Senior Manager, Securities & Derivatives Regulatory Reporting
Citi
Sec & Derivatives Sr Manager Apply (opens in new window) Job Req Id: 25828994 Location(s): Chennai, Tamil Nadu, India, Pune, Maharashtra, India Job Type: On-Site/Resident Posted: Sep. 04, 2025 Discover your future at Citi Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you’ll have the opportunity to grow your career, give back to your community and make a real impact. Job Overview The Wealth Regulatory Reporting Operations Manager - Vice President is an individual contributor’s role who is responsible for ensuring complete, accurate and timely regulatory reporting submissions, including exceptions resolution and process improvements in coordination with the Wealth Regulatory Reporting Operations team. The overall objective is to ensure accurate, timely and complete fulfillment of regulatory reporting obligations imposed on Citi by different regulators. This position plays key role within the Global Wealth Operations & Technology organization and a key partner to Wealth Business Senior Management Team, Investments Business Management, Discretionary Business Management, Business Risk & Control, Legal and Compliance. The role includes line management responsibilities and oversight across all operational functions associated with regulatory reporting applicable to the respective jurisdiction. The overall objectives of this role are strengthening Operational Regulatory Reporting processes, Governance and detection of issues, link between Product & regulatory reporting and increase awareness and knowledge on regulatory reporting. Experience: Candidates should have experience in regulatory reporting space (financial, non-financial, compliance regulatory reporting) securities & derivatives, and possess a sound Operations background. Leadership: We are seeking a seasoned people manager with a proven track record (minimum 4 years in leadership role) of building teams from scratch and establishing processes, particularly in regulatory reporting (NFRR). Focus: We are specifically not looking for Business Analyst (BA), Project Manager (PM), or change management profiles for this role. "Good to Have" Skill: Statistical transaction reporting (monthly/quarterly/annual/semi-annual) would be an asset. Responsibilities: Preparation and submission of regulatory reports covering different jurisdictions and products Analyzing regulatory reporting process front to back Resolving issues related to regulatory reporting Communicate operational changes arising from remediation or process or control enhancements to Operations & Technology Develop Business Requirements for system-related enhancements and End to end management of implementation of new or amended regulations Reconciliation of positions and ensuring of completeness, accuracy, and timeliness of reporting Executing the road map to improve regulatory reporting operations efficiency, controls, and resilience Streamlining process inconsistencies, mitigate risks, and process documentation. Sharing knowledge among team to manage regulatory reporting operations functions. Anticipate details of future regulations by communicating directly with key stakeholders and staying informed of relevant trends and industry new Driving projects and process improvements Supporting all control functions including MCA, audits, procedures updates and implementation Calculating and monitoring of key KPIs and metrics Timely escalation of issues and monitoring till resolution Close cooperation with Business and Tech partners on gap identification and process improvements Preparation and participation in governance forums Supporting internal & external audit reviews in relation to regulatory reporting operations & controls processes Leading team, supporting the goals and evaluation processes Recruiting talents Coordinating task allocation and completion in regulatory reporting operations team Continue professional development to keep abreast of emerging technologies, methods and best practices. Qualifications: Minimum 7 years of experience in Operations, preferably in regulatory reporting space Minimum 4 years of experience in leading team Solid experience in transactional regulatory reporting Proven experience working with demanding business stakeholders within a cross-functional matrix environment Deep understanding of regulations and operational processes Strong interpersonal skills to influence and spur change, facilitate, and enhance performance within a cross - functional environment. Proven experience leading a team Good understanding of Investments and Capital Market products as well as trade execution and settlement processes Analytical thinking skills Effective workload management Effective, adjusted to recipient communication skills Critical thinking and drawing logic conclusions Adequate level of proficiency with MS Project, Excel, Visio, PowerPoint and SharePoint with experience presenting to stakeholders and senior leadership Experience working both independently and, in a team-oriented, collaborative environment Education: Master degree, preferably in finance and banking ------------------------------------------------------ Job Family Group: Operations - Transaction Services ------------------------------------------------------ Job Family: Securities and Derivatives Processing ------------------------------------------------------ Time Type: ------------------------------------------------------ Most Relevant Skills Please see the requirements listed above. ------------------------------------------------------ Other Relevant Skills For complementary skills, please see above and/or contact the recruiter. ------------------------------------------------------ Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi (opens in new window) . View Citi’s EEO Policy Statement (opens in new window) and the Know Your Rights (opens in new window) poster. Apply (opens in new window) #J-18808-Ljbffr Citi
$100k - $143k
...Role Overview: Senior Associate - Derivative Accounting & Reporting performs a variety of duties... ...on a Statutory and management basis as well as NYLE on... ...deliverables including regulatory schedules, derivative program... ...of providing financial security and peace of mind to...SeniorRegulatoryWork at officeLocal areaWork from homeMonday to Friday3 days per week$150k - $190k
...seeking a hands-on, execution-focused Senior Manager, IT Information Security to lead the development,... ...and users, ensuring compliance with regulatory requirements (including GxP, SOX ITGCs... ...leadership, and external partners. Reports to: VP, Information Technology. Location...SeniorRegulatoryVisa sponsorshipWork visa$70k - $110k
A financial services recruitment firm seeks a Regulatory Reporting Analyst in New York. The candidate will prepare regulatory reports related to derivatives activity, ensuring accuracy and compliance with CFTC and SEC regulations. Ideal for those with 3+ years in regulatory...Regulatory$160k - $225k
...our clients. The Firm's Manager of Information Security is responsible for... ...objectives, risk tolerance, and regulatory obligations. The Manager of... ...objectives Develop and report on key risk and performance... ...progress, and outcomes to senior leadership Build, lead,...SeniorRegulatoryFull timeTemporary workWork at officeRemote workFlexible hours3 days per week- ...requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to... ...also include certain aspects of management reporting, client interactions, regulatory... ...for a variety of cash and derivative instruments) ~ Organization skills/...SeniorRegulatoryWork at office
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$100k - $115k
...Senior Sec Reporting Accountant Location: Manhattan, NY (4 days per week on-site) Salary: $10... ...filings including 10-K, 10-Q, and other regulatory reports Produce financial... ...and financial analysis ~ Ability to manage deadlines during close and SEC filing...SeniorRegulatory- ...New York is looking for a Global Financial Crime Compliance Governance Senior Associate to oversee KYC strategies and technology programs. You will be responsible for regulatory reporting, managing data insights for compliance executives, and identifying process automation...SeniorRegulatory
- ...company that is actively seeking a Senior Accountant, Financial Reporting. This is an exciting opportunity for... ...U.S. GAAP, and other applicable regulatory standards. You’ll be a critical part... ...analyses across multiple entities Manage intercompany transactions and month...SeniorRegulatory
- Senior Regulatory Reporting Analyst, Long Island City City, NY, Tampa or Charlotte, NC (Hybrid) Contract Duration: 8+ Months Required Skills &... ...Employment type Contract Job function Finance, Analyst, and Management Industries Financial Services, Investment Banking, and...SeniorRegulatoryContract work
$150k - $190k
...seeking a hands-on, execution-focused Senior Manager, IT Information Security to lead the development,... ...and users, ensuring compliance with regulatory requirements (including GxP, SOX ITGCs... ...leadership, and external partners. Reports to: VP, Information Technology....SeniorRegulatoryVisa sponsorshipWork visa- ...patients. Stellar Health is looking for a Senior Manager - Information Security, Governance, Risk, and Compliance... ...and investments. This role will report to our Senior Director, IT &... ...environments and infrastructure that meet regulatory commitments. Demonstrated...SeniorRegulatoryInterim roleWork at officeImmediate startRemote workWork from homeFlexible hours
- A leading insurance organization in New York is seeking a Senior Regulatory Reporting Analyst to ensure accurate and timely reporting of data to insurance regulatory bodies. The successful candidate will have strong data analysis and Excel skills, along with experience...SeniorRegulatory
$150k - $215k
A leading financial services firm in New York is looking for a proactive regulatory reporting specialist to join its Legal & Compliance team. The role involves overseeing beneficial ownership reporting obligations and collaborating with multiple teams to ensure compliance...SeniorRegulatory- ...insurance finance organization is seeking a Senior Accountant in New Jersey. The ideal... ...financial accounting, expertise in SEC reporting, and strong knowledge of GAAP. This hybrid... ...activities, and ensuring compliance with regulatory requirements. The organization offers an...SeniorRegulatory
- ...New York is seeking an Associate Controller for their External Reporting team. This role involves consolidating and analyzing financial... ...experience in external reporting are preferred, with the opportunity to engage with senior stakeholders. #J-18808-Ljbffr JPMorgan Chase & Co.SeniorRegulatory
- A leading insurance firm in New York is seeking a Senior Associate for Derivative Accounting & Reporting. The role involves monthly accounting and reporting for derivatives, ensuring SOX compliance, and collaboration with partners for accurate reporting. Successful candidates...Senior
- ...Sr. Financial Regulatory Reporting Associate The Financial Regulatory Reporting team, under... ...of the reporting process—helping manage forums, audits, and internal communications... ...financial products including loans, securities, derivatives, repos, and deposits ~...SeniorRegulatory
$90k - $180k
About Us Wellington Management offers comprehensive investment management... .... About the Role The Derivatives Onboarding Senior Analyst role within the... ...for transparency and metrics reporting & complete core tasks such as completion of regulatory adherences on behalf of...SeniorRegulatoryRemote workFlexible hours1 day per week$90k - $103k
...progress. Starr Insurance Companies is seeking an experienced Senior Regulatory Reporting Analyst with a deep insurance, and data analysis... ...meetings and/or conference calls. * Other tasks as assigned by Management. Skills/Experience Required: * Bachelor's Degree in...SeniorRegulatoryWork at officeWorldwideShift work$78k - $103k
...Senior Regulatory Analyst Join Starr, a global leader in commercial insurance with over a century... ...completion of insurance regulatory reporting, working closely with various business... ...attention to detail, and the ability to manage multiple priorities in a dynamic environment...SeniorRegulatoryWork at officeWorldwideShift work$165k - $185k
...financial institution is seeking a VP Lead Auditor to oversee audit assignments focused on financial controls and regulatory reporting. This role requires managing a team of auditors, verifying compliance with policies, and providing actionable recommendations. Candidates...SeniorRegulatory- A leading financial services firm in New York is looking for a Senior Associate in Derivative Accounting & Reporting. This role involves providing monthly accounting and reporting of derivatives, preparing quarterly schedules, and ensuring compliance with regulations. The...SeniorWork at office3 days per week
$64.07k - $99.79k
...The Senior Compliance Reporting Specialist will be responsible for ensuring compliance with the Physician Payments Sunshine Act by accurately... ...review HCP expenses for compliance with company policies and regulatory requirements. Identify and resolve any errors or...SeniorRegulatoryFull timeWork experience placementImmediate startRemote work- ...technology service provider is seeking a Senior Reporting/Axiom developer to join their team in... ...of experience in investment banking and regulatory reporting, along with strong skills in reporting tools and database management. Responsibilities include designing regulatory...SeniorRegulatoryContract work
- Luxoft is seeking a Senior Axiom Developer in New York to design and support AxiomSL-based regulatory reporting solutions. The ideal candidate will have over 7 years of experience in AxiomSL development and a deep understanding of regulatory reporting requirements like...SeniorRegulatory
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