Compliance Officer
Placements24
Placements24 is seeking a detail-oriented Compliance Officer for a rapidly growing financial services firm in Welkom. You will implement and maintain compliance programs to mitigate risk and ensure adherence to FICA, POPIA, and AML/KYC standards across the organization. The role offers a fully remote arrangement with flexible hours, competitive salary, and opportunities for professional development. Ideal candidates have at least four years in compliance or internal audit and strong analytical, #J-18808-Ljbffr
- ...your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and... ...quo and striving to be best-in-class.As a Regulatory Strategy Officer within the Governance and Business Management team, you will play...SuggestedWork at office
- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...SuggestedWork at office
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...SuggestedLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...Full timeLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection....Full timeWork at officeRemote work
$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week- ...OCR Alpha in New York seeks an experienced Trading Compliance Advisory professional to join a leading global investment manager's front-office advisory team. You will work closely with portfolio managers, traders and quantitative teams on trading activity, market structure...
- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
- ...our highly reputable Alternative Asset Management clients currently seeking to add an AVP to their growing Alternative Investments Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Fund Marketing, Legal, Compliance,...
$155k - $185k
...a Subscription Document Review AVP to join its Regulatory and Compliance team to review investor subscription materials submitted in relation... ...when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on...Full timeWork at officeRemote work$77k - $143k
...COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS Position is responsible for overseeing and maintaining assigned areas of the compliance program covering consumers, including monitoring business areas for compliance with applicable laws and regulations and ensuring controls...Work experience placementRemote work$1,000 per day
...A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at office$1,000 per day
...G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$175k - $200k
...Compliance Officer New York The Role Sixth Street's Compliance team partners with all aspects of Sixth Street to build and maintain a best-in-class compliance program that addresses applicable regulatory requirements and industry best practices. The Compliance...Temporary workLocal area$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...- ...Corebridge Financial is seeking a Transaction Review Analyst to conduct suitability reviews for pre‑approval transactions and mitigate compliance risks. The role involves reviewing submissions, obtaining needed information from financial professionals, and coordinating with...
- ...regulatory breaches Advise traders and engineers on regulatory constraints during strategy development Draft and update internal compliance policies and procedures Liaise with regulators (SEC, CFTC, FINRA) during audits and inquiries Requirements 5+ years of compliance...
- ...Goldman Sachs is seeking a Vice President for PWM Compliance in New York. You will oversee supervision, regulatory adherence, and governance across PWM businesses, partnering with Legal, Risk and control functions to strengthen compliance risk management. The role emphasizes...
- ...The Goldman Sachs Group, Inc. is seeking a Global Banking & Markets-Public Compliance officer to prevent, detect and mitigate regulatory and reputational risk. The role covers sales and trading, working with Legal, Risk, Ops, Tech and Internal Audit to uphold conduct...
- ...partnered with an Investment bank who are looking for several compliance testing professionals to join their team. We have multiple open... ...specifically. They currently operate on a hybrid schedule (3 days in office) and are based in Manhattan. They're not looking to silo you in...Work at office
- ...Remote Public Compliance Officer – 50862 Turing is looking for candidates with strong experience in government and regulatory compliance, especially for compliance officers, auditors, legal analysts, or public policy professionals working within or alongside public institutions...Full timeFor contractorsFreelanceRemote work
- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and regulatory...
- ...EY is seeking a Financial Services Tech Consulting Rule Coding Senior in New York, focusing on investment compliance implementations across OMS platforms like Charles River and Aladdin. This role requires interpreting investment guidelines into compliance rules and validating...
- ...Paxos is seeking a Compliance Investigations Manager to lead financial crime investigations, AML/KYC compliance and regulatory reporting. You will guide a growing investigations team and drive the strategy for continuous improvement. You’ll collaborate with cross-functional...
$143k - $224k
...Lead Compliance Officer Wells Fargo is seeking a Lead Compliance Officer to play a critical role within the Corporate & Investment Banking (CIB) Markets Compliance team. Reporting to the Head of Equities Compliance, this position offers the opportunity to influence...Work experience placement- ...Senior Compliance Officer Financial services New York , New York Permanent Feb 19, 2025 The Senior Compliance Officer will support the Alternative business. This includes investments in Direct Real Estate, Infrastructure Debt, and Private Credit. Create policies and procedures...Permanent employment
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