the next-generation commodity risk management stack for the $10T physical economy. We... ..., DST Global and more. The Role As a registered Commodity Trading Advisor (CTA) with the... ...within commodity trading firms, hedge funds, CTAs, asset managers, FCMs, brokers, or...SuggestedWork at officeFlexible hours- ...diverse range of financial firms, including registered investment advisers, broker-dealers, and... ...investment companies, closed-end funds, and BDCs on ‘40 Act compliance, board reporting... ...the ‘40 ActExperience registering and managing compliance programs, including policies...Suggested
$110k - $190k
...(“MSPBNA”) a division within Morgan Stanley Wealth Management (MSWM). Morgan Stanley Wealth Management is one of... ...division of MSPBNA, is seeking a Vice President Quality Assurance Team Manager to lead the Home Loans Pre-fund Credit Quality Assurance Program within Home Loans....Temporary workWorldwide- ...following position: Position: Quality Assurance Coordinator The Quality Assurance... ...Volunteers of America program model and funding source standards. Paul Hotel Family Shelter... ...evaluation data collection and incident management skills. Quality Assurance Coordinator...Full time
$100.05k
...Quality Assurance Supervisor This position is only open to internal ACS applicants. The... ...justice services and community supports. ACS manages community-based supports and foster care... ...from the New York Statewide Central Register of Child Abuse and Maltreatment. Each...Permanent employmentImmediate start$125k - $150k
...Strategas Asset Management provided pay range This range is provided by Strategas Asset Management... ...Asset Management (SAM) is an SEC-registered investment advisory firm (RIA). Through... ...model portfolios through exchange traded funds (ETFs) that are registered with the SEC...Full time- ...established, New York-based alternative investment manager is seeking an experienced Chief... ...materials, investor communications, and fund documentation for regulatory compliance... ...years of compliance experience within an SEC-registered investment adviser, hedge fund, or...
$140k - $165k
Job Summary:The Assurance Senior Manager, Non-Profit will be responsible for developing suggestions to improve client internal controls and accounting procedures. The role will also advise clients on various economic and regulatory risks in a specific industry field of...Work experience placementWork at office$105k - $128k
Job Summary:The Assurance Manager is responsible for supervising, directing, and reviewing the results through the delegation of tasks throughout the planning, field work and “wrap-up” stages of an Audit client engagement. In this role, the Assurance Manager is charged...Work at office$225k
Senior Vice President, Registered Funds Compliance A rapidly growing alternative investment platform is seeking a Senior Vice President to... ...how the platform grows, partnering directly with Portfolio Management, Product, Operations, Legal, and senior leadership on new fund...Work at office$125.78k
...and help to build a better working world.Audit Advisor - Assurance (Audit Services) (Manager) (Multiple Positions) (1716290), Ernst & Young U.S. LLP... ...SOX (ICFR), with a public accounting firm that is registered with PCAOB. Must have 2 years of experience with audits...Full timeWork experience placementSummer holidayImmediate startMonday to Friday$120k - $200k
QA Manager New York, NY, United States • Posted on Oct 18, 2025 NexaGuard serves enterprise customers that depend on accuracy and compliance... ...and handled securely. #J-18808-Ljbffr CYBEXO INC.® Accredited by Better Business Bureau Central Ontario. Registered TM in the US.Work at office- ...succeed and the autonomy to reach your goals.We are seeking an Audit Manager to join the Financial Services Audit practice, able to sit in a... ...or equivalent field5+ years of progressive audit and/or assurance experienceCPAExperience with asset management clientsPreferred/...Full timeLocal area
$89.8k - $170.5k
...Manager, Consumer Products Assurance RSM is looking for a Manager to join our Consumer Products Assurance team. You will have the opportunity to work as a team member on diverse client engagements as part of our national and local Consumer Products practice. Our clients...Work experience placementInternshipLocal area$160k - $250k
...dealer, and Eagle Strategies LLC, an SEC-registered investment adviser. Reporting directly... ...for the CCO before regulators and senior management, and help build the next generation of compliance... ...and variable life insurance, mutual funds, alternative investments, 529 plans,...Local areaHome office3 days per week- ...A leading dietary supplement brand is seeking a Quality Assurance (QA) Manager to oversee quality systems, ensuring product quality, safety, and brand integrity across all manufacturers and suppliers. The role requires a Bachelor's degree in a relevant field and 6–10...Remote work
- ...Founded in 2005, CIFC Asset Management LLC (together with its affiliates, “CIFC” or the “Firm... ..., particularly as it applies to mutual funds and/or Business Development Companies (... ...regulatory filings, especially BDC and/or registered fund filings and disclosures Serve as a...Worldwide
- ...or Sharon, PA Overview of Role The QA/QC Manager is a full-time, site-based Key Personnel responsible for independent quality assurance across a hyperscale data center program.... ...reporting structure Establish Quality Risk Register and inspection regimes (ITPs, hold/...Full timeFor contractorsWork at office
- ...A leading alternative asset manager is seeking a Deputy Chief Compliance Officer to support... ...filings and disclosures for BDCs and/or registered investment companies. Serve as a subject... ...SEC-registered investment adviser, mutual fund complex, BDC platform, or alternative asset...
- RSM is looking for a driven Assurance Manager to join our Real Estate teams. Our Real Estate serves public and private clients including real estate private equity funds, advisors, institutional investors and joint ventures, hotel and hospitality, developers, and owners...
$225k - $275k
...Overview Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible... ...-depth knowledge of compliance requirements applicable to SEC registered investment advisers Significant experience in drafting policies...Full time$150k - $190k
...is backed by top VCs including Kleiner Perkins, Accomplice, Gradient Ventures (Google’s AI Fund), BoxGroup, Village Global, and many more.As a Senior Federal Compliance Manager test.Secureframe highly values having employees working in-office to foster a collaborative...Work at officeWorldwideFlexible hours- ...people across the US and Europe, backed by nearly $100 million in funding from Ribbit Capital, Google, and Y Combinator. As one of the... ...before they need to.Own filings, registrations, and reporting. Manage our ongoing regulatory obligations across jurisdictions. Track...Work at officeRemote workWork from homeHome office
$140k - $190k
...institutional unit trust structures. The Compliance Officer will lead and manage the compliance program for each of the trust companies,... ...institutional trust offerings such as reinsurance trusts and fund structures, and with the administration of other non-trust structures...Full timeWork at officeLocal area$95.45k - $143.18k
...-led, investigator-initiated, federally funded, and industry-sponsored clinical research... ...readiness for sponsor audits, quality assurance reviews, and regulatory inspectionsDirect... ...three (3) years of leadership experience managing regulatory affairs and safety operations...TraineeshipWork at officeLocal area$99k - $252.45k
...SectorNot ApplicableSpecialismAssuranceManagement LevelManagerJob Description & SummaryThe OpportunityAs a Digital Assurance & Transparency- Workday - Manager, you will play a pivotal role in assisting clients with business transformations by leveraging large-scale...Full timeH1b- ...and the autonomy to reach your goals. We are seeking an Audit Manager to join the Financial Services Audit practice, able to sit in a... ...or equivalent field ~5+ years of progressive audit and/or assurance experience ~ CPA ~ Experience with asset management...Local area
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