Investment Associate

Job Detail

• Experience Level Sr Level
  

• Degree Type Bachelor of Science (BS)
  

• Employment Full Time
  

• Working Type On Site
  

• Job Reference
  

• Salary Type Annually
  

• Industry Private Equity
  

• Selling Points

  Take ownership of compliance processes in a dynamic investment environment. Collaborate with portfolio teams to ensure regulatory adherence and operational excellence. Advance your expertise in a challenging, growth-oriented role.

Job Description

Investment Associate Overview

• Lead investment compliance monitoring across diverse portfolios, ensuring adherence to regulatory obligations and internal policies.
• Collaborate with portfolio management teams to support investment activities and maintain operational efficiency.
• Translate client-specific restrictions into codified compliance rules within the compliance platform.
• Investigate and resolve compliance breaches, escalating material issues as necessary.
• Maintain and update the compliance rule library to ensure accuracy and relevance.
• Provide detailed reports and analysis on compliance monitoring activities.
• Participate in process improvement initiatives to enhance compliance monitoring capabilities.
• Work closely with internal teams to ensure seamless integration of compliance processes.

Investment Associate Key Responsibilities & Duties

• Monitor investment activities across credit funds and private equity-style vehicles.
• Translate investment management agreements into codified compliance rules.
• Investigate and resolve compliance breaches, escalating issues as necessary.
• Maintain and update compliance rule libraries to ensure accuracy.
• Collaborate with portfolio management teams to support investment activities.
• Generate reports and analysis on compliance monitoring activities.
• Participate in process improvement initiatives to enhance compliance monitoring capabilities.
• Ensure seamless integration of compliance processes with internal teams.

Investment Associate Job Requirements

• Bachelor of Science (BS) degree in a relevant field is required.
• Minimum of 3 years of experience in investment compliance or related roles.
• Preferred 7 years of experience in investment compliance or related roles.
• Strong knowledge of regulatory obligations and compliance monitoring processes.
• Proficiency in compliance platforms and rule coding.
• Excellent analytical and problem-solving skills for investigating compliance breaches.
• Effective communication skills to collaborate with portfolio management teams.
• Ability to work on-site and contribute to team initiatives.